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KA

Klingman & Associates Portfolio holdings

AUM $2.09B
1-Year Est. Return 16.49%
This Fund
S&P 500
This Quarter Est. Return
+1.79%
1 Year Est. Return
+16.49%
3 Year Est. Return
+47.09%
5 Year Est. Return
+51.57%
10 Year Est. Return
+158.57%
AUM
$406M
AUM Growth
+$31.4M
Cap. Flow
+$24.9M
Cap. Flow %
6.12%
Top 10 Hldgs %
67.33%
Holding
100
New
6
Increased
29
Reduced
36
Closed
5

Top Buys

Rank Stock Value
1
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$4.87M
2
NEAR icon
iShares Short Maturity Bond ETF
NEAR
+$4.31M
3
MLPI
UBS E-TRACS Alerian MLP Infrastructure ETN
MLPI
+$3.71M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$3.21M
5
JNJ icon
Johnson & Johnson
JNJ
+$2.98M

Top Sells

Rank Stock Value
1
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$1.06M
2
DEM icon
WisdomTree Emerging Markets High Dividend Fund
DEM
+$401K
3
CSX icon
CSX Corp
CSX
+$342K
4
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$308K
5
NSL
NUVEEN SENIOR INCM FD
NSL
+$285K

Sector Composition

Rank Sector Weight
1 Financials 3.48%
2 Healthcare 1.12%
3 Energy 0.41%
4 Technology 0.32%
5 Consumer Staples 0.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
META icon
76
Meta Platforms (Facebook)
META
$1.51T
$304K 0.07%
+1,777
New +$297K
AMZN icon
77
Amazon
AMZN
$2.5T
$287K 0.07%
+5,980
New +$294K
WIP icon
78
State Street SPDR FTSE International Government Inflation-Protected Bond ETF
WIP
$479M
$287K 0.07%
5,000
-1,000
-17% -$57.1K
HON icon
79
Honeywell
HON
$77.1B
$283K 0.07%
2,207
– –
VZ icon
80
Verizon
VZ
$194B
$276K 0.07%
5,573
-2,055
-27% -$96.7K
DBEF icon
81
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9.13B
$274K 0.07%
8,829
-1,213
-12% -$36.7K
IJJ icon
82
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.85B
$258K 0.06%
3,374
+140
+4% +$10.4K
PXF icon
83
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
$2.83B
$258K 0.06%
5,848
– –
MRK icon
84
Merck
MRK
$324B
$255K 0.06%
4,175
-231
-5% -$14K
CVX icon
85
Chevron
CVX
$388B
$254K 0.06%
2,161
-218
-9% -$23.8K
BSCO
86
DELISTED
Invesco BulletShares 2024 Corporate Bond ETF
BSCO
$237K 0.06%
11,310
– –
MUB icon
87
iShares National Muni Bond ETF
MUB
$45.1B
$232K 0.06%
2,097
-70
-3% -$7.77K
PG icon
88
Procter & Gamble
PG
$343B
$228K 0.06%
2,501
+60
+2% +$5.46K
FLOT icon
89
iShares Floating Rate Bond ETF
FLOT
$10.1B
$225K 0.06%
4,421
– –
IJK icon
90
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.8B
$217K 0.05%
4,296
+176
+4% +$8.68K
BSCN
91
DELISTED
Invesco BulletShares 2023 Corporate Bond ETF
BSCN
$209K 0.05%
9,890
– –
QQQ icon
92
Invesco QQQ Trust
QQQ
$455B
$202K 0.05%
+1,387
New +$199K
GOOG icon
93
Alphabet (Google) Class C
GOOG
$3.9T
$200K 0.05%
+4,180
New +$195K
MCI
94
Barings Corporate Investors
MCI
$340M
$197K 0.05%
12,500
-3,903
-24% -$61.1K
RFI
95
Cohen & Steers Total Return Realty Fund
RFI
$313M
$147K 0.04%
11,830
+1,000
+9% +$12.6K
CSX icon
96
CSX Corp
CSX
$98.6B
– –
-18,792
Closed -$342K
FAX
97
abrdn Asia-Pacific Income Fund
FAX
$590M
– –
-2,223
Closed -$67K
IEF icon
98
iShares 7-10 Year Treasury Bond ETF
IEF
$47.1B
– –
-2,283
Closed -$243K
VNQI icon
99
Vanguard Global ex-US Real Estate ETF
VNQI
$3.46B
– –
-4,000
Closed -$225K
NSL
100
DELISTED
NUVEEN SENIOR INCM FD
NSL
– –
-41,779
Closed -$285K
1 2 3
4

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Klingman & Associates's Q3 2017 Portfolio in Review

As of Q3 2017, Klingman & Associates held 100 positions worth $406M, up 8.4% from $375M the previous quarter. Its ten largest holdings account for 67% of the portfolio.

Klingman & Associates deployed $24.9M of net new capital in Q3 2017, opening 6 new positions and adding to 29 existing holdings. Its largest new stake was Vanguard S&P 500 ETF: 2,519 shares worth $581K.

By sector, the portfolio is most concentrated in Financials at 3.5% of assets, down from 3.8% a quarter earlier, followed by Healthcare and Energy.

On the sell side, the largest reduction was Invesco FTSE RAFI US 1000 ETF, an estimated $1.06M trimmed.

  • Klingman & Associates's largest Q3 2017 buy was Vanguard S&P 500 ETF: 2,519 shares worth $581K.
  • Klingman & Associates added most to Vanguard Short-Term Inflation-Protected Securities Index Fund in Q3 2017, an estimated $4.87M increase.
  • Klingman & Associates's biggest Q3 2017 reduction was Invesco FTSE RAFI US 1000 ETF, cutting an estimated $1.06M.
  • Klingman & Associates fully exited CSX Corp in Q3 2017, selling an estimated $342K.
  • Klingman & Associates's ten largest holdings make up 67% of its $406M portfolio in Q3 2017.
  • Klingman & Associates opened 6 new positions and closed 5 in Q3 2017.
  • Klingman & Associates's portfolio value rose 8.4% quarter-over-quarter to $406M.

Based on Klingman & Associates's 13F filing for Q3 2017, filed 24 Oct 2017.