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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
-0.02%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$1.1B
AUM Growth
+$24.8M
Cap. Flow
+$33.3M
Cap. Flow %
3.02%
Top 10 Hldgs %
28.92%
Holding
522
New
54
Increased
225
Reduced
177
Closed
29

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$16.9M
2
OIH icon
VanEck Oil Services ETF
OIH
+$3.11M
3
AAPL icon
Apple
AAPL
+$3.03M
4
TIP icon
iShares TIPS Bond ETF
TIP
+$3.01M
5
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$2.95M

Top Sells

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$9.28M
2
IVE icon
iShares S&P 500 Value ETF
IVE
+$5.52M
3
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$3.39M
4
MSFT icon
Microsoft
MSFT
+$3.23M
5
GDX icon
VanEck Gold Miners ETF
GDX
+$3.02M

Sector Composition

Rank Sector Weight
1 Technology 16.06%
2 Financials 4.96%
3 Consumer Discretionary 4.8%
4 Industrials 4.71%
5 Communication Services 3.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UNH icon
226
UnitedHealth
UNH
$379B
$945K 0.09%
2,420
+167
+7% +$69.2K
AAWW
227
DELISTED
Atlas Air Worldwide Holdings, Inc.
AAWW
$928K 0.08%
+11,360
New +$818K
VPL icon
228
Vanguard FTSE Pacific ETF
VPL
$8.06B
$905K 0.08%
11,172
-31
-0.3% -$2.56K
MCD icon
229
McDonald's
MCD
$192B
$899K 0.08%
3,730
-193
-5% -$46.1K
CAT icon
230
Caterpillar
CAT
$402B
$892K 0.08%
4,647
+547
+13% +$114K
GE icon
231
GE Aerospace
GE
$375B
$887K 0.08%
13,813
+1,111
+9% +$71.4K
NTRA icon
232
Natera
NTRA
$37B
$886K 0.08%
7,950
– –
ACN icon
233
Accenture
ACN
$94.3B
$884K 0.08%
2,763
-40
-1% -$13K
FLOT icon
234
iShares Floating Rate Bond ETF
FLOT
$10.2B
$875K 0.08%
17,219
+4,424
+35% +$225K
SCHP icon
235
Schwab US TIPS ETF
SCHP
$16.3B
$869K 0.08%
27,770
-804
-3% -$25.4K
BOH icon
236
Bank of Hawaii
BOH
$3.17B
$822K 0.07%
10,000
– –
IWN icon
237
iShares Russell 2000 Value ETF
IWN
$14.4B
$821K 0.07%
5,125
-620
-11% -$99.6K
BMY icon
238
Bristol-Myers Squibb
BMY
$128B
$818K 0.07%
13,821
+2,085
+18% +$137K
SIL icon
239
Global X Silver Miners ETF NEW
SIL
$4.09B
$816K 0.07%
23,245
-26,533
-53% -$1.06M
ERC
240
Allspring Multi-Sector Income Fund
ERC
$254M
$808K 0.07%
59,730
+29,871
+100% +$393K
VWOB icon
241
Vanguard Emerging Markets Government Bond ETF
VWOB
$6.16B
$805K 0.07%
10,283
-1,032
-9% -$82.3K
VCIT icon
242
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.2B
$795K 0.07%
8,421
+5,109
+154% +$488K
CXSE icon
243
WisdomTree Trust WisdomTree China ex-State-Owned Enterprises Fund
CXSE
$491M
$793K 0.07%
14,832
-2,813
-16% -$162K
LLY icon
244
Eli Lilly
LLY
$1.07T
$793K 0.07%
3,431
-153
-4% -$37.8K
IFLN
245
Invesco Bloomberg Enhanced Fallen Angels ETF
IFLN
$308M
$790K 0.07%
40,539
– –
WMT icon
246
Walmart Inc
WMT
$889B
$789K 0.07%
16,989
+3
+0% +$145
BABA icon
247
Alibaba
BABA
$276B
$781K 0.07%
5,276
-3,109
-37% -$566K
USIG icon
248
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
$17.3B
$773K 0.07%
12,857
-313
-2% -$19.1K
CMF icon
249
iShares California Muni Bond ETF
CMF
$4.56B
$756K 0.07%
12,171
-2,412
-17% -$151K
IJJ icon
250
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.87B
$750K 0.07%
7,283
+1
+0% +$105
8 9
10
11 12

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NWAM LLC's Q3 2021 Portfolio in Review

As of Q3 2021, NWAM LLC held 522 positions worth $1.1B, up 2.3% from $1.08B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

NWAM LLC deployed $33.3M of net new capital in Q3 2021, opening 54 new positions and adding to 225 existing holdings. Its largest new stake was Teck Resources: 107,826 shares worth $2.69M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 16% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares S&P 500 Growth ETF, an estimated $9.28M trimmed.

  • NWAM LLC's largest Q3 2021 buy was Teck Resources: 107,826 shares worth $2.69M.
  • NWAM LLC added most to iShares Core S&P 500 ETF in Q3 2021, an estimated $16.9M increase.
  • NWAM LLC's biggest Q3 2021 reduction was iShares S&P 500 Growth ETF, cutting an estimated $9.28M.
  • NWAM LLC fully exited Vanguard Long-Term Bond ETF in Q3 2021, selling an estimated $1.67M.
  • NWAM LLC's ten largest holdings make up 29% of its $1.1B portfolio in Q3 2021.
  • NWAM LLC opened 54 new positions and closed 29 in Q3 2021.
  • NWAM LLC's portfolio value rose 2.3% quarter-over-quarter to $1.1B.

Based on NWAM LLC's 13F filing for Q3 2021, filed 3 Nov 2021.