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KA

Klingman & Associates Portfolio holdings

AUM $2.35B
1-Year Est. Return 23.18%
This Fund
S&P 500
This Quarter Est. Return
-13.26%
1 Year Est. Return
+23.18%
3 Year Est. Return
+59.34%
5 Year Est. Return
+62.44%
10 Year Est. Return
+178.86%
AUM
$444M
AUM Growth
-$44.5M
Cap. Flow
+$24.2M
Cap. Flow %
5.44%
Top 10 Hldgs %
64.34%
Holding
114
New
9
Increased
27
Reduced
42
Closed
7

Top Buys

Rank Stock Value
1
TPYP icon
Tortoise North American Pipeline ETF
TPYP
+$7.65M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.13M
3
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$5.47M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$4.8M
5
BSCO
Invesco BulletShares 2024 Corporate Bond ETF
BSCO
+$4.74M

Top Sells

Rank Stock Value
1
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
+$8.39M
2
TIP icon
iShares TIPS Bond ETF
TIP
+$1.7M
3
IDV icon
iShares International Select Dividend ETF
IDV
+$1.34M
4
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$1.1M
5
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$1.1M

Sector Composition

Rank Sector Weight
1 Financials 3.05%
2 Technology 1.82%
3 Consumer Discretionary 0.76%
4 Healthcare 0.5%
5 Energy 0.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
META icon
101
Meta Platforms (Facebook)
META
$1.37T
$209K 0.05%
1,594
– –
J icon
102
Jacobs Solutions
J
$15.7B
$207K 0.05%
4,271
– –
IBMK
103
DELISTED
iShares iBonds Dec 2022 Term Muni Bond ETF
IBMK
$205K 0.05%
+7,995
New +$203K
BRW
104
Saba Capital Income & Opportunities Fund
BRW
$342M
$171K 0.04%
+19,000
New +$181K
MHN
105
DELISTED
BlackRock MuniHoldings New Yrok Quality Fund
MHN
$128K 0.03%
10,685
– –
FIV
106
DELISTED
First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest
FIV
$124K 0.03%
+15,000
New +$133K
EFL
107
DELISTED
Eaton Vance Floating-Rate 2022 Target Term Trust Common Shares of Beneficial Interest
EFL
$120K 0.03%
+14,000
New +$126K
BSV icon
108
Vanguard Short-Term Bond ETF
BSV
$44.7B
– –
-2,595
Closed -$202K
FCT
109
First Trust Senior Floating Rate Income Fund II
FCT
$251M
– –
-72,316
Closed -$920K
FRA icon
110
BlackRock Floating Rate Income Strategies Fund
FRA
$383M
– –
-50,436
Closed -$696K
IVE icon
111
iShares S&P 500 Value ETF
IVE
$49.1B
– –
-2,405
Closed -$279K
QQQ icon
112
Invesco QQQ Trust
QQQ
$450B
– –
-1,233
Closed -$229K
RFI
113
Cohen & Steers Total Return Realty Fund
RFI
$311M
– –
-11,830
Closed -$144K
VVR icon
114
Invesco Senior Income Trust
VVR
$459M
– –
-71,257
Closed -$306K
1 2 3 4
5

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HFM
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EC
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G
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SCA
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Klingman & Associates's Q4 2018 Portfolio in Review

As of Q4 2018, Klingman & Associates held 114 positions worth $444M, down 9.1% from $489M the previous quarter. Its ten largest holdings account for 64% of the portfolio.

Klingman & Associates deployed $24.2M of net new capital in Q4 2018, opening 9 new positions and adding to 27 existing holdings. Its largest new stake was JPMorgan Ultra-Short Income ETF: 18,772 shares worth $941K.

By sector, the portfolio is most concentrated in Financials at 3% of assets, down from 3.5% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was JP Morgan Alerian MLP Index ETN 5/24/24, an estimated $8.39M trimmed.

  • Klingman & Associates's largest Q4 2018 buy was JPMorgan Ultra-Short Income ETF: 18,772 shares worth $941K.
  • Klingman & Associates added most to Tortoise North American Pipeline ETF in Q4 2018, an estimated $7.65M increase.
  • Klingman & Associates's biggest Q4 2018 reduction was JP Morgan Alerian MLP Index ETN 5/24/24, cutting an estimated $8.39M.
  • Klingman & Associates fully exited First Trust Senior Floating Rate Income Fund II in Q4 2018, selling an estimated $920K.
  • Klingman & Associates's ten largest holdings make up 64% of its $444M portfolio in Q4 2018.
  • Klingman & Associates opened 9 new positions and closed 7 in Q4 2018.
  • Klingman & Associates's portfolio value fell 9.1% quarter-over-quarter to $444M.

Based on Klingman & Associates's 13F filing for Q4 2018, filed 28 Jan 2019.