KA

Klingman & Associates Portfolio holdings

AUM $1.81B
This Quarter Return
+3.66%
1 Year Return
+11.88%
3 Year Return
+45.28%
5 Year Return
+77.09%
10 Year Return
+123.71%
AUM
$360M
AUM Growth
+$360M
Cap. Flow
+$24.4M
Cap. Flow %
6.78%
Top 10 Hldgs %
68.13%
Holding
99
New
3
Increased
27
Reduced
33
Closed
4

Top Buys

1
IJR icon
iShares Core S&P Small-Cap ETF
IJR
$6.44M
2
IVV icon
iShares Core S&P 500 ETF
IVV
$5.09M
3
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$3.95M
4
MLPI
UBS E-TRACS Alerian MLP Infrastructure ETN
MLPI
$3.32M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
$2.2M

Top Sells

1
SDY icon
SPDR S&P Dividend ETF
SDY
$394K
2
JPM icon
JPMorgan Chase
JPM
$286K
3
RWL icon
Invesco S&P 500 Revenue ETF
RWL
$273K
4
HD icon
Home Depot
HD
$240K
5
CVX icon
Chevron
CVX
$225K

Sector Composition

1 Financials 3.9%
2 Consumer Staples 0.5%
3 Healthcare 0.46%
4 Energy 0.42%
5 Industrials 0.35%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
HON icon
76
Honeywell
HON
$137B
$311K 0.09%
2,494
-431
-15% -$53.7K
DBEF icon
77
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$7.86B
$297K 0.08%
10,042
+1,723
+21% +$51K
MO icon
78
Altria Group
MO
$113B
$280K 0.08%
3,923
+309
+9% +$22.1K
PM icon
79
Philip Morris
PM
$260B
$276K 0.08%
2,442
+26
+1% +$2.94K
MRK icon
80
Merck
MRK
$213B
$269K 0.07%
4,232
+221
+6% +$14K
ABBV icon
81
AbbVie
ABBV
$373B
$265K 0.07%
4,070
+31
+0.8% +$2.02K
PG icon
82
Procter & Gamble
PG
$372B
$255K 0.07%
2,843
-196
-6% -$17.6K
NSL
83
DELISTED
NUVEEN SENIOR INCM FD
NSL
$253K 0.07%
37,279
-7,850
-17% -$53.3K
FXE icon
84
Invesco CurrencyShares Euro Currency Trust
FXE
$527M
$248K 0.07%
2,401
– –
IEF icon
85
iShares 7-10 Year Treasury Bond ETF
IEF
$35.4B
$241K 0.07%
2,283
– –
IJJ icon
86
iShares S&P Mid-Cap 400 Value ETF
IJJ
$7.97B
$240K 0.07%
1,617
– –
C icon
87
Citigroup
C
$173B
$233K 0.06%
3,897
-1,236
-24% -$73.9K
MUB icon
88
iShares National Muni Bond ETF
MUB
$38.4B
$228K 0.06%
2,097
– –
VZ icon
89
Verizon
VZ
$185B
$223K 0.06%
4,575
+179
+4% +$8.73K
VNQI icon
90
Vanguard Global ex-US Real Estate ETF
VNQI
$3.5B
$213K 0.06%
+4,000
New +$213K
PXF icon
91
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
$2.08B
$210K 0.06%
5,250
-1,160
-18% -$46.4K
FLOT icon
92
iShares Floating Rate Bond ETF
FLOT
$9.11B
$203K 0.06%
4,000
– –
MCI
93
Barings Corporate Investors
MCI
$441M
$163K 0.05%
10,703
– –
JMF
94
DELISTED
NUVEEN ENERGY MLP TOTAL RETURN FUND
JMF
– –
0
– –
RFI
95
Cohen & Steers Total Return Realty Fund
RFI
$318M
$135K 0.04%
10,930
– –
CVX icon
96
Chevron
CVX
$325B
– –
-1,912
Closed -$225K
HD icon
97
Home Depot
HD
$405B
– –
-1,789
Closed -$240K
SCD
98
LMP Capital and Income Fund
SCD
$270M
– –
-11,600
Closed -$154K
TNXP icon
99
Tonix Pharmaceuticals
TNXP
$241M
– –
-10,000
Closed -$5K
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