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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
+4.11%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
–
AUM
$1.32B
AUM Growth
+$1.06B
Cap. Flow
+$17.4M
Cap. Flow %
1.32%
Top 10 Hldgs %
81.72%
Holding
303
New
51
Increased
142
Reduced
52
Closed
23

Top Buys

Rank Stock Value
1
CRHM
CRH Medical Corporation
CRHM
+$2.1M
2
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$2.08M
3
AAPL icon
Apple
AAPL
+$1.45M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$1.35M
5
PG icon
Procter & Gamble
PG
+$1.23M

Top Sells

Rank Stock Value
1
FLC
Flaherty & Crumrine Total Return Fund
FLC
+$6.57M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$1.98M
3
DRA
Diversified Real Asset Income Fd
DRA
+$1.9M
4
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$687K
5
NMO
NUVEEN MUNI MARKET OPPORT FUND
NMO
+$616K

Sector Composition

Rank Sector Weight
1 Miscellaneous 90.06%
2 Technology 2.04%
3 Financials 1.35%
4 Energy 1.03%
5 Industrials 1.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MMP
226
DELISTED
Magellan Midstream Partners, L.P.
MMP
$239K 0.02%
+3,381
New +$241K
PAA icon
227
Plains All American Pipeline
PAA
$18.1B
$237K 0.02%
+7,552
New +$216K
ARCC icon
228
Ares Capital
ARCC
$14.4B
$234K 0.02%
15,081
+2,075
+16% +$31.8K
PSX icon
229
Phillips 66
PSX
$102B
$234K 0.02%
2,906
-327
-10% -$25.4K
EQNR icon
230
Equinor
EQNR
$99.9B
$232K 0.02%
13,780
+400
+3% +$6.5K
ETP
231
DELISTED
Energy Transfer Partners L.p.
ETP
$232K 0.02%
+6,267
New +$246K
UPS icon
232
United Parcel Service
UPS
$87B
$230K 0.02%
+2,107
New +$230K
ARLZ
233
DELISTED
Aralez Pharmaceuticals Inc.
ARLZ
$228K 0.02%
+47,100
New +$215K
MU icon
234
Micron Technology
MU
$1.15T
$225K 0.02%
12,654
-1,935
-13% -$29.5K
VWOB icon
235
Vanguard Emerging Markets Government Bond ETF
VWOB
$6.2B
$224K 0.02%
2,750
– –
ITW icon
236
Illinois Tool Works
ITW
$76.9B
$223K 0.02%
+1,863
New +$216K
SYK icon
237
Stryker
SYK
$116B
$223K 0.02%
+1,919
New +$224K
JHS
238
John Hancock Income Securities Trust
JHS
$126M
$222K 0.02%
14,925
– –
AGU
239
DELISTED
Agrium
AGU
$222K 0.02%
2,449
+75
+3% +$6.9K
ACAD icon
240
Acadia Pharmaceuticals
ACAD
$4.83B
$217K 0.02%
6,810
– –
FTV icon
241
Fortive
FTV
$17.2B
$217K 0.02%
+6,770
New +$217K
BRK.A icon
242
Berkshire Hathaway Class A
BRK.A
$1.08T
$216K 0.02%
1
– –
RBBN icon
243
Ribbon Communications
RBBN
$356M
$216K 0.02%
27,711
+1,921
+7% +$16.8K
TEI
244
Templeton Emerging Markets Income Fund
TEI
$318M
$211K 0.02%
19,154
– –
ABCO
245
DELISTED
Advisory Board Co
ABCO
$209K 0.02%
+4,676
New +$192K
KMB icon
246
Kimberly-Clark
KMB
$34.9B
$208K 0.02%
1,649
+18
+1% +$2.33K
NXPI icon
247
NXP Semiconductors
NXPI
$57.5B
$207K 0.02%
+2,026
New +$172K
LOW icon
248
Lowe's Companies
LOW
$115B
$206K 0.02%
+2,851
New +$222K
MDLZ icon
249
Mondelez International
MDLZ
$78.2B
$204K 0.02%
+4,650
New +$204K
PAYX icon
250
Paychex
PAYX
$43.3B
$204K 0.02%
+3,532
New +$212K
8 9
10
11 12

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CC
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CC
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KOCAA
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JWA
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CAM
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FOF
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EFS
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NWAM LLC's Q3 2016 Portfolio in Review

As of Q3 2016, NWAM LLC held 303 positions worth $1.32B, up 418% from $255M the previous quarter. Its ten largest holdings account for 82% of the portfolio.

NWAM LLC's Q3 2016 filing shows 51 new, 142 increased, 52 reduced and 23 closed positions. Its largest new stake was CRH Medical Corporation: 548,514 shares worth $2.09M. The largest sale was Flaherty & Crumrine Total Return Fund, an estimated $6.57M.

By sector, the portfolio is most concentrated in Miscellaneous at 90% of assets, up from 58% a quarter earlier, followed by Technology and Financials.

  • NWAM LLC's largest Q3 2016 buy was CRH Medical Corporation: 548,514 shares worth $2.09M.
  • NWAM LLC added most to Berkshire Hathaway Class B in Q3 2016, an estimated $2.08M increase.
  • NWAM LLC's biggest Q3 2016 reduction was iShares Russell 1000 Growth ETF, cutting an estimated $687K.
  • NWAM LLC fully exited Flaherty & Crumrine Total Return Fund in Q3 2016, selling an estimated $6.57M.
  • NWAM LLC's ten largest holdings make up 82% of its $1.32B portfolio in Q3 2016.
  • NWAM LLC opened 51 new positions and closed 23 in Q3 2016.
  • NWAM LLC's portfolio value rose 418% quarter-over-quarter to $1.32B.

Based on NWAM LLC's 13F filing for Q3 2016, filed 26 Oct 2016.