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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
-2.82%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$986M
AUM Growth
-$231M
Cap. Flow
-$195M
Cap. Flow %
-19.78%
Top 10 Hldgs %
30.13%
Holding
559
New
24
Increased
170
Reduced
282
Closed
59

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$9.59M
2
AMD icon
Advanced Micro Devices
AMD
+$4.11M
3
NVDA icon
NVIDIA
NVDA
+$3.99M
4
DFSU
Dimensional US Sustainability Core 1 ETF
DFSU
+$3.8M
5
DFAC icon
Dimensional US Core Equity 2 ETF
DFAC
+$3.38M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$19.1M
2
VTV icon
Vanguard Value ETF
VTV
+$16.8M
3
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$13.4M
4
VUG icon
Vanguard Growth ETF
VUG
+$11.9M
5
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$11.6M

Sector Composition

Rank Sector Weight
1 Technology 16.81%
2 Healthcare 6.42%
3 Financials 5.17%
4 Energy 4.67%
5 Industrials 4.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ETN icon
226
Eaton
ETN
$155B
$783K 0.08%
3,670
-99
-3% -$21.3K
SPDW icon
227
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$39.8B
$751K 0.08%
24,211
+4,524
+23% +$146K
SILJ icon
228
Amplify Junior Silver Miners ETF
SILJ
$3.29B
$749K 0.08%
88,381
-8,687
-9% -$82.1K
MO icon
229
Altria Group
MO
$122B
$749K 0.08%
17,805
-5
-0% -$221
STIP icon
230
iShares 0-5 Year TIPS Bond ETF
STIP
$15.9B
$745K 0.08%
7,686
-576
-7% -$56K
TFLO icon
231
iShares Treasury Floating Rate Bond ETF
TFLO
$6.54B
$744K 0.08%
+14,669
New +$742K
EW icon
232
Edwards Lifesciences
EW
$47.8B
$737K 0.07%
10,636
-143
-1% -$11.5K
EFX icon
233
Equifax
EFX
$20.8B
$734K 0.07%
4,008
-5
-0.1% -$1.02K
AVEM icon
234
Avantis Emerging Markets Equity ETF
AVEM
$25.4B
$727K 0.07%
13,764
-3,310
-19% -$180K
SCHM icon
235
Schwab US Mid-Cap ETF
SCHM
$14.6B
$718K 0.07%
31,809
+5,550
+21% +$131K
IUSV icon
236
iShares Core S&P US Value ETF
IUSV
$27.3B
$717K 0.07%
9,603
-376
-4% -$29.5K
O icon
237
Realty Income
O
$61.1B
$716K 0.07%
14,337
-1,142
-7% -$65.7K
AFG icon
238
American Financial Group
AFG
$12B
$716K 0.07%
6,410
+5
+0.1% +$577
IGEB icon
239
iShares Investment Grade Systematic Bond ETF
IGEB
$1.45B
$710K 0.07%
16,744
+722
+5% +$31.4K
IMCB icon
240
iShares Morningstar Mid-Cap ETF
IMCB
$1.66B
$710K 0.07%
11,885
-1,456
-11% -$91.7K
FXZ icon
241
First Trust Materials AlphaDEX Fund
FXZ
$373M
$709K 0.07%
11,242
-81
-0.7% -$5.28K
OXY icon
242
Occidental Petroleum
OXY
$54.6B
$708K 0.07%
10,919
+669
+7% +$42.1K
PBW icon
243
Invesco WilderHill Clean Energy ETF
PBW
$409M
$706K 0.07%
22,463
+634
+3% +$24K
UPS icon
244
United Parcel Service
UPS
$96B
$703K 0.07%
4,509
-2,882
-39% -$497K
ZTS icon
245
Zoetis
ZTS
$32.2B
$702K 0.07%
4,032
+664
+20% +$121K
BIV icon
246
Vanguard Intermediate-Term Bond ETF
BIV
$28.9B
$697K 0.07%
9,637
-79,774
-89% -$5.9M
IBUY icon
247
Amplify Online Retail ETF
IBUY
$110M
$696K 0.07%
15,717
-85
-0.5% -$4.08K
ESGU icon
248
iShares ESG Aware MSCI USA ETF
ESGU
$17.7B
$692K 0.07%
7,364
-1,256
-15% -$123K
VGIT icon
249
Vanguard Intermediate-Term Treasury ETF
VGIT
$41.7B
$687K 0.07%
12,016
+1,824
+18% +$106K
SPUS icon
250
SP Funds S&P 500 Sharia ETF
SPUS
$2.84B
$684K 0.07%
22,116
+218
+1% +$7K
8 9
10
11 12

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NWAM LLC's Q3 2023 Portfolio in Review

As of Q3 2023, NWAM LLC held 559 positions worth $986M, down 19% from $1.22B the previous quarter. Its ten largest holdings account for 30% of the portfolio.

NWAM LLC withdrew a net $195M in Q3 2023, closing 59 positions and reducing 282 holdings. Its most notable exit was Vanguard International High Dividend Yield ETF, an estimated $3.94M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 15% a quarter earlier, followed by Healthcare and Financials.

Against the trend, NWAM LLC opened a new position in JPMorgan Nasdaq Equity Premium Income ETF worth $1.04M.

  • NWAM LLC's largest Q3 2023 buy was JPMorgan Nasdaq Equity Premium Income ETF: 22,143 shares worth $1.04M.
  • NWAM LLC added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2023, an estimated $9.59M increase.
  • NWAM LLC's biggest Q3 2023 reduction was Microsoft, cutting an estimated $19.1M.
  • NWAM LLC fully exited Vanguard International High Dividend Yield ETF in Q3 2023, selling an estimated $3.94M.
  • NWAM LLC's ten largest holdings make up 30% of its $986M portfolio in Q3 2023.
  • NWAM LLC opened 24 new positions and closed 59 in Q3 2023.
  • NWAM LLC's portfolio value fell 19% quarter-over-quarter to $986M.

Based on NWAM LLC's 13F filing for Q3 2023, filed 1 Nov 2023.