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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
+8.21%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$986M
AUM Growth
-$143M
Cap. Flow
-$209M
Cap. Flow %
-21.19%
Top 10 Hldgs %
31.33%
Holding
563
New
50
Increased
141
Reduced
263
Closed
84

Top Buys

Rank Stock Value
1
AVXL icon
Anavex Life Sciences
AVXL
+$5.47M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$4.03M
3
VTNR
Vertex Energy, Inc
VTNR
+$4.02M
4
EWJ icon
iShares MSCI Japan ETF
EWJ
+$3.89M
5
UNG icon
United States Natural Gas Fund
UNG
+$3.48M

Top Sells

Rank Stock Value
1
VTV icon
Vanguard Value ETF
VTV
+$13.1M
2
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$12M
3
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$10.2M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$6.24M
5
AAPL icon
Apple
AAPL
+$6.17M

Sector Composition

Rank Sector Weight
1 Technology 16.89%
2 Healthcare 5.83%
3 Industrials 5.31%
4 Energy 4.39%
5 Financials 3.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NKE icon
226
Nike
NKE
$63.7B
$683K 0.07%
5,569
-321
-5% -$39.5K
NEE icon
227
NextEra Energy
NEE
$187B
$682K 0.07%
8,846
-774
-8% -$59.5K
SUB icon
228
iShares Short-Term National Muni Bond ETF
SUB
$11.3B
$681K 0.07%
6,506
-10,947
-63% -$1.14M
IWN icon
229
iShares Russell 2000 Value ETF
IWN
$14.5B
$676K 0.07%
4,932
-1,868
-27% -$271K
CGDV icon
230
Capital Group Dividend Value ETF
CGDV
$37.4B
$672K 0.07%
26,946
+379
+1% +$9.27K
NTRA icon
231
Natera
NTRA
$36.3B
$658K 0.07%
11,850
– –
GBIL icon
232
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
$7.64B
$648K 0.07%
+6,471
New +$646K
PBW icon
233
Invesco WilderHill Clean Energy ETF
PBW
$393M
$642K 0.07%
15,898
-7,082
-31% -$298K
VWOB icon
234
Vanguard Emerging Markets Government Bond ETF
VWOB
$6.17B
$641K 0.07%
10,288
-2,970
-22% -$184K
HYG icon
235
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$15.9B
$640K 0.06%
8,467
-14,497
-63% -$1.09M
SPUS icon
236
SP Funds S&P 500 Sharia ETF
SPUS
$2.84B
$633K 0.06%
21,842
+62
+0.3% +$1.69K
AVEM icon
237
Avantis Emerging Markets Equity ETF
AVEM
$24.9B
$632K 0.06%
11,957
-4,113
-26% -$218K
BBIN icon
238
JPMorgan BetaBuilders International Equity ETF
BBIN
$6.49B
$631K 0.06%
11,717
-521
-4% -$27.5K
TXN icon
239
Texas Instruments
TXN
$254B
$614K 0.06%
3,303
-2,880
-47% -$506K
SYK icon
240
Stryker
SYK
$132B
$613K 0.06%
2,148
-117
-5% -$31K
ILCV icon
241
iShares Morningstar Value ETF
ILCV
$1.32B
$613K 0.06%
9,590
– –
OXY icon
242
Occidental Petroleum
OXY
$54B
$607K 0.06%
9,724
+996
+11% +$61.9K
LOW icon
243
Lowe's Companies
LOW
$122B
$601K 0.06%
3,003
-3,495
-54% -$710K
BBUS icon
244
JPMorgan BetaBuilders US Equity ETF
BBUS
$8.78B
$592K 0.06%
8,057
+1,007
+14% +$72.2K
ICSH icon
245
iShares Ultra Short Duration Bond Active ETF
ICSH
$8.06B
$589K 0.06%
11,719
-1,224
-9% -$61.4K
PANW icon
246
Palo Alto Networks
PANW
$262B
$586K 0.06%
5,866
-426
-7% -$36.1K
IGEB icon
247
iShares Investment Grade Systematic Bond ETF
IGEB
$1.45B
$577K 0.06%
12,903
+3,353
+35% +$149K
EEM icon
248
iShares MSCI Emerging Markets ETF
EEM
$28.1B
$575K 0.06%
14,572
-31,854
-69% -$1.27M
JCI icon
249
Johnson Controls International
JCI
$85.5B
$571K 0.06%
9,473
+154
+2% +$9.86K
IXJ icon
250
iShares Global Healthcare ETF
IXJ
$4.18B
$565K 0.06%
6,774
-200
-3% -$16.6K
8 9
10
11 12

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LBC
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CAM
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NWAM LLC's Q1 2023 Portfolio in Review

As of Q1 2023, NWAM LLC held 563 positions worth $986M, down 13% from $1.13B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

NWAM LLC withdrew a net $209M in Q1 2023, closing 84 positions and reducing 263 holdings. Its most notable exit was Vanguard International High Dividend Yield ETF, an estimated $4.32M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 14% a quarter earlier, followed by Healthcare and Industrials.

Against the trend, NWAM LLC opened a new position in Anavex Life Sciences worth $4.7M.

  • NWAM LLC's largest Q1 2023 buy was Anavex Life Sciences: 548,237 shares worth $4.7M.
  • NWAM LLC added most to iShares MSCI USA Quality Factor ETF in Q1 2023, an estimated $4.03M increase.
  • NWAM LLC's biggest Q1 2023 reduction was Vanguard Value ETF, cutting an estimated $13.1M.
  • NWAM LLC fully exited Vanguard International High Dividend Yield ETF in Q1 2023, selling an estimated $4.32M.
  • NWAM LLC's ten largest holdings make up 31% of its $986M portfolio in Q1 2023.
  • NWAM LLC opened 50 new positions and closed 84 in Q1 2023.
  • NWAM LLC's portfolio value fell 13% quarter-over-quarter to $986M.

Based on NWAM LLC's 13F filing for Q1 2023, filed 12 May 2023.