NL

NWAM LLC Portfolio holdings

AUM $1.23B
This Quarter Return
+2%
1 Year Return
+22.34%
3 Year Return
+89.7%
5 Year Return
+147.55%
10 Year Return
+197.14%
AUM
$228M
AUM Growth
+$228M
Cap. Flow
-$66.2M
Cap. Flow %
-29.04%
Top 10 Hldgs %
27.53%
Holding
310
New
14
Increased
57
Reduced
143
Closed
71

Top Buys

1
QQQ icon
Invesco QQQ Trust
QQQ
$979K
2
RDS.A
Royal Dutch Shell PLC ADS Class A
RDS.A
$890K
3
BKK
Blackrock Municipal 2020 Term Trust
BKK
$742K
4
SNR
NEW SENIOR INVESTMENT GROUP INC.
SNR
$402K
5
KG
Kestrel Group, Ltd.
KG
$396K

Top Sells

1
SBUX icon
Starbucks
SBUX
$7.81M
2
PG icon
Procter & Gamble
PG
$3.92M
3
SPAB icon
SPDR Portfolio Aggregate Bond ETF
SPAB
$2.94M
4
PM icon
Philip Morris
PM
$1.76M
5
MSFT icon
Microsoft
MSFT
$1.68M

Sector Composition

1 Technology 8.36%
2 Financials 7.08%
3 Industrials 4.87%
4 Energy 4.04%
5 Real Estate 3.88%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
ESRX
251
DELISTED
Express Scripts Holding Company
ESRX
– –
-4,871
Closed -$344K
RTN
252
DELISTED
Raytheon Company
RTN
– –
-2,190
Closed -$223K
CBL
253
DELISTED
CBL& Associates Properties, Inc.
CBL
– –
-13,642
Closed -$244K
SPRT
254
DELISTED
support.com, Inc.
SPRT
– –
-15,113
Closed -$33K
RDS.B
255
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
– –
-19,870
Closed -$1.53M
MMP
256
DELISTED
Magellan Midstream Partners, L.P.
MMP
– –
-3,051
Closed -$257K
FEN
257
DELISTED
First Trust Energy Income and Growth Fund
FEN
– –
-12,524
Closed -$461K
MRO
258
DELISTED
Marathon Oil Corporation
MRO
– –
-6,125
Closed -$230K
WM icon
259
Waste Management
WM
$90.4B
– –
-4,251
Closed -$202K
WFC icon
260
Wells Fargo
WFC
$258B
– –
-7,138
Closed -$370K
VOT icon
261
Vanguard Mid-Cap Growth ETF
VOT
$17.5B
– –
-2,523
Closed -$243K
UPS icon
262
United Parcel Service
UPS
$72.3B
– –
-3,448
Closed -$339K
TXN icon
263
Texas Instruments
TXN
$178B
– –
-4,253
Closed -$203K
TGS icon
264
Transportadora de Gas del Sur
TGS
$3.83B
– –
-168,285
Closed -$559K
TEVA icon
265
Teva Pharmaceuticals
TEVA
$21.5B
– –
-4,163
Closed -$224K
SRE icon
266
Sempra
SRE
$53.7B
– –
-4,575
Closed -$482K
SPAB icon
267
SPDR Portfolio Aggregate Bond ETF
SPAB
$8.56B
– –
-50,877
Closed -$2.94M
SO icon
268
Southern Company
SO
$101B
– –
-12,182
Closed -$532K
SJM icon
269
J.M. Smucker
SJM
$12B
– –
-2,048
Closed -$203K
RQI icon
270
Cohen & Steers Quality Income Realty Fund
RQI
$1.66B
– –
-18,157
Closed -$193K
PFF icon
271
iShares Preferred and Income Securities ETF
PFF
$14.4B
– –
-5,650
Closed -$223K
PEP icon
272
PepsiCo
PEP
$203B
– –
-2,959
Closed -$275K
PDT
273
John Hancock Premium Dividend Fund
PDT
$657M
– –
-13,327
Closed -$175K
PBR.A icon
274
Petrobras Class A
PBR.A
$73.4B
– –
-14,757
Closed -$220K
PARAA
275
DELISTED
Paramount Global Class A
PARAA
– –
-4,810
Closed -$257K
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11
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