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NWAM LLC Portfolio holdings

AUM $1.74B
1-Year Est. Return 32.48%
This Fund
S&P 500
This Quarter Est. Return
+4.8%
1 Year Est. Return
+32.48%
3 Year Est. Return
+94.99%
5 Year Est. Return
+115.71%
10 Year Est. Return
+259.09%
AUM
$245M
AUM Growth
+$125M
Cap. Flow
+$132M
Cap. Flow %
54.03%
Top 10 Hldgs %
27.24%
Holding
269
New
125
Increased
68
Reduced
62
Closed
10

Top Buys

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$13.2M
2
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
+$7.95M
3
FLC
Flaherty & Crumrine Total Return Fund
FLC
+$6.3M
4
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$5.06M
5
BND icon
Vanguard Total Bond Market
BND
+$4.66M

Top Sells

Rank Stock Value
1
GOOG icon
Alphabet (Google) Class C
GOOG
+$797K
2
DAL icon
Delta Air Lines
DAL
+$402K
3
UNH icon
UnitedHealth
UNH
+$389K
4
MSFT icon
Microsoft
MSFT
+$324K
5
CVX icon
Chevron
CVX
+$236K

Sector Composition

Rank Sector Weight
1 Technology 9.33%
2 Financials 6.1%
3 Industrials 5.42%
4 Consumer Discretionary 4.36%
5 Communication Services 4.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DS
251
DELISTED
Drive Shack Inc.
DS
$51K 0.02%
+12,471
New +$55.5K
WPRT
252
Westport Fuel Systems
WPRT
$36.5M
$48K 0.02%
2,405
-495
-17% -$13.7K
PBR.A icon
253
Petrobras Class A
PBR.A
$103B
$47K 0.02%
13,855
+855
+7% +$3.4K
UQM
254
DELISTED
UQM Technologies, Inc.
UQM
$31K 0.01%
46,213
+213
+0.5% +$124
SNOA icon
255
Sonoma Pharmaceuticals
SNOA
$5.79M
$28K 0.01%
27
– –
FXEN
256
DELISTED
FX ENERGY INC
FXEN
$22K 0.01%
19,400
+400
+2% +$451
KMI icon
257
CALL
Kinder Morgan
KMI
$71.9B
$7K ﹤0.01%
+18,000
New +$429K
HTM
258
DELISTED
U.S. Geothermal Inc.
HTM
$6K ﹤0.01%
1,667
– –
REE
259
DELISTED
RARE ELEMENT RES LTD
REE
$2K ﹤0.01%
+10,000
New +$2.21K
CIEN icon
260
Ciena
CIEN
$53B
– –
-10,000
Closed -$207K
DAL icon
261
Delta Air Lines
DAL
$55.4B
– –
-9,000
Closed -$402K
EXEL icon
262
Exelixis
EXEL
$14.1B
– –
-40,000
Closed -$224K
TGS icon
263
Transportadora de Gas del Sur
TGS
$4.48B
– –
-10,385
Closed -$40K
UNH icon
264
UnitedHealth
UNH
$387B
– –
-3,000
Closed -$389K
XRX icon
265
Xerox
XRX
$362M
– –
-5,313
Closed -$136K
BBEP
266
DELISTED
BREITBURN ENERGY PARTNERS LP COM UNITS RPTNG LTD PRTNRSHIP
BBEP
– –
-15,000
Closed -$31K
LINE
267
DELISTED
LINN ENERGY LLC COM UTS REP LTD LIABILITY CO INTS
LINE
– –
-12,000
Closed -$32K
BTU
268
DELISTED
PEABODY ENERGY CORP COM STK NEW (DE)
BTU
– –
-1,200
Closed -$25K
CMCSK
269
DELISTED
COMCAST CORP SPL A (NEW)
CMCSK
– –
-4,000
Closed -$218K
7 8 9 10
11

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VCM
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PAIM
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RIA
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SFI
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MAM
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NWAM LLC's Q4 2015 Portfolio in Review

As of Q4 2015, NWAM LLC held 269 positions worth $245M, up 103% from $121M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

NWAM LLC deployed $132M of net new capital in Q4 2015, opening 125 new positions and adding to 68 existing holdings. Its largest new stake was BlackRock Credit Allocation Income Trust: 644,864 shares worth $7.96M.

By sector, the portfolio is most concentrated in Technology at 9.3% of assets, down from 16% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was Alphabet (Google) Class C, an estimated $797K trimmed.

  • NWAM LLC's largest Q4 2015 buy was BlackRock Credit Allocation Income Trust: 644,864 shares worth $7.96M.
  • NWAM LLC added most to Alibaba in Q4 2015, an estimated $13.2M increase.
  • NWAM LLC's biggest Q4 2015 reduction was Alphabet (Google) Class C, cutting an estimated $797K.
  • NWAM LLC fully exited Delta Air Lines in Q4 2015, selling an estimated $402K.
  • NWAM LLC's ten largest holdings make up 27% of its $245M portfolio in Q4 2015.
  • NWAM LLC opened 125 new positions and closed 10 in Q4 2015.
  • NWAM LLC's portfolio value rose 103% quarter-over-quarter to $245M.

Based on NWAM LLC's 13F filing for Q4 2015, filed 12 Feb 2016.