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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
-35.56%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$3.7M
AUM Growth
-$575M
Cap. Flow
+$44.8M
Cap. Flow %
1,209.86%
Top 10 Hldgs %
45.05%
Holding
440
New
30
Increased
156
Reduced
137
Closed
80

Top Buys

Rank Stock Value
1
ITB icon
iShares US Home Construction ETF
ITB
+$3.8M
2
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$3.19M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$2.92M
4
AAPL icon
Apple
AAPL
+$2.56M
5
TT icon
Trane Technologies
TT
+$2.48M

Top Sells

Rank Stock Value
1
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
+$2.55M
2
AADR icon
AdvisorShares Dorsey Wright ADR ETF
AADR
+$1.7M
3
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$1.28M
4
VWOB icon
Vanguard Emerging Markets Government Bond ETF
VWOB
+$1.24M
5
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$1.16M

Sector Composition

Rank Sector Weight
1 Energy 13.1%
2 Real Estate 8.08%
3 Materials 7.08%
4 Consumer Discretionary 5.9%
5 Financials 5.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SO icon
226
Southern Company
SO
$109B
$503 0.01%
9,294
-364
-4% -$23.1K
NAD icon
227
Nuveen Quality Municipal Income Fund
NAD
$2.75B
$501 0.01%
36,429
– –
SMMV icon
228
iShares MSCI USA Small-Cap Min Vol Factor ETF
SMMV
$292M
$496 0.01%
19,191
+93
+0.5% +$3.04K
NEM icon
229
Newmont
NEM
$94.7B
$494 0.01%
+10,899
New +$492K
ACN icon
230
Accenture
ACN
$105B
$486 0.01%
2,977
-122
-4% -$23.5K
EMR icon
231
Emerson Electric
EMR
$82.6B
$486 0.01%
10,189
-371
-4% -$24.4K
ET icon
232
Energy Transfer Partners
ET
$70.1B
$482 0.01%
104,811
+6,786
+7% +$72.3K
EFX icon
233
Equifax
EFX
$22.1B
$478 0.01%
4,000
– –
LEN icon
234
Lennar Class A
LEN
$20.7B
$476 0.01%
+12,861
New +$728K
LOW icon
235
Lowe's Companies
LOW
$121B
$467 0.01%
5,424
-464
-8% -$50.7K
JQC icon
236
Nuveen Credit Strategies Income Fund
JQC
$704M
$459 0.01%
80,930
-7,600
-9% -$52.6K
HMLP
237
DELISTED
HOEGH LNG PARTNERS LP
HMLP
$459 0.01%
62,638
-1,018
-2% -$12.6K
EMD
238
Western Asset Emerging Markets Debt Fund
EMD
$612M
$450 0.01%
42,705
-2,610
-6% -$35.4K
IWB icon
239
iShares Russell 1000 ETF
IWB
$47.5B
$449 0.01%
3,173
-222
-7% -$37.5K
GE icon
240
GE Aerospace
GE
$369B
$441 0.01%
11,132
-379
-3% -$20.2K
SNLN
241
DELISTED
Highland/iBoxx Senior Loan ETF
SNLN
$441 0.01%
28,475
+13,300
+88% +$223K
MDB icon
242
MongoDB
MDB
$25.7B
$435 0.01%
3,185
+20
+0.6% +$2.95K
IXJ icon
243
iShares Global Healthcare ETF
IXJ
$4.17B
$418 0.01%
6,866
-315
-4% -$20.8K
NLY icon
244
Annaly Capital Management
NLY
$17.4B
$416 0.01%
20,531
+721
+4% +$25.4K
KO icon
245
Coca-Cola
KO
$388B
$414 0.01%
9,367
+2,028
+28% +$110K
BIP icon
246
Brookfield Infrastructure Partners
BIP
$19.3B
$413 0.01%
17,235
-1,900
-10% -$55.5K
XLP icon
247
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.6B
$411 0.01%
+7,541
New +$458K
IYE icon
248
iShares US Energy ETF
IYE
$1.72B
$409 0.01%
26,698
-492
-2% -$12.4K
AMD icon
249
Advanced Micro Devices
AMD
$707B
$407 0.01%
8,939
-565
-6% -$27.2K
EQM
250
DELISTED
EQM Midstream Partners, LP
EQM
$406 0.01%
34,424
+6,180
+22% +$126K
8 9
10
11 12

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NWAM LLC's Q1 2020 Portfolio in Review

As of Q1 2020, NWAM LLC held 440 positions worth $3.7M, down 99% from $578M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

NWAM LLC deployed $44.8M of net new capital in Q1 2020, opening 30 new positions and adding to 156 existing holdings. Its largest new stake was PIMCO Enhanced Short Maturity Active Exchange-Traded Fund: 22,973 shares worth $2.27K.

By sector, the portfolio is most concentrated in Energy at 13% of assets, up from 3.1% a quarter earlier, followed by Real Estate and Materials.

On the sell side, the largest reduction was BlackRock Credit Allocation Income Trust, an estimated $2.55M trimmed.

  • NWAM LLC's largest Q1 2020 buy was PIMCO Enhanced Short Maturity Active Exchange-Traded Fund: 22,973 shares worth $2.27K.
  • NWAM LLC added most to iShares US Home Construction ETF in Q1 2020, an estimated $3.8M increase.
  • NWAM LLC's biggest Q1 2020 reduction was BlackRock Credit Allocation Income Trust, cutting an estimated $2.55M.
  • NWAM LLC fully exited AdvisorShares Dorsey Wright ADR ETF in Q1 2020, selling an estimated $1.7M.
  • NWAM LLC's ten largest holdings make up 45% of its $3.7M portfolio in Q1 2020.
  • NWAM LLC opened 30 new positions and closed 80 in Q1 2020.
  • NWAM LLC's portfolio value fell 99% quarter-over-quarter to $3.7M.

Based on NWAM LLC's 13F filing for Q1 2020, filed 16 Apr 2020.