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KA

Klingman & Associates Portfolio holdings

AUM $2.35B
1-Year Est. Return 23.18%
This Fund
S&P 500
This Quarter Est. Return
-3.4%
1 Year Est. Return
+23.18%
3 Year Est. Return
+59.34%
5 Year Est. Return
+62.44%
10 Year Est. Return
+178.86%
AUM
$1.24B
AUM Growth
-$2.18M
Cap. Flow
+$92.4M
Cap. Flow %
7.47%
Top 10 Hldgs %
50.38%
Holding
231
New
17
Increased
89
Reduced
79
Closed
12

Top Buys

Rank Stock Value
1
IBDS icon
iShares iBonds Dec 2027 Term Corporate ETF
IBDS
+$24.8M
2
IBDR icon
iShares iBonds Dec 2026 Term Corporate ETF
IBDR
+$24M
3
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$11.8M
4
JLL icon
Jones Lang LaSalle
JLL
+$8.04M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$5.62M

Top Sells

Rank Stock Value
1
JMST icon
JPMorgan Ultra-Short Municipal Income ETF
JMST
+$5.31M
2
DVY icon
iShares Select Dividend ETF
DVY
+$1.95M
3
TDTT icon
FlexShares iBoxx 3-Year Target Duration TIPS Index Fund
TDTT
+$1.52M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$1.12M
5
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$1.01M

Sector Composition

Rank Sector Weight
1 Technology 6.46%
2 Financials 4.28%
3 Consumer Discretionary 1.39%
4 Healthcare 0.82%
5 Real Estate 0.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RWL icon
26
Invesco S&P 500 Revenue ETF
RWL
$9.62B
$16.5M 1.33%
210,670
+13,363
+7% +$1.08M
SLYG icon
27
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5.07B
$12.3M 1%
168,477
-7,950
-5% -$613K
SCZ icon
28
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.4B
$10.3M 0.83%
181,637
-265
-0.1% -$15.6K
VTI icon
29
Vanguard Morningstar Total Stock Market ETF
VTI
$660B
$9.66M 0.78%
45,491
+1,007
+2% +$223K
MSFT icon
30
Microsoft
MSFT
$3.45T
$8.95M 0.72%
28,352
-153
-0.5% -$50.6K
CFG icon
31
Citizens Financial Group
CFG
$30.3B
$8.89M 0.72%
331,554
-4,814
-1% -$138K
IBDV icon
32
iShares iBonds Dec 2030 Term Corporate ETF
IBDV
$3.26B
$7.2M 0.58%
353,169
+226,527
+179% +$4.72M
JLL icon
33
Jones Lang LaSalle
JLL
$16.3B
$6.95M 0.56%
+49,217
New +$8.04M
DFIP icon
34
Dimensional Inflation-Protected Securities ETF
DFIP
$1.11B
$6.65M 0.54%
167,125
-14,500
-8% -$591K
IWM icon
35
iShares Russell 2000 ETF
IWM
$79.8B
$5.82M 0.47%
32,929
-268
-0.8% -$50.3K
IEMG icon
36
iShares Core MSCI Emerging Markets ETF
IEMG
$150B
$5.75M 0.46%
120,760
+19,069
+19% +$944K
AMZN icon
37
Amazon
AMZN
$2.92T
$5.41M 0.44%
42,579
+4,479
+12% +$600K
JMST icon
38
JPMorgan Ultra-Short Municipal Income ETF
JMST
$7.12B
$5.28M 0.43%
104,587
-105,018
-50% -$5.31M
IWB icon
39
iShares Russell 1000 ETF
IWB
$48.2B
$5.2M 0.42%
22,123
– –
CROX icon
40
Crocs
CROX
$6.14B
$4.21M 0.34%
47,680
+306
+0.6% +$31.4K
VNQ icon
41
Vanguard Real Estate ETF
VNQ
$39.2B
$4.13M 0.33%
54,594
-92
-0.2% -$7.59K
SPLV icon
42
Invesco S&P 500 Low Volatility ETF
SPLV
$7.12B
$3.67M 0.3%
62,411
-8,500
-12% -$525K
JPST icon
43
JPMorgan Ultra-Short Income ETF
JPST
$40.1B
$3.61M 0.29%
72,036
-20,215
-22% -$1.01M
DVY icon
44
iShares Select Dividend ETF
DVY
$23.5B
$3.52M 0.28%
32,672
-17,164
-34% -$1.95M
IBDW icon
45
iShares iBonds Dec 2031 Term Corporate ETF
IBDW
$2.49B
$3.34M 0.27%
172,388
+88,924
+107% +$1.77M
VOO icon
46
Vanguard S&P 500 ETF
VOO
$979B
$3.29M 0.27%
8,379
+23
+0.3% +$9.4K
BRK.B icon
47
Berkshire Hathaway Class B
BRK.B
$1.1T
$3.16M 0.26%
9,019
+1,166
+15% +$414K
MA icon
48
Mastercard
MA
$502B
$2.97M 0.24%
7,495
+62
+0.8% +$24.9K
XOM icon
49
ExxonMobil
XOM
$644B
$2.95M 0.24%
25,102
-206
-0.8% -$22.6K
DFAT icon
50
Dimensional US Targeted Value ETF
DFAT
$14.6B
$2.87M 0.23%
62,871
-200
-0.3% -$9.5K
1
2
3 4 5

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HFM
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SCA
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Klingman & Associates's Q3 2023 Portfolio in Review

As of Q3 2023, Klingman & Associates held 231 positions worth $1.24B, down 0.18% from $1.24B the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Klingman & Associates deployed $92.4M of net new capital in Q3 2023, opening 17 new positions and adding to 89 existing holdings. Its largest new stake was iShares iBonds Dec 2027 Term Corporate ETF: 1,061,717 shares worth $24.6M.

By sector, the portfolio is most concentrated in Technology at 6.5% of assets, down from 6.9% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was JPMorgan Ultra-Short Municipal Income ETF, an estimated $5.31M trimmed.

  • Klingman & Associates's largest Q3 2023 buy was iShares iBonds Dec 2027 Term Corporate ETF: 1,061,717 shares worth $24.6M.
  • Klingman & Associates added most to Vanguard FTSE Emerging Markets ETF in Q3 2023, an estimated $11.8M increase.
  • Klingman & Associates's biggest Q3 2023 reduction was JPMorgan Ultra-Short Municipal Income ETF, cutting an estimated $5.31M.
  • Klingman & Associates fully exited Blackrock in Q3 2023, selling an estimated $270K.
  • Klingman & Associates's ten largest holdings make up 50% of its $1.24B portfolio in Q3 2023.
  • Klingman & Associates opened 17 new positions and closed 12 in Q3 2023.
  • Klingman & Associates's portfolio value fell 0.18% quarter-over-quarter to $1.24B.

Based on Klingman & Associates's 13F filing for Q3 2023, filed 30 Oct 2023.