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NWAM LLC Portfolio holdings

AUM $1.74B
1-Year Est. Return 32.48%
This Fund
S&P 500
This Quarter Est. Return
+5.6%
1 Year Est. Return
+32.48%
3 Year Est. Return
+94.99%
5 Year Est. Return
+115.71%
10 Year Est. Return
+259.09%
AUM
$328M
AUM Growth
+$26.3M
Cap. Flow
+$12M
Cap. Flow %
3.68%
Top 10 Hldgs %
25.83%
Holding
325
New
38
Increased
152
Reduced
83
Closed
16

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$8.55M
2
USB icon
US Bancorp
USB
+$3.03M
3
MZF
Managed Duration Inv Grd Muni Fd
MZF
+$1.34M
4
PG icon
Procter & Gamble
PG
+$1.14M
5
IMCV icon
iShares Morningstar Mid-Cap Value ETF
IMCV
+$855K

Top Sells

Rank Stock Value
1
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$1.64M
2
CRHM
CRH Medical Corporation
CRHM
+$1.11M
3
META icon
Meta Platforms (Facebook)
META
+$1.1M
4
BAC icon
Bank of America
BAC
+$1M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$998K

Sector Composition

Rank Sector Weight
1 Technology 9.38%
2 Financials 7.82%
3 Industrials 5.19%
4 Consumer Discretionary 4.59%
5 Healthcare 4.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KMB icon
226
Kimberly-Clark
KMB
$36B
$281K 0.09%
2,133
+180
+9% +$22.7K
PAA icon
227
Plains All American Pipeline
PAA
$17.2B
$280K 0.09%
8,856
+2,132
+32% +$67.4K
PAYX icon
228
Paychex
PAYX
$41B
$277K 0.08%
+4,696
New +$285K
OXY icon
229
Occidental Petroleum
OXY
$54.9B
$276K 0.08%
4,354
+182
+4% +$12.1K
PSX icon
230
Phillips 66
PSX
$83.7B
$273K 0.08%
3,441
+350
+11% +$28.2K
FTV icon
231
Fortive
FTV
$18.6B
$272K 0.08%
7,166
+198
+3% +$7.1K
ANFI
232
DELISTED
AMIRA NATURE FOODS LTD
ANFI
$271K 0.08%
50,650
+2,100
+4% +$11.7K
MA icon
233
Mastercard
MA
$484B
$269K 0.08%
2,394
-1,243
-34% -$136K
TRQ
234
DELISTED
Turquoise Hill Resources Ltd
TRQ
$269K 0.08%
8,749
– –
CIEN icon
235
Ciena
CIEN
$53.6B
$268K 0.08%
11,358
+88
+0.8% +$2.16K
EQNR icon
236
Equinor
EQNR
$88.8B
$268K 0.08%
15,580
+1,900
+14% +$34.1K
HYG icon
237
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.4B
$267K 0.08%
3,045
+414
+16% +$36.2K
RTN
238
DELISTED
Raytheon Company
RTN
$267K 0.08%
1,751
+335
+24% +$50.4K
AGN.PRA
239
DELISTED
Allergan plc
AGN.PRA
$259K 0.08%
305
-17
-5% -$14.1K
GASS icon
240
StealthGas
GASS
$321M
$258K 0.08%
64,625
– –
MMP
241
DELISTED
Magellan Midstream Partners, L.P.
MMP
$257K 0.08%
3,345
+119
+4% +$9.23K
SPE
242
Special Opportunities Fund
SPE
$144M
$254K 0.08%
18,182
– –
TSI
243
TCW Strategic Income Fund
TSI
$215M
$253K 0.08%
46,850
-4,300
-8% -$23.3K
XLK icon
244
State Street Technology Select Sector SPDR ETF
XLK
$114B
$252K 0.08%
9,436
-4,050
-30% -$104K
PFX icon
245
PhenixFIN
PFX
$83.9M
$251K 0.08%
1,630
-5
-0.3% -$764
PHYS icon
246
Sprott Physical Gold
PHYS
$14.4B
$251K 0.08%
24,575
-1,800
-7% -$18K
BRK.A icon
247
Berkshire Hathaway Class A
BRK.A
$1.06T
$250K 0.08%
1
– –
CIM
248
Chimera Investment
CIM
$1.06B
$250K 0.08%
4,128
-13,531
-77% -$754K
MQY icon
249
BlackRock MuniYield Quality Fund
MQY
$829M
$249K 0.08%
16,650
– –
EMR icon
250
Emerson Electric
EMR
$76.5B
$247K 0.08%
+4,124
New +$246K
8 9
10
11 12

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VCM
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PAIM
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RIA
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SFI
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MAM
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NWAM LLC's Q1 2017 Portfolio in Review

As of Q1 2017, NWAM LLC held 325 positions worth $328M, up 8.7% from $301M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

NWAM LLC deployed $12M of net new capital in Q1 2017, opening 38 new positions and adding to 152 existing holdings. Its largest new stake was Apple: 259,712 shares worth $9.33M.

By sector, the portfolio is most concentrated in Technology at 9.4% of assets, up from 6.3% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, an estimated $1.64M trimmed.

  • NWAM LLC's largest Q1 2017 buy was Apple: 259,712 shares worth $9.33M.
  • NWAM LLC added most to US Bancorp in Q1 2017, an estimated $3.03M increase.
  • NWAM LLC's biggest Q1 2017 reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, cutting an estimated $1.64M.
  • NWAM LLC fully exited Vector Group Ltd. in Q1 2017, selling an estimated $727K.
  • NWAM LLC's ten largest holdings make up 26% of its $328M portfolio in Q1 2017.
  • NWAM LLC opened 38 new positions and closed 16 in Q1 2017.
  • NWAM LLC's portfolio value rose 8.7% quarter-over-quarter to $328M.

Based on NWAM LLC's 13F filing for Q1 2017, filed 2 May 2017.