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KA

Klingman & Associates Portfolio holdings

AUM $2.09B
1-Year Est. Return 16.49%
This Fund
S&P 500
This Quarter Est. Return
+0.83%
1 Year Est. Return
+16.49%
3 Year Est. Return
+47.09%
5 Year Est. Return
+51.57%
10 Year Est. Return
+158.57%
AUM
$279M
AUM Growth
+$11.6M
Cap. Flow
+$9.34M
Cap. Flow %
3.35%
Top 10 Hldgs %
60.25%
Holding
432
New
24
Increased
37
Reduced
37
Closed
40

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.79M
2
TIP icon
iShares TIPS Bond ETF
TIP
+$2.23M
3
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$2.05M
4
MLPN
Credit Suisse X- Links Cushing MLP Infrastructure ETN's due April 20, 2020
MLPN
+$1.85M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$1.83M

Top Sells

Rank Stock Value
1
PID icon
Invesco International Dividend Achievers ETF
PID
+$681K
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$645K
3
HDV
iShares Core High Dividend ETF
HDV
+$523K
4
NKE icon
Nike
NKE
+$453K
5
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$406K

Sector Composition

Rank Sector Weight
1 Financials 4.72%
2 Healthcare 0.83%
3 Consumer Staples 0.83%
4 Technology 0.74%
5 Industrials 0.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCI icon
201
Service Corp International
SCI
$11.7B
$42K 0.02%
1,703
– –
SE
202
DELISTED
Spectra Energy Corp Wi
SE
$42K 0.02%
1,357
– –
PEG icon
203
Public Service Enterprise Group
PEG
$39.3B
$41K 0.01%
864
– –
ED icon
204
Consolidated Edison
ED
$41.3B
$40K 0.01%
520
– –
KO icon
205
Coca-Cola
KO
$380B
$40K 0.01%
869
– –
META icon
206
Meta Platforms (Facebook)
META
$1.51T
$40K 0.01%
349
-33
-9% -$3.48K
OXY icon
207
Occidental Petroleum
OXY
$53.6B
$40K 0.01%
578
-3,006
-84% -$202K
VTR icon
208
Ventas
VTR
$47.7B
$40K 0.01%
643
– –
MPWR icon
209
Monolithic Power Systems
MPWR
$63B
$38K 0.01%
599
– –
VLO icon
210
Valero Energy
VLO
$88.7B
$38K 0.01%
600
– –
BDJ icon
211
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.71B
$37K 0.01%
4,919
– –
WTRG icon
212
Essential Utilities
WTRG
$11.5B
$37K 0.01%
1,156
– –
BNY
213
Bank of New York Mellon
BNY
$106B
$36K 0.01%
965
– –
PPL
214
PPL Corp
PPL
$27.3B
$36K 0.01%
945
– –
DFE icon
215
WisdomTree Europe SmallCap Dividend Fund
DFE
$164M
$35K 0.01%
622
– –
SLB icon
216
SLB Ltd
SLB
$74.2B
$35K 0.01%
477
-2,800
-85% -$197K
TD icon
217
Toronto Dominion Bank
TD
$199B
$35K 0.01%
802
– –
GDO
218
Western Asset Global Corporate Defined Opportunity Fund
GDO
$77M
– –
0
– –
CNC icon
219
Centene
CNC
$31.6B
$33K 0.01%
1,076
– –
LLY icon
220
Eli Lilly
LLY
$1.09T
$33K 0.01%
462
– –
WR
221
DELISTED
Westar Energy Inc
WR
$33K 0.01%
665
– –
NLY icon
222
Annaly Capital Management
NLY
$17.4B
$32K 0.01%
770
– –
CAT icon
223
Caterpillar
CAT
$387B
$31K 0.01%
400
– –
ETV
224
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.7B
$31K 0.01%
2,100
– –
UTF icon
225
Cohen & Steers Infrastructure Fund
UTF
$3.11B
$30K 0.01%
1,500
– –
7 8
9
10 11

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IHAM
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NSCM
New South Capital Management Memphis, Tennessee $2.09B AUM 33.67% 1-Year Est. Return
ACG
Aventail Capital Group New York $2.09B AUM 43.81% 1-Year Est. Return
NSUP
NLB Skladi upravljanje premozenja Ljubljana $2.09B AUM
ACM
Analog Century Management New York $2.09B AUM 186.85% 1-Year Est. Return
TP
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ACP
Avantyr Capital Partners New York $2.08B AUM

Klingman & Associates's Q1 2016 Portfolio in Review

As of Q1 2016, Klingman & Associates held 432 positions worth $279M, up 4.3% from $267M the previous quarter. Its ten largest holdings account for 60% of the portfolio.

Klingman & Associates deployed $9.34M of net new capital in Q1 2016, opening 24 new positions and adding to 37 existing holdings. Its largest new stake was PIMCO Enhanced Short Maturity Active Exchange-Traded Fund: 10,679 shares worth $1.08M.

By sector, the portfolio is most concentrated in Financials at 4.7% of assets, down from 5.8% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was Alphabet (Google) Class C, an estimated $645K trimmed.

  • Klingman & Associates's largest Q1 2016 buy was PIMCO Enhanced Short Maturity Active Exchange-Traded Fund: 10,679 shares worth $1.08M.
  • Klingman & Associates added most to iShares Core S&P 500 ETF in Q1 2016, an estimated $4.79M increase.
  • Klingman & Associates's biggest Q1 2016 reduction was Alphabet (Google) Class C, cutting an estimated $645K.
  • Klingman & Associates fully exited Invesco International Dividend Achievers ETF in Q1 2016, selling an estimated $681K.
  • Klingman & Associates's ten largest holdings make up 60% of its $279M portfolio in Q1 2016.
  • Klingman & Associates opened 24 new positions and closed 40 in Q1 2016.
  • Klingman & Associates's portfolio value rose 4.3% quarter-over-quarter to $279M.

Based on Klingman & Associates's 13F filing for Q1 2016, filed 18 Apr 2016.