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NWAM LLC Portfolio holdings

AUM $2B
1-Year Est. Return 34.81%
This Fund
S&P 500
This Quarter Est. Return
+4.8%
1 Year Est. Return
+34.81%
3 Year Est. Return
+112.13%
5 Year Est. Return
+133.17%
10 Year Est. Return
+303.05%
AUM
$245M
AUM Growth
+$125M
Cap. Flow
+$132M
Cap. Flow %
54.03%
Top 10 Hldgs %
27.24%
Holding
269
New
125
Increased
68
Reduced
62
Closed
10

Top Buys

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$13.2M
2
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
+$7.95M
3
FLC
Flaherty & Crumrine Total Return Fund
FLC
+$6.3M
4
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$5.06M
5
BND icon
Vanguard Total Bond Market
BND
+$4.66M

Top Sells

Rank Stock Value
1
GOOG icon
Alphabet (Google) Class C
GOOG
+$797K
2
DAL icon
Delta Air Lines
DAL
+$402K
3
UNH icon
UnitedHealth
UNH
+$389K
4
MSFT icon
Microsoft
MSFT
+$324K
5
CVX icon
Chevron
CVX
+$236K

Sector Composition

Rank Sector Weight
1 Technology 9.33%
2 Financials 6.1%
3 Industrials 5.42%
4 Consumer Discretionary 4.36%
5 Communication Services 4.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NQU
226
DELISTED
NUVEEN QUALITY INCOME MUNI FD
NQU
$176K 0.07%
+12,399
New +$170K
ENX
227
DELISTED
Eaton Vance New York Municipal Bond Fund
ENX
$170K 0.07%
+12,950
New +$166K
NYH
228
DELISTED
Eaton Vance New York Municipal Bond Fund II
NYH
$168K 0.07%
+13,450
New +$166K
RBBN icon
229
Ribbon Communications
RBBN
$354M
$166K 0.07%
+23,290
New +$156K
RIG icon
230
Transocean
RIG
$5.92B
$165K 0.07%
+13,335
New +$192K
PMO
231
Franklin Municipal Opportunities Trust
PMO
$282M
$162K 0.07%
+13,172
New +$158K
MU icon
232
Micron Technology
MU
$1.04T
$159K 0.06%
+11,222
New +$179K
GGB icon
233
Gerdau
GGB
$9.44B
$158K 0.06%
166,125
-6,495
-4% -$7.51K
PZE
234
DELISTED
Petrobras Argentina S A
PZE
$149K 0.06%
26,918
-3,082
-10% -$17.4K
SCU
235
DELISTED
Sculptor Capital Management, Inc. Class A Common Stock
SCU
$145K 0.06%
2,324
+124
+6% +$8.48K
OB
236
DELISTED
Onebeacon Insurance Group Ltd
OB
$140K 0.06%
+11,260
New +$155K
WFT
237
DELISTED
Weatherford International plc
WFT
$130K 0.05%
+15,514
New +$153K
CSQ icon
238
Calamos Strategic Total Return Fund
CSQ
$3.21B
$116K 0.05%
+11,700
New +$116K
LEO
239
BNY Mellon Strategic Municipals
LEO
$387M
$111K 0.05%
+13,000
New +$108K
JPC icon
240
Nuveen Preferred & Income Opportunities Fund
JPC
$2.89B
$109K 0.04%
+11,950
New +$109K
ONIT
241
Onity Group
ONIT
$333M
$104K 0.04%
993
-207
-17% -$21.7K
PAAS icon
242
Pan American Silver
PAAS
$18.6B
$98K 0.04%
15,024
+1,024
+7% +$7.37K
JMM icon
243
Nuveen Multi-Market Income Fund
JMM
$54.2M
$87K 0.04%
+12,278
New +$86.6K
PIM
244
Franklin Master Intermediate Income Trust
PIM
$149M
$76K 0.03%
+16,598
New +$75.7K
DSU icon
245
BlackRock Debt Strategies Fund
DSU
$591M
$72K 0.03%
+7,090
New +$71.9K
LYG icon
246
Lloyds Banking Group
LYG
$87.4B
$70K 0.03%
16,070
+5,070
+46% +$23K
MSFT icon
247
CALL
Microsoft
MSFT
$2.84T
$69K 0.03%
+13,100
New +$689K
TWI icon
248
Titan International
TWI
$516M
$64K 0.03%
16,330
-670
-4% -$3.67K
VNR
249
DELISTED
Vanguard Natural Resources, LLC
VNR
$61K 0.02%
+20,529
New +$125K
RVLT
250
DELISTED
Revolution Lighting Technologies, Inc. - Class A
RVLT
$57K 0.02%
7,200
-100
-1% -$922
7 8 9
10
11

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CAM
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NWAM LLC's Q4 2015 Portfolio in Review

As of Q4 2015, NWAM LLC held 269 positions worth $245M, up 103% from $121M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

NWAM LLC deployed $132M of net new capital in Q4 2015, opening 125 new positions and adding to 68 existing holdings. Its largest new stake was BlackRock Credit Allocation Income Trust: 644,864 shares worth $7.96M.

By sector, the portfolio is most concentrated in Technology at 9.3% of assets, down from 16% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was Alphabet (Google) Class C, an estimated $797K trimmed.

  • NWAM LLC's largest Q4 2015 buy was BlackRock Credit Allocation Income Trust: 644,864 shares worth $7.96M.
  • NWAM LLC added most to Alibaba in Q4 2015, an estimated $13.2M increase.
  • NWAM LLC's biggest Q4 2015 reduction was Alphabet (Google) Class C, cutting an estimated $797K.
  • NWAM LLC fully exited Delta Air Lines in Q4 2015, selling an estimated $402K.
  • NWAM LLC's ten largest holdings make up 27% of its $245M portfolio in Q4 2015.
  • NWAM LLC opened 125 new positions and closed 10 in Q4 2015.
  • NWAM LLC's portfolio value rose 103% quarter-over-quarter to $245M.

Based on NWAM LLC's 13F filing for Q4 2015, filed 12 Feb 2016.