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NWAM LLC Portfolio holdings

AUM $1.74B
1-Year Est. Return 32.48%
This Fund
S&P 500
This Quarter Est. Return
-1.19%
1 Year Est. Return
+32.48%
3 Year Est. Return
+94.99%
5 Year Est. Return
+115.71%
10 Year Est. Return
+259.09%
AUM
$281M
AUM Growth
-$40.6M
Cap. Flow
-$30.8M
Cap. Flow %
-10.95%
Top 10 Hldgs %
24.08%
Holding
324
New
24
Increased
147
Reduced
106
Closed
28

Top Buys

Rank Stock Value
1
SBUX icon
Starbucks
SBUX
+$4.72M
2
BBLU
BLUE EARTH, INC. COMMON STOCK
BBLU
+$1.85M
3
DRA
Diversified Real Asset Income Fd
DRA
+$1.77M
4
RDS.B
Royal Dutch Shell PLC ADS Class B
RDS.B
+$1.31M
5
MZF
Managed Duration Inv Grd Muni Fd
MZF
+$1.18M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$5.31M
2
BAC icon
Bank of America
BAC
+$3.26M
3
INTC icon
Intel
INTC
+$2.82M
4
O icon
Realty Income
O
+$2.36M
5
APU
AmeriGas Partners, L.P.
APU
+$2.18M

Sector Composition

Rank Sector Weight
1 Technology 8.17%
2 Financials 6.7%
3 Energy 5.79%
4 Industrials 5.51%
5 Consumer Staples 5.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VOT icon
226
Vanguard Mid-Cap Growth ETF
VOT
$19B
$243K 0.09%
2,523
-68
-3% -$6.59K
FTR
227
DELISTED
Frontier Communications Corp.
FTR
$243K 0.09%
2,488
-10,124
-80% -$964K
TWX
228
DELISTED
Time Warner Inc
TWX
$238K 0.08%
3,161
-263
-8% -$20.4K
WTRG icon
229
Essential Utilities
WTRG
$11.2B
$237K 0.08%
10,062
+1,033
+11% +$25.2K
TWTR
230
DELISTED
Twitter, Inc.
TWTR
$233K 0.08%
4,516
-1,673
-27% -$75.6K
RBBN icon
231
Ribbon Communications
RBBN
$372M
$232K 0.08%
2,719
+129
+5% +$2.46K
DOC icon
232
Healthpeak Properties
DOC
$15.4B
$231K 0.08%
6,388
-40,479
-86% -$1.53M
MDLZ icon
233
Mondelez International
MDLZ
$77.4B
$230K 0.08%
6,721
+561
+9% +$20.4K
MRO
234
DELISTED
Marathon Oil Corporation
MRO
$230K 0.08%
6,125
+148
+2% +$5.87K
TWI icon
235
Titan International
TWI
$487M
$228K 0.08%
19,280
-1,000
-5% -$14.7K
BRK.A icon
236
Berkshire Hathaway Class A
BRK.A
$1.06T
$226K 0.08%
1
-1
-50% -$200K
BX icon
237
Blackstone
BX
$151B
$225K 0.08%
7,277
+212
+3% +$6.9K
ETN icon
238
Eaton
ETN
$156B
$225K 0.08%
3,544
+634
+22% +$45K
GDV icon
239
Gabelli Dividend & Income Trust
GDV
$2.57B
$225K 0.08%
10,581
-327
-3% -$7.11K
TEVA icon
240
Teva Pharmaceuticals
TEVA
$36.1B
$224K 0.08%
4,163
-28
-0.7% -$1.48K
PFF icon
241
iShares Preferred and Income Securities ETF
PFF
$13.3B
$223K 0.08%
5,650
-11,830
-68% -$469K
RTN
242
DELISTED
Raytheon Company
RTN
$223K 0.08%
2,190
-223
-9% -$21.4K
DSL
243
DoubleLine Income Solutions Fund
DSL
$1.23B
$220K 0.08%
10,158
-1,152
-10% -$25K
EMF
244
Templeton Emerging Markets Fund
EMF
$315M
$220K 0.08%
+12,376
New +$232K
PBR.A icon
245
Petrobras Class A
PBR.A
$105B
$220K 0.08%
+14,757
New +$263K
BHK icon
246
BlackRock Core Bond Trust
BHK
$654M
$218K 0.08%
16,300
+800
+5% +$10.8K
EOG icon
247
EOG Resources
EOG
$75.1B
$218K 0.08%
+2,205
New +$240K
M icon
248
Macy's
M
$6.13B
$218K 0.08%
3,741
-123
-3% -$7.29K
CSX icon
249
CSX Corp
CSX
$93.1B
$217K 0.08%
20,325
-4,152
-17% -$42.8K
PDP icon
250
Invesco Dorsey Wright Momentum ETF
PDP
$1.47B
$217K 0.08%
5,515
-42
-0.8% -$1.66K
8 9
10
11 12

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NWAM LLC's Q3 2014 Portfolio in Review

As of Q3 2014, NWAM LLC held 324 positions worth $281M, down 13% from $321M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

NWAM LLC withdrew a net $30.8M in Q3 2014, closing 28 positions and reducing 106 holdings. Its most notable exit was AMERN STRATEGIC INCM PORTF II, an estimated $1.22M position sold in full.

By sector, the portfolio is most concentrated in Technology at 8.2% of assets, down from 9.8% a quarter earlier, followed by Financials and Energy.

Against the trend, NWAM LLC opened a new position in BLUE EARTH, INC. COMMON STOCK worth $2.17M.

  • NWAM LLC's largest Q3 2014 buy was BLUE EARTH, INC. COMMON STOCK: 576,119 shares worth $2.17M.
  • NWAM LLC added most to Starbucks in Q3 2014, an estimated $4.72M increase.
  • NWAM LLC's biggest Q3 2014 reduction was Microsoft, cutting an estimated $5.31M.
  • NWAM LLC fully exited AMERN STRATEGIC INCM PORTF II in Q3 2014, selling an estimated $1.22M.
  • NWAM LLC's ten largest holdings make up 24% of its $281M portfolio in Q3 2014.
  • NWAM LLC opened 24 new positions and closed 28 in Q3 2014.
  • NWAM LLC's portfolio value fell 13% quarter-over-quarter to $281M.

Based on NWAM LLC's 13F filing for Q3 2014, filed 9 Sep 2016.