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KA

Klingman & Associates Portfolio holdings

AUM $2.35B
1-Year Est. Return 23.18%
This Fund
S&P 500
This Quarter Est. Return
+0.54%
1 Year Est. Return
+23.18%
3 Year Est. Return
+59.34%
5 Year Est. Return
+62.44%
10 Year Est. Return
+178.86%
AUM
$241M
AUM Growth
–
Cap. Flow
+$241M
Cap. Flow %
99.99%
Top 10 Hldgs %
65.09%
Holding
387
New
382
Increased
–
Reduced
–
Closed
–

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$34M
2
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
+$24M
3
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$20.3M
4
MLPN
Credit Suisse X- Links Cushing MLP Infrastructure ETN's due April 20, 2020
MLPN
+$18.5M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$14M

Top Sells

No sells this quarter

Sector Composition

Rank Sector Weight
1 Financials 3.43%
2 Energy 1.01%
3 Healthcare 0.9%
4 Technology 0.87%
5 Consumer Staples 0.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RSP icon
51
Invesco S&P 500 Equal Weight ETF
RSP
$97.2B
$559K 0.23%
+6,987
New +$543K
TIP icon
52
iShares TIPS Bond ETF
TIP
$14.5B
$543K 0.23%
+4,855
New +$548K
VYM icon
53
Vanguard High Dividend Yield ETF
VYM
$81B
$500K 0.21%
+7,281
New +$494K
MINT icon
54
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$16.9B
$493K 0.2%
+4,879
New +$494K
IWF icon
55
iShares Russell 1000 Growth ETF
IWF
$121B
$488K 0.2%
+20,428
New +$478K
NSL
56
DELISTED
NUVEEN SENIOR INCM FD
NSL
$426K 0.18%
+65,047
New +$431K
EMB icon
57
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$15B
$416K 0.17%
+3,800
New +$428K
SOXX icon
58
iShares Semiconductor ETF
SOXX
$42.1B
$408K 0.17%
+13,200
New +$387K
VSS icon
59
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.2B
$405K 0.17%
+4,250
New +$417K
MUB icon
60
iShares National Muni Bond ETF
MUB
$45.1B
$396K 0.16%
+3,597
New +$395K
IWD icon
61
iShares Russell 1000 Value ETF
IWD
$82.2B
$368K 0.15%
+3,525
New +$359K
BRK.B icon
62
Berkshire Hathaway Class B
BRK.B
$1.11T
$367K 0.15%
+2,450
New +$354K
JNJ icon
63
Johnson & Johnson
JNJ
$620B
$363K 0.15%
+3,480
New +$367K
DIS icon
64
Walt Disney
DIS
$167B
$350K 0.15%
+3,717
New +$335K
PEP icon
65
PepsiCo
PEP
$191B
$349K 0.15%
+3,695
New +$354K
MSFT icon
66
Microsoft
MSFT
$3.43T
$337K 0.14%
+7,260
New +$341K
C icon
67
Citigroup
C
$223B
$333K 0.14%
+6,167
New +$327K
AAPL icon
68
Apple
AAPL
$4.48T
$332K 0.14%
+12,040
New +$328K
JNK icon
69
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.07B
$327K 0.14%
+2,829
New +$336K
HON icon
70
Honeywell
HON
$77.6B
$325K 0.14%
+3,630
New +$312K
PXF icon
71
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
$2.89B
$306K 0.13%
+7,765
New +$316K
VXF icon
72
Vanguard Extended Market ETF
VXF
$30.3B
$285K 0.12%
+3,250
New +$278K
PG icon
73
Procter & Gamble
PG
$336B
$278K 0.12%
+3,060
New +$269K
HYG icon
74
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$15.9B
$261K 0.11%
+2,923
New +$266K
PDN icon
75
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
$353M
$260K 0.11%
+10,000
New +$264K
1 2
3
4 5

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HFM
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SCA
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BAM
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Klingman & Associates's Q4 2014 Portfolio in Review

Q4 2014 is the first quarter with a 13F filing on record for Klingman & Associates, which disclosed 387 positions worth $241M. Its ten largest holdings account for 65% of the portfolio.

Its largest position is State Street SPDR S&P 500 ETF Trust: 169,116 shares worth $34.8M.

By sector, the portfolio is most concentrated in Financials at 3.4% of assets, followed by Energy and Healthcare.

  • Klingman & Associates's largest Q4 2014 buy was State Street SPDR S&P 500 ETF Trust: 169,116 shares worth $34.8M.
  • Klingman & Associates's ten largest holdings make up 65% of its $241M portfolio in Q4 2014.
  • Klingman & Associates disclosed 387 positions in Q4 2014, its first 13F filing on record.

Based on Klingman & Associates's 13F filing for Q4 2014, filed 9 Feb 2016.