KA

Klingman & Associates Portfolio holdings

AUM $1.81B
This Quarter Return
+3.15%
1 Year Return
+11.88%
3 Year Return
+45.28%
5 Year Return
+77.09%
10 Year Return
+123.71%
AUM
$329M
AUM Growth
+$329M
Cap. Flow
-$11.3M
Cap. Flow %
-3.43%
Top 10 Hldgs %
68.42%
Holding
381
New
4
Increased
19
Reduced
44
Closed
282

Top Buys

1
MLPI
UBS E-TRACS Alerian MLP Infrastructure ETN
MLPI
$21.1M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
$4.12M
3
IVV icon
iShares Core S&P 500 ETF
IVV
$2.64M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
$1.81M
5
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$1.57M

Top Sells

1
MLPN
Credit Suisse X- Links Cushing MLP Infrastructure ETN's due April 20, 2020
MLPN
$15.8M
2
CEM
ClearBridge MLP and Midstream Fund Inc.
CEM
$4.85M
3
TIP icon
iShares TIPS Bond ETF
TIP
$2.28M
4
SPY icon
SPDR S&P 500 ETF Trust
SPY
$1.81M
5
VTI icon
Vanguard Total Stock Market ETF
VTI
$1.7M

Sector Composition

1 Financials 3.29%
2 Energy 0.58%
3 Healthcare 0.47%
4 Consumer Staples 0.43%
5 Industrials 0.42%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
PERY
101
DELISTED
Perry Ellis International Inc
PERY
– –
-19
Closed –
KYE
102
DELISTED
Kayne Anderson Energy
KYE
– –
-500
Closed -$6K
DD
103
DELISTED
Du Pont De Nemours E I
DD
– –
-100
Closed -$7K
YHOO
104
DELISTED
Yahoo Inc
YHOO
– –
-1,250
Closed -$54K
MJN
105
DELISTED
Mead Johnson Nutrition Company
MJN
– –
-511
Closed -$40K
SE
106
DELISTED
Spectra Energy Corp Wi
SE
– –
-1,357
Closed -$58K
CLNY
107
DELISTED
Colony Capital, Inc.
CLNY
– –
-1,230
Closed -$22K
FHY
108
DELISTED
First Trust Strategic High
FHY
– –
-1,125
Closed -$14K
EMD
109
DELISTED
Western Asset Emerging Markets
EMD
– –
-11,346
Closed -$131K
MFT
110
DELISTED
BLACKROCK MUNIYIELD INVESTMENT QUALITY FUND
MFT
– –
-1,000
Closed -$15K
BSCN
111
DELISTED
Invesco BulletShares 2023 Corporate Bond ETF
BSCN
– –
-4,890
Closed -$105K
BSCM
112
DELISTED
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
– –
-8,460
Closed -$183K
BSCK
113
DELISTED
Invesco BulletShares 2020 Corporate Bond ETF
BSCK
– –
-5,000
Closed -$109K
NUO
114
DELISTED
Nuveen Ohio Quality Municipal Income Fund
NUO
– –
-559
Closed -$9K
FTR
115
DELISTED
Frontier Communications Corp.
FTR
– –
-419
Closed -$2K
CELG
116
DELISTED
Celgene Corp
CELG
– –
-300
Closed -$31K
NAVG
117
DELISTED
Navigators Group Inc
NAVG
– –
-50
Closed -$5K
WR
118
DELISTED
Westar Energy Inc
WR
– –
-665
Closed -$38K
CSBK
119
DELISTED
Clifton Bancorp Inc.
CSBK
– –
-1,077
Closed -$16K
RTR
120
DELISTED
Oppenheimer ADR Revenue ETF
RTR
– –
-4,070
Closed -$132K
MLPN
121
DELISTED
Credit Suisse X- Links Cushing MLP Infrastructure ETN's due April 20, 2020
MLPN
– –
-729,764
Closed -$15.8M
ATAXZ
122
DELISTED
AMERICA FIRST TAX EXEMT INV LP
ATAXZ
– –
-1,000
Closed -$6K
STL
123
DELISTED
Sterling Bancorp
STL
– –
-3,653
Closed -$64K
LOW icon
124
Lowe's Companies
LOW
$145B
– –
-1,000
Closed -$72K
LQD icon
125
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$29.5B
– –
-720
Closed -$89K
3 4
5
6 7