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NWAM LLC Portfolio holdings

AUM $1.74B
1-Year Est. Return 32.48%
This Fund
S&P 500
This Quarter Est. Return
+1.8%
1 Year Est. Return
+32.48%
3 Year Est. Return
+94.99%
5 Year Est. Return
+115.71%
10 Year Est. Return
+259.09%
AUM
$252M
AUM Growth
+$7.28M
Cap. Flow
-$8.96M
Cap. Flow %
-3.55%
Top 10 Hldgs %
27.77%
Holding
282
New
23
Increased
80
Reduced
122
Closed
29

Top Buys

Rank Stock Value
1
VTV icon
Vanguard Value ETF
VTV
+$1.09M
2
VUG icon
Vanguard Growth ETF
VUG
+$1.05M
3
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$836K
4
BA icon
Boeing
BA
+$827K
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$746K

Top Sells

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$11.6M
2
PG icon
Procter & Gamble
PG
+$1.3M
3
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$754K
4
GE icon
GE Aerospace
GE
+$715K
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$642K

Sector Composition

Rank Sector Weight
1 Technology 8.83%
2 Financials 5.89%
3 Industrials 4.74%
4 Communication Services 4.29%
5 Consumer Discretionary 4.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NVG icon
226
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.72B
$174K 0.07%
11,437
-2,100
-16% -$31K
PZE
227
DELISTED
Petrobras Argentina S A
PZE
$169K 0.07%
25,772
-1,146
-4% -$6.97K
PMO
228
Franklin Municipal Opportunities Trust
PMO
$293M
$167K 0.07%
13,172
– –
CHK
229
DELISTED
Chesapeake Energy Corporation
CHK
$157K 0.06%
191
-12
-6% -$8.5K
PAAS icon
230
Pan American Silver
PAAS
$17.8B
$156K 0.06%
14,365
-659
-4% -$5.65K
MU icon
231
Micron Technology
MU
$977B
$151K 0.06%
14,439
+3,217
+29% +$36K
RIG icon
232
Transocean
RIG
$5.56B
$138K 0.05%
15,122
+1,787
+13% +$17.8K
SCU
233
DELISTED
Sculptor Capital Management, Inc. Class A Common Stock
SCU
$136K 0.05%
3,119
+795
+34% +$37.4K
LEO
234
BNY Mellon Strategic Municipals
LEO
$397M
$117K 0.05%
13,000
– –
JPC icon
235
Nuveen Preferred & Income Opportunities Fund
JPC
$2.93B
$112K 0.04%
11,950
– –
CSQ icon
236
Calamos Strategic Total Return Fund
CSQ
$3.25B
$111K 0.04%
11,700
– –
MNKD icon
237
MannKind Corp
MNKD
$1.23B
$103K 0.04%
12,760
-17,459
-58% -$99.8K
PSEC icon
238
Prospect Capital
PSEC
$1.12B
$95K 0.04%
+13,050
New +$86.7K
JMM icon
239
Nuveen Multi-Market Income Fund
JMM
$55M
$89K 0.04%
12,315
+37
+0.3% +$258
TWI icon
240
Titan International
TWI
$487M
$87K 0.03%
16,205
-125
-0.8% -$520
PIM
241
Franklin Master Intermediate Income Trust
PIM
$152M
$73K 0.03%
16,598
– –
DSU icon
242
BlackRock Debt Strategies Fund
DSU
$599M
$72K 0.03%
6,881
-209
-3% -$2.08K
NSL
243
DELISTED
NUVEEN SENIOR INCM FD
NSL
$71K 0.03%
+12,000
New +$66.8K
LYG icon
244
Lloyds Banking Group
LYG
$85.4B
$63K 0.03%
16,070
– –
PBR.A icon
245
Petrobras Class A
PBR.A
$105B
$63K 0.03%
13,855
– –
WPRT
246
Westport Fuel Systems
WPRT
$36.1M
$61K 0.02%
2,355
-50
-2% -$1.05K
VEDL
247
DELISTED
Vedanta Limited American Depostary Shares (Each representing four equity shares)
VEDL
$59K 0.02%
+11,905
New +$55.4K
DS
248
DELISTED
Drive Shack Inc.
DS
$45K 0.02%
10,456
-2,015
-16% -$7.34K
ONIT
249
Onity Group
ONIT
$337M
$37K 0.01%
993
– –
VNR
250
DELISTED
Vanguard Natural Resources, LLC
VNR
$32K 0.01%
22,052
+1,523
+7% +$3.19K
8 9
10
11 12

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NWAM LLC's Q1 2016 Portfolio in Review

As of Q1 2016, NWAM LLC held 282 positions worth $252M, up 3% from $245M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

NWAM LLC withdrew a net $8.96M in Q1 2016, closing 29 positions and reducing 122 holdings. Its most notable exit was First Trust Dorsey Wright Focus 5 ETF, an estimated $754K position sold in full.

By sector, the portfolio is most concentrated in Technology at 8.8% of assets, down from 9.3% a quarter earlier, followed by Financials and Industrials.

Against the trend, NWAM LLC opened a new position in Nuveen Credit Strategies Income Fund worth $874K.

  • NWAM LLC's largest Q1 2016 buy was Nuveen Credit Strategies Income Fund: 110,505 shares worth $874K.
  • NWAM LLC added most to Vanguard Value ETF in Q1 2016, an estimated $1.09M increase.
  • NWAM LLC's biggest Q1 2016 reduction was Alibaba, cutting an estimated $11.6M.
  • NWAM LLC fully exited First Trust Dorsey Wright Focus 5 ETF in Q1 2016, selling an estimated $754K.
  • NWAM LLC's ten largest holdings make up 28% of its $252M portfolio in Q1 2016.
  • NWAM LLC opened 23 new positions and closed 29 in Q1 2016.
  • NWAM LLC's portfolio value rose 3% quarter-over-quarter to $252M.

Based on NWAM LLC's 13F filing for Q1 2016, filed 16 May 2016.