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NWAM LLC Portfolio holdings

AUM $1.74B
1-Year Est. Return 32.48%
This Fund
S&P 500
This Quarter Est. Return
+3.51%
1 Year Est. Return
+32.48%
3 Year Est. Return
+94.99%
5 Year Est. Return
+115.71%
10 Year Est. Return
+259.09%
AUM
$255M
AUM Growth
+$2.15M
Cap. Flow
-$7.72M
Cap. Flow %
-3.03%
Top 10 Hldgs %
27.48%
Holding
273
New
20
Increased
76
Reduced
121
Closed
21

Top Buys

Rank Stock Value
1
IBB icon
iShares Biotechnology ETF
IBB
+$609K
2
NZF icon
Nuveen Municipal Credit Income Fund
NZF
+$567K
3
BND icon
Vanguard Total Bond Market
BND
+$438K
4
BKLN icon
Invesco Senior Loan ETF
BKLN
+$416K
5
OEF icon
iShares S&P 100 ETF
OEF
+$406K

Top Sells

Rank Stock Value
1
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$2.55M
2
CRHM
CRH Medical Corporation
CRHM
+$1.81M
3
MZF
Managed Duration Inv Grd Muni Fd
MZF
+$1.25M
4
XOM icon
ExxonMobil
XOM
+$797K
5
RITM icon
Rithm Capital
RITM
+$740K

Sector Composition

Rank Sector Weight
1 Technology 8.14%
2 Financials 5.68%
3 Industrials 4.64%
4 Communication Services 4.12%
5 Consumer Discretionary 3.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RIG icon
226
Transocean
RIG
$5.63B
$194K 0.08%
16,290
+1,168
+8% +$11.9K
TWTR
227
DELISTED
Twitter, Inc.
TWTR
$194K 0.08%
+11,483
New +$179K
EVV
228
Eaton Vance Limited Duration Income Fund
EVV
$1.08B
$190K 0.07%
+14,115
New +$187K
ARCC icon
229
Ares Capital
ARCC
$13.7B
$185K 0.07%
13,006
-6,440
-33% -$95.6K
PMO
230
Franklin Municipal Opportunities Trust
PMO
$294M
$176K 0.07%
13,172
– –
CHK
231
DELISTED
Chesapeake Energy Corporation
CHK
$176K 0.07%
206
+15
+8% +$14.4K
REM icon
232
iShares Mortgage Real Estate ETF
REM
$557M
$175K 0.07%
+4,264
New +$171K
PSEC icon
233
Prospect Capital
PSEC
$1.12B
$159K 0.06%
20,287
+7,237
+55% +$54.5K
WFT
234
DELISTED
Weatherford International plc
WFT
$155K 0.06%
27,843
+4,800
+21% +$31.3K
NMFC icon
235
New Mountain Finance
NMFC
$665M
$142K 0.06%
11,000
-6,700
-38% -$83.4K
LEO
236
BNY Mellon Strategic Municipals
LEO
$397M
$124K 0.05%
13,000
– –
JPC icon
237
Nuveen Preferred & Income Opportunities Fund
JPC
$2.92B
$120K 0.05%
11,950
– –
SCU
238
DELISTED
Sculptor Capital Management, Inc. Class A Common Stock
SCU
$117K 0.05%
3,082
-37
-1% -$1.44K
CSQ icon
239
Calamos Strategic Total Return Fund
CSQ
$3.25B
$106K 0.04%
10,700
-1,000
-9% -$9.79K
TWI icon
240
Titan International
TWI
$485M
$97K 0.04%
15,580
-625
-4% -$3.88K
JMM icon
241
Nuveen Multi-Market Income Fund
JMM
$55M
$93K 0.04%
12,368
+53
+0.4% +$388
NSL
242
DELISTED
NUVEEN SENIOR INCM FD
NSL
$90K 0.04%
14,840
+2,840
+24% +$17K
TWO
243
Two Harbors Investment
TWO
$1.27B
$88K 0.03%
+1,283
New +$84.5K
DSU icon
244
BlackRock Debt Strategies Fund
DSU
$597M
$73K 0.03%
6,881
– –
PIM
245
Franklin Master Intermediate Income Trust
PIM
$152M
$72K 0.03%
16,598
– –
MNKD icon
246
MannKind Corp
MNKD
$1.24B
$57K 0.02%
9,880
-2,880
-23% -$17.8K
DS
247
DELISTED
Drive Shack Inc.
DS
$47K 0.02%
10,241
-215
-2% -$954
WPRT
248
Westport Fuel Systems
WPRT
$36.1M
$37K 0.01%
2,190
-165
-7% -$3.55K
UQM
249
DELISTED
UQM Technologies, Inc.
UQM
$29K 0.01%
45,978
-235
-0.5% -$168
VNR
250
DELISTED
Vanguard Natural Resources, LLC
VNR
$29K 0.01%
20,673
-1,379
-6% -$2.09K
7 8 9
10
11

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NWAM LLC's Q2 2016 Portfolio in Review

As of Q2 2016, NWAM LLC held 273 positions worth $255M, up 0.85% from $252M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

NWAM LLC withdrew a net $7.72M in Q2 2016, closing 21 positions and reducing 121 holdings. Its most notable exit was CRH Medical Corporation, an estimated $1.81M position sold in full.

By sector, the portfolio is most concentrated in Technology at 8.1% of assets, down from 8.8% a quarter earlier, followed by Financials and Industrials.

Against the trend, NWAM LLC opened a new position in iShares Biotechnology ETF worth $582K.

  • NWAM LLC's largest Q2 2016 buy was iShares Biotechnology ETF: 6,786 shares worth $582K.
  • NWAM LLC added most to Vanguard Total Bond Market in Q2 2016, an estimated $438K increase.
  • NWAM LLC's biggest Q2 2016 reduction was Berkshire Hathaway Class B, cutting an estimated $2.55M.
  • NWAM LLC fully exited CRH Medical Corporation in Q2 2016, selling an estimated $1.81M.
  • NWAM LLC's ten largest holdings make up 27% of its $255M portfolio in Q2 2016.
  • NWAM LLC opened 20 new positions and closed 21 in Q2 2016.
  • NWAM LLC's portfolio value rose 0.85% quarter-over-quarter to $255M.

Based on NWAM LLC's 13F filing for Q2 2016, filed 5 Aug 2016.