We are live on ! Find out more
NL

NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
-1.02%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$239M
AUM Growth
+$5.16M
Cap. Flow
+$9.72M
Cap. Flow %
4.07%
Top 10 Hldgs %
28.82%
Holding
290
New
39
Increased
141
Reduced
63
Closed
41

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$4.12M
2
AAPL icon
Apple
AAPL
+$3.85M
3
ACWI icon
iShares MSCI ACWI ETF
ACWI
+$3.27M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$2.59M
5
VUG icon
Vanguard Growth ETF
VUG
+$2.07M

Top Sells

Rank Stock Value
1
RITM icon
Rithm Capital
RITM
+$4.71M
2
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$2.44M
3
DVY icon
iShares Select Dividend ETF
DVY
+$2.43M
4
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$2.36M
5
DRA
Diversified Real Asset Income Fd
DRA
+$2.33M

Sector Composition

Rank Sector Weight
1 Technology 9.79%
2 Financials 5.85%
3 Industrials 5.6%
4 Energy 4.26%
5 Consumer Discretionary 4.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BRK.B icon
251
Berkshire Hathaway Class B
BRK.B
$1.07T
– –
-16,920
Closed -$2.44M
BWX icon
252
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
$1.32B
– –
-67,734
Closed -$1.8M
C icon
253
Citigroup
C
$222B
– –
-3,958
Closed -$204K
CIM
254
Chimera Investment
CIM
$1.05B
– –
-21,713
Closed -$1.02M
DIS icon
255
CALL
Walt Disney
DIS
$165B
– –
-6,000
Closed -$640K
DOC icon
256
Healthpeak Properties
DOC
$15.4B
– –
-6,725
Closed -$265K
ETN icon
257
Eaton
ETN
$157B
– –
-3,535
Closed -$240K
GLD icon
258
CALL
SPDR Gold Trust
GLD
$131B
– –
-8,000
Closed -$958K
GSK icon
259
GSK
GSK
$103B
– –
-5,146
Closed -$297K
IJS icon
260
CALL
iShares S&P Small-Cap 600 Value ETF
IJS
$8.11B
– –
-2,800
Closed -$502K
IYE icon
261
iShares US Energy ETF
IYE
$1.74B
– –
-14,486
Closed -$632K
IYR icon
262
iShares US Real Estate ETF
IYR
$4.59B
– –
-14,793
Closed -$1.17M
JQC icon
263
Nuveen Credit Strategies Income Fund
JQC
$702M
– –
-109,667
Closed -$992K
MDT icon
264
Medtronic
MDT
$107B
– –
-3,357
Closed -$262K
MDY icon
265
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27B
– –
-8,503
Closed -$2.36M
MLCO icon
266
Melco Resorts & Entertainment
MLCO
$2.1B
– –
-9,695
Closed -$208K
MRK icon
267
Merck
MRK
$324B
– –
-8,868
Closed -$486K
MU icon
268
Micron Technology
MU
$1.04T
– –
-7,625
Closed -$207K
NLY icon
269
Annaly Capital Management
NLY
$16.9B
– –
-24,474
Closed -$1.02M
NXPI icon
270
CALL
NXP Semiconductors
NXPI
$68B
– –
-2,500
Closed -$250K
O icon
271
Realty Income
O
$61.2B
– –
-9,107
Closed -$455K
PBR icon
272
Petrobras
PBR
$121B
– –
-14,841
Closed -$90K
PZG icon
273
Paramount Gold Nevada
PZG
$94.4M
– –
-13,000
Closed -$13K
RBBN icon
274
Ribbon Communications
RBBN
$354M
– –
-11,460
Closed -$90K
RIG icon
275
Transocean
RIG
$5.92B
– –
-16,019
Closed -$235K
8 9 10
11
12

Similar funds

RCM
Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return
LGM
Logos Global Management San Francisco, California $2B AUM 444.09% 1-Year Est. Return
MYAM
Meiji Yasuda Asset Management Tokyo, Japan $2B AUM 22.52% 1-Year Est. Return
LBC
Lowe Brockenbrough & Co Richmond, Virginia $2.01B AUM 22.05% 1-Year Est. Return
C
Consulta London, United Kingdom $2.01B AUM 16.82% 1-Year Est. Return
CAM
Cormorant Asset Management Boston, Massachusetts $1.99B AUM 737.95% 1-Year Est. Return
SC
Syon Capital San Francisco, California $1.99B AUM 22.67% 1-Year Est. Return
BGM
Burkehill Global Management New York $2.02B AUM 85.32% 1-Year Est. Return

NWAM LLC's Q2 2015 Portfolio in Review

As of Q2 2015, NWAM LLC held 290 positions worth $239M, up 2.2% from $234M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

NWAM LLC deployed $9.72M of net new capital in Q2 2015, opening 39 new positions and adding to 141 existing holdings. Its largest new stake was iShares Russell 2000 ETF: 33,000 shares worth $4.16M.

By sector, the portfolio is most concentrated in Technology at 9.8% of assets, up from 8.1% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares Select Dividend ETF, an estimated $2.43M trimmed.

  • NWAM LLC's largest Q2 2015 buy was iShares Russell 2000 ETF: 33,000 shares worth $4.16M.
  • NWAM LLC added most to Apple in Q2 2015, an estimated $3.85M increase.
  • NWAM LLC's biggest Q2 2015 reduction was iShares Select Dividend ETF, cutting an estimated $2.43M.
  • NWAM LLC fully exited Rithm Capital in Q2 2015, selling an estimated $4.71M.
  • NWAM LLC's ten largest holdings make up 29% of its $239M portfolio in Q2 2015.
  • NWAM LLC opened 39 new positions and closed 41 in Q2 2015.
  • NWAM LLC's portfolio value rose 2.2% quarter-over-quarter to $239M.

Based on NWAM LLC's 13F filing for Q2 2015, filed 15 Oct 2015.