We are live on ! Find out more
KA

Klingman & Associates Portfolio holdings

AUM $2.35B
1-Year Est. Return 23.18%
This Fund
S&P 500
This Quarter Est. Return
+5.91%
1 Year Est. Return
+23.18%
3 Year Est. Return
+59.34%
5 Year Est. Return
+62.44%
10 Year Est. Return
+178.86%
AUM
$967M
AUM Growth
+$101M
Cap. Flow
+$53.4M
Cap. Flow %
5.52%
Top 10 Hldgs %
56.74%
Holding
174
New
21
Increased
73
Reduced
43
Closed
2

Top Buys

Rank Stock Value
1
PJT icon
PJT Partners
PJT
+$22.4M
2
DDOG icon
Datadog
DDOG
+$15.3M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$12.4M
4
CFG icon
Citizens Financial Group
CFG
+$5.84M
5
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$4.31M

Top Sells

Rank Stock Value
1
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$24.6M
2
CROX icon
Crocs
CROX
+$2.35M
3
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$616K
4
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$505K
5
CGEN icon
Compugen
CGEN
+$363K

Sector Composition

Rank Sector Weight
1 Technology 6.84%
2 Financials 5.35%
3 Consumer Discretionary 1.45%
4 Healthcare 0.59%
5 Communication Services 0.57%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PEP icon
76
PepsiCo
PEP
$188B
$796K 0.08%
5,629
-110
-2% -$15.1K
MINT icon
77
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
$791K 0.08%
7,763
-300
-4% -$30.6K
ITOT icon
78
iShares Core S&P Total US Stock Market ETF
ITOT
$97B
$786K 0.08%
8,580
+1,686
+24% +$151K
QQQ icon
79
Invesco QQQ Trust
QQQ
$478B
$715K 0.07%
2,241
– –
IWR icon
80
iShares Russell Mid-Cap ETF
IWR
$56.6B
$714K 0.07%
9,663
– –
VIG icon
81
Vanguard Dividend Appreciation ETF
VIG
$114B
$662K 0.07%
4,502
+255
+6% +$36.3K
AVUV icon
82
Avantis US Small Cap Value ETF
AVUV
$30.8B
$653K 0.07%
9,046
+26
+0.3% +$1.74K
META icon
83
Meta Platforms (Facebook)
META
$1.5T
$649K 0.07%
2,205
+75
+4% +$20.2K
HON icon
84
Honeywell
HON
$76.3B
$610K 0.06%
2,979
+7
+0.2% +$1.37K
VXF icon
85
Vanguard Extended Market ETF
VXF
$31.1B
$610K 0.06%
3,450
– –
INTC icon
86
Intel
INTC
$505B
$606K 0.06%
9,461
-51
-0.5% -$3.04K
NTCO
87
DELISTED
Natura &Co Holding S.A. American Depositary Shares (each representing two Common Shares)
NTCO
$579K 0.06%
34,073
+73
+0.2% +$1.32K
ABT icon
88
Abbott
ABT
$186B
$578K 0.06%
4,825
+683
+16% +$80.9K
PPG icon
89
PPG Industries
PPG
$26B
$575K 0.06%
3,830
+667
+21% +$95.6K
ABBV icon
90
AbbVie
ABBV
$430B
$528K 0.05%
4,877
+50
+1% +$5.35K
RY icon
91
Royal Bank of Canada
RY
$294B
$526K 0.05%
5,700
– –
IWD icon
92
iShares Russell 1000 Value ETF
IWD
$83.1B
$514K 0.05%
3,393
– –
VUG icon
93
Vanguard Morningstar Growth ETF
VUG
$229B
$497K 0.05%
11,598
-258
-2% -$11K
WTPI
94
WisdomTree Equity Premium Income Fund
WTPI
$502M
$493K 0.05%
+16,316
New +$477K
VTV icon
95
Vanguard Morningstar Value ETF
VTV
$191B
$489K 0.05%
3,723
+491
+15% +$61.6K
CSCO icon
96
Cisco
CSCO
$475B
$483K 0.05%
9,333
+945
+11% +$44.4K
ARKK icon
97
ARK Innovation ETF
ARKK
$6.01B
$482K 0.05%
4,020
+20
+0.5% +$2.71K
ACWV icon
98
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.36B
$465K 0.05%
+4,708
New +$457K
BSV icon
99
Vanguard Short-Term Bond ETF
BSV
$44.6B
$461K 0.05%
5,611
– –
SCHG icon
100
Schwab US Large-Cap Growth ETF
SCHG
$62.1B
$461K 0.05%
28,448
-360
-1% -$5.86K
2 3
4
5 6

Similar funds

ROIC
Route One Investment Company San Francisco, California $2.35B AUM 11.7% 1-Year Est. Return
CC
Capital Counsel New York $2.35B AUM 21.34% 1-Year Est. Return
HFM
Harvest Fund Management Beijing, China $2.35B AUM 49.85% 1-Year Est. Return
EC
EcoR1 Capital San Francisco, California $2.36B AUM 204.53% 1-Year Est. Return
MC
Moors & Cabot Boston, Massachusetts $2.34B AUM 30.42% 1-Year Est. Return
SCA
STALEY CAPITAL ADVISERS Pittsburgh, Pennsylvania $2.36B AUM 23.72% 1-Year Est. Return
BJL
Brighton Jones LLC Seattle, Washington $2.37B AUM 16.36% 1-Year Est. Return
FBIL
First Beijing Investment Ltd Hong Kong $2.32B AUM 8.06% 1-Year Est. Return

Klingman & Associates's Q1 2021 Portfolio in Review

As of Q1 2021, Klingman & Associates held 174 positions worth $967M, up 12% from $866M the previous quarter. Its ten largest holdings account for 57% of the portfolio.

Klingman & Associates deployed $53.4M of net new capital in Q1 2021, opening 21 new positions and adding to 73 existing holdings. Its largest new stake was WisdomTree Equity Premium Income Fund: 16,316 shares worth $493K.

By sector, the portfolio is most concentrated in Technology at 6.8% of assets, up from 6.6% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was JPMorgan Ultra-Short Income ETF, an estimated $24.6M trimmed.

  • Klingman & Associates's largest Q1 2021 buy was WisdomTree Equity Premium Income Fund: 16,316 shares worth $493K.
  • Klingman & Associates added most to PJT Partners in Q1 2021, an estimated $22.4M increase.
  • Klingman & Associates's biggest Q1 2021 reduction was JPMorgan Ultra-Short Income ETF, cutting an estimated $24.6M.
  • Klingman & Associates fully exited Compugen in Q1 2021, selling an estimated $363K.
  • Klingman & Associates's ten largest holdings make up 57% of its $967M portfolio in Q1 2021.
  • Klingman & Associates opened 21 new positions and closed 2 in Q1 2021.
  • Klingman & Associates's portfolio value rose 12% quarter-over-quarter to $967M.

Based on Klingman & Associates's 13F filing for Q1 2021, filed 29 Apr 2021.