We are live on ! Find out more
KA

Klingman & Associates Portfolio holdings

AUM $2.09B
1-Year Est. Return 16.49%
This Fund
S&P 500
This Quarter Est. Return
+3.66%
1 Year Est. Return
+16.49%
3 Year Est. Return
+47.09%
5 Year Est. Return
+51.57%
10 Year Est. Return
+158.57%
AUM
$360M
AUM Growth
+$30.9M
Cap. Flow
+$18.9M
Cap. Flow %
5.24%
Top 10 Hldgs %
68.13%
Holding
99
New
3
Increased
27
Reduced
33
Closed
3

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$5.02M
2
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$3.94M
3
MLPI
UBS E-TRACS Alerian MLP Infrastructure ETN
MLPI
+$3.33M
4
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$2.19M
5
CFG icon
Citizens Financial Group
CFG
+$2.1M

Top Sells

Rank Stock Value
1
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$391K
2
JPM icon
JPMorgan Chase
JPM
+$287K
3
RWL icon
Invesco S&P 500 Revenue ETF
RWL
+$270K
4
HD icon
Home Depot
HD
+$240K
5
CVX icon
Chevron
CVX
+$225K

Sector Composition

Rank Sector Weight
1 Financials 3.9%
2 Consumer Staples 0.5%
3 Healthcare 0.46%
4 Energy 0.42%
5 Industrials 0.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VB icon
51
Vanguard Small-Cap ETF
VB
$79.7B
$590K 0.16%
4,425
+80
+2% +$10.6K
IWF icon
52
iShares Russell 1000 Growth ETF
IWF
$120B
$577K 0.16%
20,272
+1,264
+7% +$35.1K
CHY
53
Calamos Convertible and High Income Fund
CHY
$1.02B
$557K 0.15%
48,871
-2,000
-4% -$22.3K
BRK.B icon
54
Berkshire Hathaway Class B
BRK.B
$1.07T
$547K 0.15%
3,267
+239
+8% +$40K
MSFT icon
55
Microsoft
MSFT
$2.91T
$540K 0.15%
8,192
-7
-0.1% -$449
VVR icon
56
Invesco Senior Income Trust
VVR
$456M
$535K 0.15%
115,452
-1,500
-1% -$6.99K
RWX icon
57
State Street SPDR Dow Jones International Real Estate ETF
RWX
$267M
$506K 0.14%
13,541
+7
+0.1% +$259
IWR icon
58
iShares Russell Mid-Cap ETF
IWR
$56B
$477K 0.13%
10,204
-200
-2% -$9.27K
AAPL icon
59
Apple
AAPL
$4.97T
$468K 0.13%
13,040
+788
+6% +$25.9K
PGRE
60
DELISTED
Paramount Group
PGRE
$458K 0.13%
+28,275
New +$471K
DIS icon
61
Walt Disney
DIS
$168B
$454K 0.13%
4,002
+101
+3% +$11.1K
JNJ icon
62
Johnson & Johnson
JNJ
$644B
$453K 0.13%
3,639
-32
-0.9% -$3.82K
VYM icon
63
Vanguard High Dividend Yield ETF
VYM
$81.3B
$436K 0.12%
5,619
– –
INB
64
DELISTED
Cohen & Steers Global Income Builder, Inc.
INB
$436K 0.12%
47,595
-500
-1% -$4.52K
IWD icon
65
iShares Russell 1000 Value ETF
IWD
$81.6B
$434K 0.12%
3,772
+634
+20% +$72.7K
EMB icon
66
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$15B
$409K 0.11%
3,600
– –
EWX icon
67
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
$664M
$402K 0.11%
8,860
– –
JPM icon
68
JPMorgan Chase
JPM
$948B
$389K 0.11%
4,423
-3,254
-42% -$287K
VO icon
69
Vanguard Mid-Cap ETF
VO
$106B
$386K 0.11%
11,080
– –
PDN icon
70
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
$352M
$351K 0.1%
12,000
– –
HSY icon
71
Hershey
HSY
$36.2B
$350K 0.1%
3,200
– –
EMLP icon
72
First Trust North American Energy Infrastructure Fund
EMLP
$4.14B
$347K 0.1%
13,696
– –
WIP icon
73
State Street SPDR FTSE International Government Inflation-Protected Bond ETF
WIP
$466M
$329K 0.09%
6,000
– –
VXF icon
74
Vanguard Extended Market ETF
VXF
$30.4B
$325K 0.09%
3,250
– –
SCHE icon
75
Schwab Emerging Markets Equity ETF
SCHE
$12.4B
$315K 0.09%
13,152
– –
1 2
3
4

Similar funds

CL
CSS LLC Chicago, Illinois $2.09B AUM 59.56% 1-Year Est. Return
IHAM
Integral Health Asset Management New York $2.09B AUM 112.84% 1-Year Est. Return
NSCM
New South Capital Management Memphis, Tennessee $2.09B AUM 33.67% 1-Year Est. Return
DDPIC
Deroy & Devereaux Private Investment Counsel Bloomfield Hills, Michigan $2.09B AUM 32.46% 1-Year Est. Return
ACG
Aventail Capital Group New York $2.09B AUM 43.81% 1-Year Est. Return
NSUP
NLB Skladi upravljanje premozenja Ljubljana $2.09B AUM
ACM
Analog Century Management New York $2.09B AUM 186.85% 1-Year Est. Return
TP
Third Point New York $2.08B AUM 27.04% 1-Year Est. Return

Klingman & Associates's Q1 2017 Portfolio in Review

As of Q1 2017, Klingman & Associates held 99 positions worth $360M, up 9.4% from $329M the previous quarter. Its ten largest holdings account for 68% of the portfolio.

Klingman & Associates deployed $18.9M of net new capital in Q1 2017, opening 3 new positions and adding to 27 existing holdings. Its largest new stake was First Horizon: 53,882 shares worth $997K.

By sector, the portfolio is most concentrated in Financials at 3.9% of assets, up from 3.3% a quarter earlier, followed by Consumer Staples and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P Dividend ETF, an estimated $391K trimmed.

  • Klingman & Associates's largest Q1 2017 buy was First Horizon: 53,882 shares worth $997K.
  • Klingman & Associates added most to iShares Core S&P 500 ETF in Q1 2017, an estimated $5.02M increase.
  • Klingman & Associates's biggest Q1 2017 reduction was State Street SPDR S&P Dividend ETF, cutting an estimated $391K.
  • Klingman & Associates fully exited Home Depot in Q1 2017, selling an estimated $240K.
  • Klingman & Associates's ten largest holdings make up 68% of its $360M portfolio in Q1 2017.
  • Klingman & Associates opened 3 new positions and closed 3 in Q1 2017.
  • Klingman & Associates's portfolio value rose 9.4% quarter-over-quarter to $360M.

Based on Klingman & Associates's 13F filing for Q1 2017, filed 4 May 2017.