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KA

Klingman & Associates Portfolio holdings

AUM $2.35B
1-Year Est. Return 23.18%
This Fund
S&P 500
This Quarter Est. Return
-0.29%
1 Year Est. Return
+23.18%
3 Year Est. Return
+59.34%
5 Year Est. Return
+62.44%
10 Year Est. Return
+178.86%
AUM
$243M
AUM Growth
+$2.52M
Cap. Flow
+$3.71M
Cap. Flow %
1.52%
Top 10 Hldgs %
65.55%
Holding
407
New
25
Increased
57
Reduced
31
Closed
31

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$2.29M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$1.5M
3
CEM
ClearBridge MLP and Midstream Fund Inc.
CEM
+$1.27M
4
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$950K
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$823K

Top Sells

Rank Stock Value
1
RWL icon
Invesco S&P 500 Revenue ETF
RWL
+$5.05M
2
RWK icon
Invesco S&P MidCap 400 Revenue ETF
RWK
+$922K
3
RTR
Oppenheimer ADR Revenue ETF
RTR
+$745K
4
RWJ icon
Invesco S&P SmallCap 600 Revenue ETF
RWJ
+$701K
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$192K

Sector Composition

Rank Sector Weight
1 Financials 3.18%
2 Healthcare 1.01%
3 Technology 0.87%
4 Energy 0.87%
5 Consumer Staples 0.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
V icon
151
Visa
V
$673B
$75K 0.03%
1,152
– –
LOW icon
152
Lowe's Companies
LOW
$118B
$74K 0.03%
1,000
– –
VT icon
153
Vanguard Total World Stock ETF
VT
$76.9B
$74K 0.03%
1,195
– –
FDX icon
154
FedEx
FDX
$73B
$72K 0.03%
437
– –
WFC icon
155
Wells Fargo
WFC
$258B
$71K 0.03%
1,303
– –
AWK icon
156
American Water Works
AWK
$26.7B
$70K 0.03%
1,288
– –
COP icon
157
ConocoPhillips
COP
$145B
$66K 0.03%
1,066
– –
UAA icon
158
Under Armour
UAA
$2.91B
$65K 0.03%
1,611
– –
ACN icon
159
Accenture
ACN
$99.9B
$64K 0.03%
686
– –
NUE icon
160
Nucor
NUE
$58.5B
$63K 0.03%
1,332
– –
SO icon
161
Southern Company
SO
$106B
$63K 0.03%
1,416
– –
CTAS icon
162
Cintas
CTAS
$82.7B
$61K 0.03%
2,988
– –
MS icon
163
Morgan Stanley
MS
$330B
$60K 0.02%
1,694
– –
JTP
164
DELISTED
NUVEEN QUALITY PFD INCOME FD
JTP
$60K 0.02%
7,000
– –
T icon
165
AT&T
T
$159B
$58K 0.02%
2,367
+756
+47% +$19.2K
YHOO
166
DELISTED
Yahoo Inc
YHOO
$56K 0.02%
1,250
– –
ELME
167
Elme Communities
ELME
$144M
$55K 0.02%
2,000
– –
NKE icon
168
Nike
NKE
$62.7B
$55K 0.02%
1,088
– –
IBME
169
DELISTED
ISHARES IBONDS SEP 2016 TERM MUNI BOND ETF
IBME
$53K 0.02%
2,000
– –
OMC icon
170
Omnicom Group
OMC
$21.8B
$52K 0.02%
662
– –
LQD icon
171
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.3B
$51K 0.02%
420
– –
MJN
172
DELISTED
Mead Johnson Nutrition Company
MJN
$51K 0.02%
511
– –
AGG icon
173
iShares Core US Aggregate Bond ETF
AGG
$138B
$50K 0.02%
+446
New +$49.5K
NBTB icon
174
NBT Bancorp
NBTB
$2.75B
$50K 0.02%
2,000
– –
DLN icon
175
WisdomTree US LargeCap Dividend Fund
DLN
$6.24B
$44K 0.02%
1,200
– –
5 6
7
8 9

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HFM
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EC
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G
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MC
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SCA
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BAM
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Klingman & Associates's Q1 2015 Portfolio in Review

As of Q1 2015, Klingman & Associates held 407 positions worth $243M, up 1% from $241M the previous quarter. Its ten largest holdings account for 66% of the portfolio.

Klingman & Associates's Q1 2015 filing shows 25 new, 57 increased, 31 reduced and 31 closed positions. Its largest new stake was Vanguard Health Care ETF: 837 shares worth $113K. The largest sale was Invesco S&P 500 Revenue ETF, an estimated $5.05M.

By sector, the portfolio is most concentrated in Financials at 3.2% of assets, down from 3.4% a quarter earlier, followed by Healthcare and Technology.

  • Klingman & Associates's largest Q1 2015 buy was Vanguard Health Care ETF: 837 shares worth $113K.
  • Klingman & Associates added most to iShares Core S&P 500 ETF in Q1 2015, an estimated $2.29M increase.
  • Klingman & Associates's biggest Q1 2015 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $192K.
  • Klingman & Associates fully exited Invesco S&P 500 Revenue ETF in Q1 2015, selling an estimated $5.05M.
  • Klingman & Associates's ten largest holdings make up 66% of its $243M portfolio in Q1 2015.
  • Klingman & Associates opened 25 new positions and closed 31 in Q1 2015.
  • Klingman & Associates's portfolio value rose 1% quarter-over-quarter to $243M.

Based on Klingman & Associates's 13F filing for Q1 2015, filed 9 Feb 2016.