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KA

Klingman & Associates Portfolio holdings

AUM $2.09B
1-Year Est. Return 16.49%
This Fund
S&P 500
This Quarter Est. Return
+1.79%
1 Year Est. Return
+16.49%
3 Year Est. Return
+47.09%
5 Year Est. Return
+51.57%
10 Year Est. Return
+158.57%
AUM
$406M
AUM Growth
+$31.4M
Cap. Flow
+$24.9M
Cap. Flow %
6.12%
Top 10 Hldgs %
67.33%
Holding
100
New
6
Increased
29
Reduced
36
Closed
5

Top Buys

Rank Stock Value
1
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$4.87M
2
NEAR icon
iShares Short Maturity Bond ETF
NEAR
+$4.31M
3
MLPI
UBS E-TRACS Alerian MLP Infrastructure ETN
MLPI
+$3.71M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$3.21M
5
JNJ icon
Johnson & Johnson
JNJ
+$2.98M

Top Sells

Rank Stock Value
1
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$1.06M
2
DEM icon
WisdomTree Emerging Markets High Dividend Fund
DEM
+$401K
3
CSX icon
CSX Corp
CSX
+$342K
4
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$308K
5
NSL
NUVEEN SENIOR INCM FD
NSL
+$285K

Sector Composition

Rank Sector Weight
1 Financials 3.48%
2 Healthcare 1.12%
3 Energy 0.41%
4 Technology 0.32%
5 Consumer Staples 0.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RSP icon
51
Invesco S&P 500 Equal Weight ETF
RSP
$96.1B
$626K 0.15%
6,550
-102
-2% -$9.54K
IWF icon
52
iShares Russell 1000 Growth ETF
IWF
$122B
$600K 0.15%
19,204
-1,068
-5% -$32.7K
VOO icon
53
Vanguard S&P 500 ETF
VOO
$968B
$581K 0.14%
+2,519
New +$571K
BRK.B icon
54
Berkshire Hathaway Class B
BRK.B
$1.07T
$568K 0.14%
3,098
– –
GE icon
55
GE Aerospace
GE
$367B
$538K 0.13%
4,639
-1,214
-21% -$147K
PDN icon
56
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
$349M
$532K 0.13%
16,220
+3,272
+25% +$105K
IWR icon
57
iShares Russell Mid-Cap ETF
IWR
$56.8B
$503K 0.12%
10,204
– –
PFE icon
58
Pfizer
PFE
$140B
$501K 0.12%
14,804
-424
-3% -$13.6K
JPM icon
59
JPMorgan Chase
JPM
$939B
$487K 0.12%
5,102
-111
-2% -$10.2K
VVR icon
60
Invesco Senior Income Trust
VVR
$456M
$484K 0.12%
107,687
-7,412
-6% -$33.2K
CHY
61
Calamos Convertible and High Income Fund
CHY
$1.03B
$455K 0.11%
38,241
-12,000
-24% -$142K
VO icon
62
Vanguard Mid-Cap ETF
VO
$106B
$452K 0.11%
12,300
-680
-5% -$24.5K
RWX icon
63
State Street SPDR Dow Jones International Real Estate ETF
RWX
$265M
$444K 0.11%
11,564
-389
-3% -$15.1K
EWX icon
64
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
$662M
$439K 0.11%
8,860
– –
IWD icon
65
iShares Russell 1000 Value ETF
IWD
$82B
$402K 0.1%
3,392
-380
-10% -$44.3K
EMB icon
66
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.9B
$401K 0.1%
3,446
-154
-4% -$17.8K
INB
67
DELISTED
Cohen & Steers Global Income Builder, Inc.
INB
$399K 0.1%
41,095
-4,500
-10% -$43.5K
VYM icon
68
Vanguard High Dividend Yield ETF
VYM
$81.1B
$363K 0.09%
4,476
– –
SCHE icon
69
Schwab Emerging Markets Equity ETF
SCHE
$12.3B
$354K 0.09%
13,152
– –
HSY icon
70
Hershey
HSY
$35.4B
$349K 0.09%
3,200
– –
VXF icon
71
Vanguard Extended Market ETF
VXF
$30.3B
$348K 0.09%
3,250
– –
DIS icon
72
Walt Disney
DIS
$165B
$346K 0.09%
3,507
-3
-0.1% -$309
EMLP icon
73
First Trust North American Energy Infrastructure Fund
EMLP
$4.18B
$340K 0.08%
13,696
– –
VV icon
74
Vanguard Large-Cap ETF
VV
$51.9B
$329K 0.08%
+2,852
New +$323K
ABBV icon
75
AbbVie
ABBV
$458B
$327K 0.08%
3,685
-650
-15% -$49.5K
1 2
3
4

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Klingman & Associates's Q3 2017 Portfolio in Review

As of Q3 2017, Klingman & Associates held 100 positions worth $406M, up 8.4% from $375M the previous quarter. Its ten largest holdings account for 67% of the portfolio.

Klingman & Associates deployed $24.9M of net new capital in Q3 2017, opening 6 new positions and adding to 29 existing holdings. Its largest new stake was Vanguard S&P 500 ETF: 2,519 shares worth $581K.

By sector, the portfolio is most concentrated in Financials at 3.5% of assets, down from 3.8% a quarter earlier, followed by Healthcare and Energy.

On the sell side, the largest reduction was Invesco FTSE RAFI US 1000 ETF, an estimated $1.06M trimmed.

  • Klingman & Associates's largest Q3 2017 buy was Vanguard S&P 500 ETF: 2,519 shares worth $581K.
  • Klingman & Associates added most to Vanguard Short-Term Inflation-Protected Securities Index Fund in Q3 2017, an estimated $4.87M increase.
  • Klingman & Associates's biggest Q3 2017 reduction was Invesco FTSE RAFI US 1000 ETF, cutting an estimated $1.06M.
  • Klingman & Associates fully exited CSX Corp in Q3 2017, selling an estimated $342K.
  • Klingman & Associates's ten largest holdings make up 67% of its $406M portfolio in Q3 2017.
  • Klingman & Associates opened 6 new positions and closed 5 in Q3 2017.
  • Klingman & Associates's portfolio value rose 8.4% quarter-over-quarter to $406M.

Based on Klingman & Associates's 13F filing for Q3 2017, filed 24 Oct 2017.