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NWAM LLC Portfolio holdings

AUM $1.74B
1-Year Est. Return 32.48%
This Fund
S&P 500
This Quarter Est. Return
-1.19%
1 Year Est. Return
+32.48%
3 Year Est. Return
+94.99%
5 Year Est. Return
+115.71%
10 Year Est. Return
+259.09%
AUM
$281M
AUM Growth
-$40.6M
Cap. Flow
-$30.8M
Cap. Flow %
-10.95%
Top 10 Hldgs %
24.08%
Holding
324
New
24
Increased
147
Reduced
106
Closed
28

Top Buys

Rank Stock Value
1
SBUX icon
Starbucks
SBUX
+$4.72M
2
BBLU
BLUE EARTH, INC. COMMON STOCK
BBLU
+$1.85M
3
DRA
Diversified Real Asset Income Fd
DRA
+$1.77M
4
RDS.B
Royal Dutch Shell PLC ADS Class B
RDS.B
+$1.31M
5
MZF
Managed Duration Inv Grd Muni Fd
MZF
+$1.18M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$5.31M
2
BAC icon
Bank of America
BAC
+$3.26M
3
INTC icon
Intel
INTC
+$2.82M
4
O icon
Realty Income
O
+$2.36M
5
APU
AmeriGas Partners, L.P.
APU
+$2.18M

Sector Composition

Rank Sector Weight
1 Technology 8.17%
2 Financials 6.7%
3 Energy 5.79%
4 Industrials 5.51%
5 Consumer Staples 5.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CMCSK
251
DELISTED
COMCAST CORP SPL A (NEW)
CMCSK
$217K 0.08%
4,063
-10
-0.2% -$534
MMT
252
Aberdeen Multi-Market Income Fund
MMT
$244M
$216K 0.08%
33,700
– –
MCHP icon
253
Microchip Technology
MCHP
$43.7B
$215K 0.08%
9,112
-104
-1% -$2.49K
MDT icon
254
Medtronic
MDT
$107B
$215K 0.08%
3,473
-1,189
-26% -$75.6K
NPT
255
DELISTED
NUVEEN PREM INSD MUNI FD-4 INC
NPT
$215K 0.08%
+16,887
New +$215K
CELG
256
DELISTED
Celgene Corp
CELG
$215K 0.08%
2,264
-143
-6% -$12.9K
PZE
257
DELISTED
Petrobras Argentina S A
PZE
$213K 0.08%
32,570
+3,660
+13% +$24K
EPD icon
258
Enterprise Products Partners
EPD
$83.9B
$212K 0.08%
5,262
-1,866
-26% -$73.2K
LOW icon
259
Lowe's Companies
LOW
$115B
$211K 0.08%
3,993
-259
-6% -$13.1K
JHS
260
John Hancock Income Securities Trust
JHS
$127M
$210K 0.07%
14,925
– –
FLG
261
Flagstar Bank National Association
FLG
$6.19B
$206K 0.07%
4,318
+29
+0.7% +$1.39K
SJM icon
262
J.M. Smucker
SJM
$12B
$203K 0.07%
2,048
+102
+5% +$10.5K
TXN icon
263
Texas Instruments
TXN
$259B
$203K 0.07%
4,253
+9
+0.2% +$431
STIP icon
264
iShares 0-5 Year TIPS Bond ETF
STIP
$15.8B
$202K 0.07%
2,014
+39
+2% +$3.96K
WM icon
265
Waste Management
WM
$96B
$202K 0.07%
+4,251
New +$195K
MPC icon
266
Marathon Petroleum
MPC
$92.1B
$201K 0.07%
6,418
+950
+17% +$40.3K
GGN
267
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$745M
$200K 0.07%
21,605
+3,404
+19% +$36.4K
NQU
268
DELISTED
NUVEEN QUALITY INCOME MUNI FD
NQU
$195K 0.07%
14,267
+2
+0% +$28
RQI icon
269
Cohen & Steers Quality Income Realty Fund
RQI
$1.67B
$193K 0.07%
18,157
-1,686
-8% -$18.8K
SFL icon
270
SFL Corp
SFL
$1.49B
$191K 0.07%
11,279
+1,003
+10% +$18.6K
VGM icon
271
Invesco Trust Investment Grade Municipals
VGM
$563M
$184K 0.07%
14,070
– –
PDT
272
John Hancock Premium Dividend Fund
PDT
$634M
$175K 0.06%
13,327
+172
+1% +$2.29K
FIG
273
DELISTED
Fortress Investment Group Llc
FIG
$172K 0.06%
25,000
-6,400
-20% -$47.2K
SCU
274
DELISTED
Sculptor Capital Management, Inc. Class A Common Stock
SCU
$162K 0.06%
1,509
+205
+16% +$26.2K
WIN
275
DELISTED
Windstream Holdings Inc
WIN
$159K 0.06%
+5,014
New +$429K
9 10
11
12 13

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VCM
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PAIM
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RIA
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SFI
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NWAM LLC's Q3 2014 Portfolio in Review

As of Q3 2014, NWAM LLC held 324 positions worth $281M, down 13% from $321M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

NWAM LLC withdrew a net $30.8M in Q3 2014, closing 28 positions and reducing 106 holdings. Its most notable exit was AMERN STRATEGIC INCM PORTF II, an estimated $1.22M position sold in full.

By sector, the portfolio is most concentrated in Technology at 8.2% of assets, down from 9.8% a quarter earlier, followed by Financials and Energy.

Against the trend, NWAM LLC opened a new position in BLUE EARTH, INC. COMMON STOCK worth $2.17M.

  • NWAM LLC's largest Q3 2014 buy was BLUE EARTH, INC. COMMON STOCK: 576,119 shares worth $2.17M.
  • NWAM LLC added most to Starbucks in Q3 2014, an estimated $4.72M increase.
  • NWAM LLC's biggest Q3 2014 reduction was Microsoft, cutting an estimated $5.31M.
  • NWAM LLC fully exited AMERN STRATEGIC INCM PORTF II in Q3 2014, selling an estimated $1.22M.
  • NWAM LLC's ten largest holdings make up 24% of its $281M portfolio in Q3 2014.
  • NWAM LLC opened 24 new positions and closed 28 in Q3 2014.
  • NWAM LLC's portfolio value fell 13% quarter-over-quarter to $281M.

Based on NWAM LLC's 13F filing for Q3 2014, filed 9 Sep 2016.