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KA

Klingman & Associates Portfolio holdings

AUM $2.35B
1-Year Est. Return 23.18%
This Fund
S&P 500
This Quarter Est. Return
+5.91%
1 Year Est. Return
+23.18%
3 Year Est. Return
+59.34%
5 Year Est. Return
+62.44%
10 Year Est. Return
+178.86%
AUM
$967M
AUM Growth
+$101M
Cap. Flow
+$53.4M
Cap. Flow %
5.52%
Top 10 Hldgs %
56.74%
Holding
174
New
21
Increased
73
Reduced
43
Closed
2

Top Buys

Rank Stock Value
1
PJT icon
PJT Partners
PJT
+$22.4M
2
DDOG icon
Datadog
DDOG
+$15.3M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$12.4M
4
CFG icon
Citizens Financial Group
CFG
+$5.84M
5
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$4.31M

Top Sells

Rank Stock Value
1
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$24.6M
2
CROX icon
Crocs
CROX
+$2.35M
3
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$616K
4
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$505K
5
CGEN icon
Compugen
CGEN
+$363K

Sector Composition

Rank Sector Weight
1 Technology 6.84%
2 Financials 5.35%
3 Consumer Discretionary 1.45%
4 Healthcare 0.59%
5 Communication Services 0.57%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VB icon
51
Vanguard Morningstar Small-Cap ETF
VB
$82.3B
$1.65M 0.17%
7,697
-170
-2% -$35.8K
HD icon
52
Home Depot
HD
$347B
$1.48M 0.15%
4,855
+498
+11% +$137K
IVOO icon
53
Vanguard S&P Mid-Cap 400 ETF
IVOO
$3.82B
$1.31M 0.14%
14,882
-280
-2% -$23.6K
GOOG icon
54
Alphabet (Google) Class C
GOOG
$4.59T
$1.25M 0.13%
12,060
-380
-3% -$37.7K
OEF icon
55
iShares S&P 100 ETF
OEF
$20.5B
$1.24M 0.13%
6,895
– –
VBR icon
56
Vanguard Morningstar Small-Cap Value ETF
VBR
$38.1B
$1.19M 0.12%
7,207
+230
+3% +$36.2K
RWK icon
57
Invesco S&P MidCap 400 Revenue ETF
RWK
$1.35B
$1.16M 0.12%
13,433
– –
AMAT icon
58
Applied Materials
AMAT
$434B
$1.15M 0.12%
8,606
+10
+0.1% +$1.1K
RWJ icon
59
Invesco S&P SmallCap 600 Revenue ETF
RWJ
$2.13B
$1.12M 0.12%
29,439
-600
-2% -$20.5K
VIOO icon
60
Vanguard S&P Small-Cap 600 ETF
VIOO
$4.29B
$1.09M 0.11%
10,934
– –
GOOGL icon
61
Alphabet (Google) Class A
GOOGL
$4.62T
$1.06M 0.11%
10,320
+260
+3% +$25.7K
IXUS icon
62
iShares Core MSCI Total International Stock ETF
IXUS
$59.6B
$967K 0.1%
13,756
+74
+0.5% +$5.19K
XOM icon
63
ExxonMobil
XOM
$638B
$955K 0.1%
17,111
+434
+3% +$22.8K
PG icon
64
Procter & Gamble
PG
$345B
$921K 0.1%
6,804
+992
+17% +$129K
DIS icon
65
Walt Disney
DIS
$170B
$920K 0.1%
4,986
+224
+5% +$41.3K
PFE icon
66
Pfizer
PFE
$145B
$900K 0.09%
24,842
+795
+3% +$28.2K
PDN icon
67
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
$362M
$888K 0.09%
24,276
– –
SCHF icon
68
Schwab International Equity ETF
SCHF
$68.1B
$884K 0.09%
46,980
+9,060
+24% +$169K
GE icon
69
GE Aerospace
GE
$391B
$880K 0.09%
13,452
+32
+0.2% +$1.94K
EEM icon
70
iShares MSCI Emerging Markets ETF
EEM
$29.7B
$854K 0.09%
16,011
+1,585
+11% +$86.8K
SCZ icon
71
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.5B
$851K 0.09%
11,851
– –
VYM icon
72
Vanguard High Dividend Yield ETF
VYM
$82.6B
$844K 0.09%
8,347
-1
-0% -$96
ROST icon
73
Ross Stores
ROST
$80.5B
$832K 0.09%
6,937
– –
TJX icon
74
TJX Companies
TJX
$174B
$814K 0.08%
12,298
-128
-1% -$8.57K
BX icon
75
Blackstone
BX
$110B
$811K 0.08%
10,885
-3,680
-25% -$254K
1 2
3
4 5

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Klingman & Associates's Q1 2021 Portfolio in Review

As of Q1 2021, Klingman & Associates held 174 positions worth $967M, up 12% from $866M the previous quarter. Its ten largest holdings account for 57% of the portfolio.

Klingman & Associates deployed $53.4M of net new capital in Q1 2021, opening 21 new positions and adding to 73 existing holdings. Its largest new stake was WisdomTree Equity Premium Income Fund: 16,316 shares worth $493K.

By sector, the portfolio is most concentrated in Technology at 6.8% of assets, up from 6.6% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was JPMorgan Ultra-Short Income ETF, an estimated $24.6M trimmed.

  • Klingman & Associates's largest Q1 2021 buy was WisdomTree Equity Premium Income Fund: 16,316 shares worth $493K.
  • Klingman & Associates added most to PJT Partners in Q1 2021, an estimated $22.4M increase.
  • Klingman & Associates's biggest Q1 2021 reduction was JPMorgan Ultra-Short Income ETF, cutting an estimated $24.6M.
  • Klingman & Associates fully exited Compugen in Q1 2021, selling an estimated $363K.
  • Klingman & Associates's ten largest holdings make up 57% of its $967M portfolio in Q1 2021.
  • Klingman & Associates opened 21 new positions and closed 2 in Q1 2021.
  • Klingman & Associates's portfolio value rose 12% quarter-over-quarter to $967M.

Based on Klingman & Associates's 13F filing for Q1 2021, filed 29 Apr 2021.