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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
-4.62%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$1.05B
AUM Growth
-$34.4M
Cap. Flow
+$31.9M
Cap. Flow %
3.04%
Top 10 Hldgs %
29.25%
Holding
547
New
35
Increased
193
Reduced
231
Closed
66

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$5.22M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$4.97M
3
JMST icon
JPMorgan Ultra-Short Municipal Income ETF
JMST
+$3.89M
4
PXD
Pioneer Natural Resource Co.
PXD
+$3.84M
5
GE icon
GE Aerospace
GE
+$3.48M

Top Sells

Rank Stock Value
1
CMDY icon
iShares Bloomberg Roll Select Commodity Strategy ETF
CMDY
+$1.95M
2
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$1.86M
3
VTI icon
Vanguard Total Stock Market ETF
VTI
+$1.58M
4
FALN icon
iShares Fallen Angels USD Bond ETF
FALN
+$1.28M
5
NEUE
NeueHealth
NEUE
+$1.22M

Sector Composition

Rank Sector Weight
1 Technology 15.38%
2 Healthcare 4.87%
3 Industrials 4.82%
4 Financials 4.03%
5 Consumer Discretionary 3.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GDXJ icon
226
VanEck Junior Gold Miners ETF
GDXJ
$7.15B
$826K 0.08%
+28,025
New +$869K
O icon
227
Realty Income
O
$61.1B
$816K 0.08%
14,020
-1,835
-12% -$127K
IVLU icon
228
iShares MSCI Intl Value Factor ETF
IVLU
$4.34B
$806K 0.08%
40,794
+31,044
+318% +$678K
DFAT icon
229
Dimensional US Targeted Value ETF
DFAT
$14.6B
$786K 0.08%
20,175
+9,533
+90% +$407K
SCHP icon
230
Schwab US TIPS ETF
SCHP
$16.3B
$783K 0.07%
30,222
-2,388
-7% -$66.4K
FDL icon
231
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.78B
$780K 0.07%
24,266
-528
-2% -$18.9K
AVIG icon
232
Avantis Core Fixed Income ETF
AVIG
$1.94B
$779K 0.07%
19,234
+6,856
+55% +$293K
UBER icon
233
Uber
UBER
$139B
$779K 0.07%
29,402
-1,336
-4% -$36.9K
AFG icon
234
American Financial Group
AFG
$12B
$770K 0.07%
+6,262
New +$822K
NEE icon
235
NextEra Energy
NEE
$185B
$764K 0.07%
9,738
+848
+10% +$71.9K
BOH icon
236
Bank of Hawaii
BOH
$3.17B
$761K 0.07%
10,000
– –
IWN icon
237
iShares Russell 2000 Value ETF
IWN
$14.4B
$742K 0.07%
5,758
-326
-5% -$47.1K
T icon
238
AT&T
T
$167B
$740K 0.07%
48,245
-1,663
-3% -$30.3K
SO icon
239
Southern Company
SO
$109B
$738K 0.07%
10,852
-358
-3% -$27.1K
IAU icon
240
iShares Gold Trust
IAU
$63.4B
$733K 0.07%
23,263
-35
-0.2% -$1.15K
SCHF icon
241
Schwab International Equity ETF
SCHF
$65.9B
$729K 0.07%
51,820
+4,636
+10% +$72.8K
EFX icon
242
Equifax
EFX
$20.8B
$725K 0.07%
4,229
+224
+6% +$43.9K
SUSL icon
243
iShares ESG MSCI USA Leaders ETF
SUSL
$1.11B
$715K 0.07%
11,570
+3,884
+51% +$268K
DIHP icon
244
Dimensional International High Profitability ETF
DIHP
$6.22B
$714K 0.07%
37,433
+22,355
+148% +$479K
IMCG icon
245
iShares Morningstar Mid-Cap Growth ETF
IMCG
$3.95B
$713K 0.07%
14,152
+2,937
+26% +$164K
WMT icon
246
Walmart Inc
WMT
$889B
$704K 0.07%
16,278
+1,473
+10% +$64.5K
ICLR icon
247
Icon
ICLR
$13B
$700K 0.07%
3,810
+199
+6% +$43.3K
MGK icon
248
Vanguard Mega Cap Growth ETF
MGK
$31.8B
$693K 0.07%
19,885
-1,750
-8% -$68.9K
IEV icon
249
iShares Europe ETF
IEV
$1.64B
$675K 0.06%
+17,866
New +$755K
IFLN
250
Invesco Bloomberg Enhanced Fallen Angels ETF
IFLN
$308M
$674K 0.06%
41,039
– –
8 9
10
11 12

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NWAM LLC's Q3 2022 Portfolio in Review

As of Q3 2022, NWAM LLC held 547 positions worth $1.05B, down 3.2% from $1.08B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

NWAM LLC deployed $31.9M of net new capital in Q3 2022, opening 35 new positions and adding to 193 existing holdings. Its largest new stake was JPMorgan Ultra-Short Municipal Income ETF: 76,972 shares worth $3.87M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 16% a quarter earlier, followed by Healthcare and Industrials.

On the sell side, the largest reduction was iShares Bloomberg Roll Select Commodity Strategy ETF, an estimated $1.95M trimmed.

  • NWAM LLC's largest Q3 2022 buy was JPMorgan Ultra-Short Municipal Income ETF: 76,972 shares worth $3.87M.
  • NWAM LLC added most to iShares Core S&P 500 ETF in Q3 2022, an estimated $5.22M increase.
  • NWAM LLC's biggest Q3 2022 reduction was iShares Bloomberg Roll Select Commodity Strategy ETF, cutting an estimated $1.95M.
  • NWAM LLC fully exited Newmont in Q3 2022, selling an estimated $1.04M.
  • NWAM LLC's ten largest holdings make up 29% of its $1.05B portfolio in Q3 2022.
  • NWAM LLC opened 35 new positions and closed 66 in Q3 2022.
  • NWAM LLC's portfolio value fell 3.2% quarter-over-quarter to $1.05B.

Based on NWAM LLC's 13F filing for Q3 2022, filed 14 Nov 2022.