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KA

Klingman & Associates Portfolio holdings

AUM $2.09B
1-Year Est. Return 16.49%
This Fund
S&P 500
This Quarter Est. Return
+3.66%
1 Year Est. Return
+16.49%
3 Year Est. Return
+47.09%
5 Year Est. Return
+51.57%
10 Year Est. Return
+158.57%
AUM
$360M
AUM Growth
+$30.9M
Cap. Flow
+$18.9M
Cap. Flow %
5.24%
Top 10 Hldgs %
68.13%
Holding
99
New
3
Increased
27
Reduced
33
Closed
3

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$5.02M
2
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$3.94M
3
MLPI
UBS E-TRACS Alerian MLP Infrastructure ETN
MLPI
+$3.33M
4
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$2.19M
5
CFG icon
Citizens Financial Group
CFG
+$2.1M

Top Sells

Rank Stock Value
1
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$391K
2
JPM icon
JPMorgan Chase
JPM
+$287K
3
RWL icon
Invesco S&P 500 Revenue ETF
RWL
+$270K
4
HD icon
Home Depot
HD
+$240K
5
CVX icon
Chevron
CVX
+$225K

Sector Composition

Rank Sector Weight
1 Financials 3.9%
2 Consumer Staples 0.5%
3 Healthcare 0.46%
4 Energy 0.42%
5 Industrials 0.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HON icon
76
Honeywell
HON
$77.5B
$311K 0.09%
2,761
-477
-15% -$52.7K
DBEF icon
77
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9.18B
$297K 0.08%
10,042
+1,723
+21% +$49.8K
MO icon
78
Altria Group
MO
$122B
$280K 0.08%
3,923
+309
+9% +$22.4K
PM icon
79
Philip Morris
PM
$306B
$276K 0.08%
2,442
+26
+1% +$2.68K
MRK icon
80
Merck
MRK
$324B
$269K 0.07%
4,435
+231
+5% +$14K
ABBV icon
81
AbbVie
ABBV
$455B
$265K 0.07%
4,070
+31
+0.8% +$1.95K
PG icon
82
Procter & Gamble
PG
$347B
$255K 0.07%
2,843
-196
-6% -$17.4K
NSL
83
DELISTED
NUVEEN SENIOR INCM FD
NSL
$253K 0.07%
37,279
-7,850
-17% -$54.6K
FXE icon
84
Invesco CurrencyShares Euro Currency Trust
FXE
$341M
$248K 0.07%
2,401
– –
IEF icon
85
iShares 7-10 Year Treasury Bond ETF
IEF
$47.3B
$241K 0.07%
2,283
– –
IJJ icon
86
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.87B
$240K 0.07%
3,234
– –
C icon
87
Citigroup
C
$223B
$233K 0.06%
3,897
-1,236
-24% -$73.1K
MUB icon
88
iShares National Muni Bond ETF
MUB
$45.2B
$228K 0.06%
2,097
– –
VZ icon
89
Verizon
VZ
$197B
$223K 0.06%
4,575
+179
+4% +$8.98K
VNQI icon
90
Vanguard Global ex-US Real Estate ETF
VNQI
$3.5B
$213K 0.06%
+4,000
New +$208K
PXF icon
91
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
$2.84B
$210K 0.06%
5,250
-1,160
-18% -$45.5K
FLOT icon
92
iShares Floating Rate Bond ETF
FLOT
$10.2B
$203K 0.06%
4,000
– –
MCI
93
Barings Corporate Investors
MCI
$343M
$163K 0.05%
10,703
– –
JMF
94
DELISTED
NUVEEN ENERGY MLP TOTAL RETURN FUND
JMF
– –
0
– –
RFI
95
Cohen & Steers Total Return Realty Fund
RFI
$312M
$135K 0.04%
10,930
– –
CVX icon
96
Chevron
CVX
$379B
– –
-1,912
Closed -$225K
HD icon
97
Home Depot
HD
$336B
– –
-1,789
Closed -$240K
SCD
98
LMP Capital and Income Fund
SCD
$351M
– –
-11,600
Closed -$154K
TNXP icon
99
Tonix Pharmaceuticals
TNXP
$166M
– –
0
– -$5K
1 2 3
4

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Klingman & Associates's Q1 2017 Portfolio in Review

As of Q1 2017, Klingman & Associates held 99 positions worth $360M, up 9.4% from $329M the previous quarter. Its ten largest holdings account for 68% of the portfolio.

Klingman & Associates deployed $18.9M of net new capital in Q1 2017, opening 3 new positions and adding to 27 existing holdings. Its largest new stake was First Horizon: 53,882 shares worth $997K.

By sector, the portfolio is most concentrated in Financials at 3.9% of assets, up from 3.3% a quarter earlier, followed by Consumer Staples and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P Dividend ETF, an estimated $391K trimmed.

  • Klingman & Associates's largest Q1 2017 buy was First Horizon: 53,882 shares worth $997K.
  • Klingman & Associates added most to iShares Core S&P 500 ETF in Q1 2017, an estimated $5.02M increase.
  • Klingman & Associates's biggest Q1 2017 reduction was State Street SPDR S&P Dividend ETF, cutting an estimated $391K.
  • Klingman & Associates fully exited Home Depot in Q1 2017, selling an estimated $240K.
  • Klingman & Associates's ten largest holdings make up 68% of its $360M portfolio in Q1 2017.
  • Klingman & Associates opened 3 new positions and closed 3 in Q1 2017.
  • Klingman & Associates's portfolio value rose 9.4% quarter-over-quarter to $360M.

Based on Klingman & Associates's 13F filing for Q1 2017, filed 4 May 2017.