We are live on ! Find out more
NL

NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
+7.35%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$578M
AUM Growth
+$44M
Cap. Flow
+$8.6M
Cap. Flow %
1.49%
Top 10 Hldgs %
27.58%
Holding
431
New
37
Increased
170
Reduced
148
Closed
21

Top Buys

Rank Stock Value
1
XLRE icon
State Street Real Estate Select Sector SPDR ETF
XLRE
+$1.91M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$976K
3
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$960K
4
AMZN icon
Amazon
AMZN
+$926K
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$872K

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$3.47M
2
IGV icon
iShares Expanded Tech-Software Sector ETF
IGV
+$2.43M
3
BA icon
Boeing
BA
+$2.11M
4
PTH icon
Invesco Dorsey Wright Healthcare Momentum ETF
PTH
+$1.87M
5
XOM icon
ExxonMobil
XOM
+$1.04M

Sector Composition

Rank Sector Weight
1 Technology 14.27%
2 Financials 5.9%
3 Consumer Discretionary 4.4%
4 Industrials 4.21%
5 Healthcare 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCHD icon
226
Schwab US Dividend Equity ETF
SCHD
$102B
$479K 0.08%
24,825
+1,854
+8% +$34.7K
CASY icon
227
Casey's General Stores
CASY
$31.9B
$477K 0.08%
3,000
-388
-11% -$64.2K
O icon
228
Realty Income
O
$61.2B
$473K 0.08%
6,632
+127
+2% +$9.46K
IEFA icon
229
iShares Core MSCI EAFE ETF
IEFA
$186B
$465K 0.08%
7,131
+256
+4% +$16.2K
MQT
230
DELISTED
BlackRock MuniYield Quality Fund II
MQT
$465K 0.08%
35,800
– –
XMLV icon
231
Invesco S&P MidCap Low Volatility ETF
XMLV
$759M
$457K 0.08%
8,492
+1,729
+26% +$91.6K
FPX icon
232
First Trust US Equity Opportunities ETF
FPX
$1.51B
$455K 0.08%
5,662
+2,104
+59% +$163K
OMER icon
233
Omeros
OMER
$709M
$450K 0.08%
31,970
+1,625
+5% +$23.8K
ZBRA icon
234
Zebra Technologies
ZBRA
$12.4B
$450K 0.08%
1,760
+82
+5% +$19.2K
SCHX icon
235
Schwab US Large- Cap ETF
SCHX
$70.9B
$444K 0.08%
34,668
-5,946
-15% -$72.9K
MUI
236
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
$441K 0.08%
31,000
– –
PDP icon
237
Invesco Dorsey Wright Momentum ETF
PDP
$1.5B
$439K 0.08%
6,824
+1,001
+17% +$62.1K
AMD icon
238
Advanced Micro Devices
AMD
$851B
$436K 0.08%
9,504
-125
-1% -$4.6K
COLB icon
239
Columbia Banking Systems
COLB
$8.81B
$436K 0.08%
10,706
+5
+0% +$195
MA icon
240
Mastercard
MA
$477B
$436K 0.08%
1,460
+6
+0.4% +$1.69K
ANIP icon
241
ANI Pharmaceuticals
ANIP
$1.77B
$435K 0.08%
7,059
– –
MBT
242
DELISTED
Mobile TeleSystems Public Joint Stock Company American Depositary Shares (Each representing 2 Shares
MBT
$432K 0.07%
42,606
+7,186
+20% +$65.7K
ELV icon
243
Elevance Health
ELV
$81.9B
$429K 0.07%
+1,421
New +$391K
FTF
244
Franklin Limited Duration Income Trust
FTF
$233M
$422K 0.07%
43,970
-9,880
-18% -$92.4K
ANH
245
DELISTED
Anworth Mortgage Asset Corporation
ANH
$422K 0.07%
119,945
– –
MDB icon
246
MongoDB
MDB
$24B
$417K 0.07%
3,165
– –
IJT icon
247
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.22B
$414K 0.07%
4,282
+400
+10% +$36.9K
PAYC icon
248
Paycom
PAYC
$6.78B
$414K 0.07%
1,565
-7
-0.4% -$1.66K
MNE
249
DELISTED
Blackrock MUNI New York Intermediate Duration Fund, Inc.
MNE
$414K 0.07%
27,000
– –
KO icon
250
Coca-Cola
KO
$354B
$406K 0.07%
7,339
+1
+0% +$54
8 9
10
11 12

Similar funds

RCM
Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return
LGM
Logos Global Management San Francisco, California $2B AUM 444.09% 1-Year Est. Return
MYAM
Meiji Yasuda Asset Management Tokyo, Japan $2B AUM 22.52% 1-Year Est. Return
LBC
Lowe Brockenbrough & Co Richmond, Virginia $2.01B AUM 22.05% 1-Year Est. Return
C
Consulta London, United Kingdom $2.01B AUM 16.82% 1-Year Est. Return
CAM
Cormorant Asset Management Boston, Massachusetts $1.99B AUM 737.95% 1-Year Est. Return
SC
Syon Capital San Francisco, California $1.99B AUM 22.67% 1-Year Est. Return
BGM
Burkehill Global Management New York $2.02B AUM 85.32% 1-Year Est. Return

NWAM LLC's Q4 2019 Portfolio in Review

As of Q4 2019, NWAM LLC held 431 positions worth $578M, up 8.2% from $534M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

NWAM LLC's Q4 2019 filing shows 37 new, 170 increased, 148 reduced and 21 closed positions. Its largest new stake was State Street Real Estate Select Sector SPDR ETF: 49,299 shares worth $1.91M. The largest sale was Microsoft, an estimated $3.47M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 14% a quarter earlier, followed by Financials and Consumer Discretionary.

  • NWAM LLC's largest Q4 2019 buy was State Street Real Estate Select Sector SPDR ETF: 49,299 shares worth $1.91M.
  • NWAM LLC added most to iShares Core US Aggregate Bond ETF in Q4 2019, an estimated $976K increase.
  • NWAM LLC's biggest Q4 2019 reduction was Microsoft, cutting an estimated $3.47M.
  • NWAM LLC fully exited iShares Expanded Tech-Software Sector ETF in Q4 2019, selling an estimated $2.43M.
  • NWAM LLC's ten largest holdings make up 28% of its $578M portfolio in Q4 2019.
  • NWAM LLC opened 37 new positions and closed 21 in Q4 2019.
  • NWAM LLC's portfolio value rose 8.2% quarter-over-quarter to $578M.

Based on NWAM LLC's 13F filing for Q4 2019, filed 23 Jan 2020.