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KA

Klingman & Associates Portfolio holdings

AUM $2.35B
1-Year Est. Return 23.18%
This Fund
S&P 500
This Quarter Est. Return
+5.91%
1 Year Est. Return
+23.18%
3 Year Est. Return
+59.34%
5 Year Est. Return
+62.44%
10 Year Est. Return
+178.86%
AUM
$967M
AUM Growth
+$101M
Cap. Flow
+$53.4M
Cap. Flow %
5.52%
Top 10 Hldgs %
56.74%
Holding
174
New
21
Increased
73
Reduced
43
Closed
2

Top Buys

Rank Stock Value
1
PJT icon
PJT Partners
PJT
+$22.4M
2
DDOG icon
Datadog
DDOG
+$15.3M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$12.4M
4
CFG icon
Citizens Financial Group
CFG
+$5.84M
5
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$4.31M

Top Sells

Rank Stock Value
1
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$24.6M
2
CROX icon
Crocs
CROX
+$2.35M
3
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$616K
4
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$505K
5
CGEN icon
Compugen
CGEN
+$363K

Sector Composition

Rank Sector Weight
1 Technology 6.84%
2 Financials 5.35%
3 Consumer Discretionary 1.45%
4 Healthcare 0.59%
5 Communication Services 0.57%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VTI icon
26
Vanguard Morningstar Total Stock Market ETF
VTI
$668B
$8.19M 0.85%
39,600
+1,000
+3% +$202K
IWM icon
27
iShares Russell 2000 ETF
IWM
$81.4B
$6.99M 0.72%
31,631
-109
-0.3% -$23.8K
MSFT icon
28
Microsoft
MSFT
$3.61T
$5.35M 0.55%
22,690
+822
+4% +$191K
VNQ icon
29
Vanguard Real Estate ETF
VNQ
$39.4B
$5.08M 0.53%
55,317
+723
+1% +$63.5K
CROX icon
30
Crocs
CROX
$6.5B
$4.96M 0.51%
61,712
-30,884
-33% -$2.35M
IEFA icon
31
iShares Core MSCI EAFE ETF
IEFA
$191B
$4.95M 0.51%
68,696
+7,484
+12% +$535K
IWB icon
32
iShares Russell 1000 ETF
IWB
$48.8B
$4.6M 0.48%
20,553
– –
AMZN icon
33
Amazon
AMZN
$3.05T
$4.56M 0.47%
29,500
+1,920
+7% +$304K
SPLV icon
34
Invesco S&P 500 Low Volatility ETF
SPLV
$7.26B
$4.43M 0.46%
76,142
-3,165
-4% -$178K
DVY icon
35
iShares Select Dividend ETF
DVY
$23.7B
$3.74M 0.39%
32,749
-2,005
-6% -$212K
JPM icon
36
JPMorgan Chase
JPM
$945B
$2.53M 0.26%
16,610
+888
+6% +$128K
VEU icon
37
Vanguard FTSE All-World ex-US ETF
VEU
$66.7B
$2.41M 0.25%
39,694
-4,250
-10% -$259K
VOO icon
38
Vanguard S&P 500 ETF
VOO
$989B
$2.4M 0.25%
6,601
-683
-9% -$242K
JNJ icon
39
Johnson & Johnson
JNJ
$609B
$2.35M 0.24%
14,292
+1,304
+10% +$211K
VWO icon
40
Vanguard FTSE Emerging Markets ETF
VWO
$121B
$2.24M 0.23%
43,059
+1,241
+3% +$66.1K
MA icon
41
Mastercard
MA
$505B
$2.24M 0.23%
6,289
+54
+0.9% +$18.8K
EFA icon
42
iShares MSCI EAFE ETF
EFA
$78.3B
$2.1M 0.22%
27,664
+908
+3% +$68.4K
RSP icon
43
Invesco S&P 500 Equal Weight ETF
RSP
$98.1B
$2.08M 0.21%
14,650
– –
IWN icon
44
iShares Russell 2000 Value ETF
IWN
$14.5B
$2M 0.21%
12,516
+110
+0.9% +$16.6K
BRK.B icon
45
Berkshire Hathaway Class B
BRK.B
$1.11T
$1.95M 0.2%
7,613
+29
+0.4% +$7.04K
SOXX icon
46
iShares Semiconductor ETF
SOXX
$44.5B
$1.87M 0.19%
13,200
– –
HDV
47
iShares Core High Dividend ETF
HDV
$14.9B
$1.75M 0.18%
92,295
+35
+0% +$638
IEMG icon
48
iShares Core MSCI Emerging Markets ETF
IEMG
$151B
$1.75M 0.18%
27,180
+1,033
+4% +$68K
TIP icon
49
iShares TIPS Bond ETF
TIP
$14.5B
$1.73M 0.18%
13,797
-300
-2% -$38K
VRP icon
50
Invesco Variable Rate Preferred ETF
VRP
$3B
$1.71M 0.18%
65,941
-600
-0.9% -$15.5K
1
2
3 4 5

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Klingman & Associates's Q1 2021 Portfolio in Review

As of Q1 2021, Klingman & Associates held 174 positions worth $967M, up 12% from $866M the previous quarter. Its ten largest holdings account for 57% of the portfolio.

Klingman & Associates deployed $53.4M of net new capital in Q1 2021, opening 21 new positions and adding to 73 existing holdings. Its largest new stake was WisdomTree Equity Premium Income Fund: 16,316 shares worth $493K.

By sector, the portfolio is most concentrated in Technology at 6.8% of assets, up from 6.6% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was JPMorgan Ultra-Short Income ETF, an estimated $24.6M trimmed.

  • Klingman & Associates's largest Q1 2021 buy was WisdomTree Equity Premium Income Fund: 16,316 shares worth $493K.
  • Klingman & Associates added most to PJT Partners in Q1 2021, an estimated $22.4M increase.
  • Klingman & Associates's biggest Q1 2021 reduction was JPMorgan Ultra-Short Income ETF, cutting an estimated $24.6M.
  • Klingman & Associates fully exited Compugen in Q1 2021, selling an estimated $363K.
  • Klingman & Associates's ten largest holdings make up 57% of its $967M portfolio in Q1 2021.
  • Klingman & Associates opened 21 new positions and closed 2 in Q1 2021.
  • Klingman & Associates's portfolio value rose 12% quarter-over-quarter to $967M.

Based on Klingman & Associates's 13F filing for Q1 2021, filed 29 Apr 2021.