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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
+3.76%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
–
AUM
$385M
AUM Growth
-$190M
Cap. Flow
+$13.1M
Cap. Flow %
3.4%
Top 10 Hldgs %
24.13%
Holding
349
New
27
Increased
171
Reduced
79
Closed
22

Top Buys

Rank Stock Value
1
USB icon
US Bancorp
USB
+$2.98M
2
JRI icon
Nuveen Real Asset Income & Growth Fund
JRI
+$2.18M
3
PG icon
Procter & Gamble
PG
+$1.3M
4
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$876K
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$601K

Top Sells

Rank Stock Value
1
DRA
Diversified Real Asset Income Fd
DRA
+$1.87M
2
MSFT icon
Microsoft
MSFT
+$692K
3
BND icon
Vanguard Total Bond Market
BND
+$637K
4
DD
Du Pont De Nemours E I
DD
+$578K
5
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$464K

Sector Composition

Rank Sector Weight
1 Miscellaneous 57.41%
2 Technology 8.81%
3 Financials 7.29%
4 Industrials 5.21%
5 Healthcare 4.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FTV icon
226
Fortive
FTV
$17.2B
$320K 0.08%
7,166
– –
BIP icon
227
Brookfield Infrastructure Partners
BIP
$17.1B
$319K 0.08%
12,432
-84
-0.7% -$2.11K
EQNR icon
228
Equinor
EQNR
$99.9B
$313K 0.08%
15,580
+400
+3% +$7.39K
PYPL icon
229
PayPal
PYPL
$47B
$313K 0.08%
4,890
+405
+9% +$24.3K
RY icon
230
Royal Bank of Canada
RY
$292B
$312K 0.08%
4,028
-1,300
-24% -$97K
ANFI
231
DELISTED
AMIRA NATURE FOODS LTD
ANFI
$310K 0.08%
51,500
+100
+0.2% +$571
SNLN
232
DELISTED
Highland/iBoxx Senior Loan ETF
SNLN
$306K 0.08%
16,725
+700
+4% +$12.9K
PARA
233
DELISTED
Paramount Global Class B
PARA
$303K 0.08%
5,227
+13
+0.2% +$821
HSY icon
234
Hershey
HSY
$34.8B
$302K 0.08%
2,766
+35
+1% +$3.73K
PDP icon
235
Invesco Dorsey Wright Momentum ETF
PDP
$1.47B
$302K 0.08%
6,217
– –
QDF icon
236
Northern Trust Quality Dividend ETF
QDF
$2.24B
$301K 0.08%
7,099
– –
TWTR
237
DELISTED
Twitter, Inc.
TWTR
$299K 0.08%
17,748
-350
-2% -$6.11K
HTGC icon
238
Hercules Capital
HTGC
$3.3B
$296K 0.08%
+22,950
New +$294K
AGU
239
DELISTED
Agrium
AGU
$296K 0.08%
2,763
+386
+16% +$38.5K
IGR
240
CBRE Global Real Estate Income Fund
IGR
$681M
$295K 0.08%
37,362
+10,048
+37% +$78.2K
AVGO icon
241
Broadcom
AVGO
$1.7T
$292K 0.08%
12,050
+380
+3% +$9.39K
SCHV
242
Schwab US Large-Cap Value ETF
SCHV
$15.8B
$291K 0.08%
16,824
-90
-0.5% -$1.52K
CRM icon
243
Salesforce
CRM
$213B
$287K 0.07%
3,069
+180
+6% +$16.6K
HYG icon
244
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.3B
$280K 0.07%
3,153
– –
CHI
245
Calamos Convertible Opportunities and Income Fund
CHI
$1.01B
$278K 0.07%
24,141
+1,088
+5% +$12.4K
BRK.A icon
246
Berkshire Hathaway Class A
BRK.A
$1.08T
$275K 0.07%
1
– –
SPE
247
Special Opportunities Fund
SPE
$149M
$275K 0.07%
18,182
– –
TSI
248
TCW Strategic Income Fund
TSI
$278M
$272K 0.07%
46,850
– –
CIEN icon
249
Ciena
CIEN
$45.5B
$267K 0.07%
12,136
+805
+7% +$19.3K
MDT icon
250
Medtronic
MDT
$120B
$266K 0.07%
3,425
+397
+13% +$33K
8 9
10
11 12

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CC
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CC
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KOCAA
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JWA
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CAM
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FOF
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EFS
Essex Financial Services Essex, Connecticut $2.01B AUM 31.39% 1-Year Est. Return

NWAM LLC's Q3 2017 Portfolio in Review

As of Q3 2017, NWAM LLC held 349 positions worth $385M, down 33% from $575M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

NWAM LLC deployed $13.1M of net new capital in Q3 2017, opening 27 new positions and adding to 171 existing holdings. Its largest new stake was Nuveen Real Asset Income & Growth Fund: 120,909 shares worth $2.18M.

By sector, the portfolio is most concentrated in Miscellaneous at 57% of assets, down from 74% a quarter earlier, followed by Technology and Financials.

On the sell side, the largest reduction was Microsoft, an estimated $692K trimmed.

  • NWAM LLC's largest Q3 2017 buy was Nuveen Real Asset Income & Growth Fund: 120,909 shares worth $2.18M.
  • NWAM LLC added most to US Bancorp in Q3 2017, an estimated $2.98M increase.
  • NWAM LLC's biggest Q3 2017 reduction was Microsoft, cutting an estimated $692K.
  • NWAM LLC fully exited Diversified Real Asset Income Fd in Q3 2017, selling an estimated $1.87M.
  • NWAM LLC's ten largest holdings make up 24% of its $385M portfolio in Q3 2017.
  • NWAM LLC opened 27 new positions and closed 22 in Q3 2017.
  • NWAM LLC's portfolio value fell 33% quarter-over-quarter to $385M.

Based on NWAM LLC's 13F filing for Q3 2017, filed 1 Nov 2017.