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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
+2.01%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$229M
AUM Growth
-$51.8M
Cap. Flow
-$60.6M
Cap. Flow %
-26.48%
Top 10 Hldgs %
27.41%
Holding
313
New
17
Increased
57
Reduced
143
Closed
72

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$959K
2
RDS.A
Royal Dutch Shell PLC ADS Class A
RDS.A
+$920K
3
BKK
Blackrock Municipal 2020 Term Trust
BKK
+$730K
4
SNR
NEW SENIOR INVESTMENT GROUP INC.
SNR
+$424K
5
ONIT
Onity Group
ONIT
+$390K

Top Sells

Rank Stock Value
1
SBUX icon
Starbucks
SBUX
+$7.43M
2
PG icon
Procter & Gamble
PG
+$3.78M
3
SPAB icon
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
+$2.94M
4
PM icon
Philip Morris
PM
+$1.85M
5
MSFT icon
Microsoft
MSFT
+$1.7M

Sector Composition

Rank Sector Weight
1 Technology 8.32%
2 Financials 7.05%
3 Industrials 4.85%
4 Energy 4.02%
5 Real Estate 3.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CSX icon
251
CSX Corp
CSX
$98.6B
– –
-20,325
Closed -$217K
EMF
252
Templeton Emerging Markets Fund
EMF
$314M
– –
-12,376
Closed -$220K
EOG icon
253
EOG Resources
EOG
$78B
– –
-2,205
Closed -$218K
EPD icon
254
Enterprise Products Partners
EPD
$83.8B
– –
-5,262
Closed -$212K
EXC icon
255
Exelon
EXC
$48.6B
– –
-10,169
Closed -$247K
GDV icon
256
Gabelli Dividend & Income Trust
GDV
$2.6B
– –
-10,581
Closed -$225K
GEL icon
257
Genesis Energy
GEL
$1.84B
– –
-10,347
Closed -$545K
GIS icon
258
General Mills
GIS
$19.2B
– –
-8,592
Closed -$433K
GLD icon
259
SPDR Gold Trust
GLD
$131B
– –
-4,583
Closed -$533K
HOG icon
260
Harley-Davidson
HOG
$2.68B
– –
-6,660
Closed -$388K
HON icon
261
Honeywell
HON
$77.1B
– –
-2,904
Closed -$243K
HYG icon
262
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.3B
– –
-2,935
Closed -$270K
IJT icon
263
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.22B
– –
-8,102
Closed -$456K
IVW icon
264
iShares S&P 500 Growth ETF
IVW
$72.5B
– –
-23,280
Closed -$622K
KO icon
265
Coca-Cola
KO
$354B
– –
-9,429
Closed -$402K
LLY icon
266
Eli Lilly
LLY
$1.07T
– –
-6,216
Closed -$403K
LOW icon
267
Lowe's Companies
LOW
$116B
– –
-3,993
Closed -$211K
LUV icon
268
Southwest Airlines
LUV
$22.1B
– –
-8,082
Closed -$273K
MCHP icon
269
Microchip Technology
MCHP
$42.8B
– –
-9,112
Closed -$215K
MDLZ icon
270
Mondelez International
MDLZ
$77.7B
– –
-6,721
Closed -$230K
MFC icon
271
Manulife Financial
MFC
$72.6B
– –
-20,039
Closed -$386K
MLCO icon
272
CALL
Melco Resorts & Entertainment
MLCO
$2.1B
– –
-11,470
Closed -$302K
MPC icon
273
Marathon Petroleum
MPC
$90.3B
– –
-6,418
Closed -$201K
NNN icon
274
NNN REIT
NNN
$9.39B
– –
-7,678
Closed -$265K
PAA icon
275
Plains All American Pipeline
PAA
$17.4B
– –
-7,340
Closed -$432K
9 10
11
12 13

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LGM
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MYAM
Meiji Yasuda Asset Management Tokyo, Japan $2B AUM 22.52% 1-Year Est. Return
LBC
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C
Consulta London, United Kingdom $2.01B AUM 16.82% 1-Year Est. Return
CAM
Cormorant Asset Management Boston, Massachusetts $1.99B AUM 737.95% 1-Year Est. Return
SC
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BGM
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NWAM LLC's Q4 2014 Portfolio in Review

As of Q4 2014, NWAM LLC held 313 positions worth $229M, down 18% from $281M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

NWAM LLC withdrew a net $60.6M in Q4 2014, closing 72 positions and reducing 143 holdings. Its most notable exit was State Street SPDR Portfolio Aggregate Bond ETF, an estimated $2.94M position sold in full.

By sector, the portfolio is most concentrated in Technology at 8.3% of assets, up from 8.2% a quarter earlier, followed by Financials and Industrials.

Against the trend, NWAM LLC opened a new position in Royal Dutch Shell PLC ADS Class A worth $890K.

  • NWAM LLC's largest Q4 2014 buy was Royal Dutch Shell PLC ADS Class A: 13,295 shares worth $890K.
  • NWAM LLC added most to Invesco QQQ Trust in Q4 2014, an estimated $959K increase.
  • NWAM LLC's biggest Q4 2014 reduction was Starbucks, cutting an estimated $7.43M.
  • NWAM LLC fully exited State Street SPDR Portfolio Aggregate Bond ETF in Q4 2014, selling an estimated $2.94M.
  • NWAM LLC's ten largest holdings make up 27% of its $229M portfolio in Q4 2014.
  • NWAM LLC opened 17 new positions and closed 72 in Q4 2014.
  • NWAM LLC's portfolio value fell 18% quarter-over-quarter to $229M.

Based on NWAM LLC's 13F filing for Q4 2014, filed 9 Sep 2016.