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KA

Klingman & Associates Portfolio holdings

AUM $2.35B
1-Year Est. Return 23.18%
This Fund
S&P 500
This Quarter Est. Return
+6.17%
1 Year Est. Return
+23.18%
3 Year Est. Return
+59.34%
5 Year Est. Return
+62.44%
10 Year Est. Return
+178.86%
AUM
$743M
AUM Growth
+$89.2M
Cap. Flow
+$49.2M
Cap. Flow %
6.63%
Top 10 Hldgs %
60.95%
Holding
146
New
19
Increased
61
Reduced
32
Closed
8

Top Buys

Rank Stock Value
1
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$46.6M
2
JMST icon
JPMorgan Ultra-Short Municipal Income ETF
JMST
+$4.2M
3
CROX icon
Crocs
CROX
+$3.57M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$3.05M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$2.84M

Top Sells

Rank Stock Value
1
BSCO
Invesco BulletShares 2024 Corporate Bond ETF
BSCO
+$6.9M
2
BSCN
Invesco BulletShares 2023 Corporate Bond ETF
BSCN
+$5.63M
3
DDOG icon
Datadog
DDOG
+$3.15M
4
BSCP
Invesco BulletShares 2025 Corporate Bond ETF
BSCP
+$3.02M
5
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$2.36M

Sector Composition

Rank Sector Weight
1 Technology 8.04%
2 Financials 2.38%
3 Consumer Discretionary 1.57%
4 Healthcare 0.55%
5 Communication Services 0.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWM icon
26
iShares Russell 2000 ETF
IWM
$83B
$4.72M 0.64%
31,513
-35
-0.1% -$5.26K
MSFT icon
27
Microsoft
MSFT
$3.66T
$4.46M 0.6%
21,200
+2,694
+15% +$566K
AMZN icon
28
Amazon
AMZN
$2.99T
$4.46M 0.6%
28,300
+8,560
+43% +$1.35M
VNQ icon
29
Vanguard Real Estate ETF
VNQ
$39.2B
$4.33M 0.58%
54,871
-475
-0.9% -$38.1K
SPLV icon
30
Invesco S&P 500 Low Volatility ETF
SPLV
$7.23B
$4.29M 0.58%
79,907
-499
-0.6% -$26.5K
CROX icon
31
Crocs
CROX
$6.77B
$3.95M 0.53%
+92,383
New +$3.57M
IWB icon
32
iShares Russell 1000 ETF
IWB
$49.9B
$3.85M 0.52%
20,571
– –
CFG icon
33
Citizens Financial Group
CFG
$31.1B
$3.69M 0.5%
145,978
+390
+0.3% +$9.89K
IEFA icon
34
iShares Core MSCI EAFE ETF
IEFA
$194B
$3.68M 0.49%
60,986
-39,114
-39% -$2.36M
DVY icon
35
iShares Select Dividend ETF
DVY
$23.8B
$2.95M 0.4%
36,144
-928
-3% -$77.4K
VEU icon
36
Vanguard FTSE All-World ex-US ETF
VEU
$68B
$2.23M 0.3%
44,244
-945
-2% -$47.9K
VOO icon
37
Vanguard S&P 500 ETF
VOO
$1.01T
$2.22M 0.3%
7,220
-23
-0.3% -$7.01K
MA icon
38
Mastercard
MA
$500B
$2.09M 0.28%
6,171
+242
+4% +$78.7K
VRP icon
39
Invesco Variable Rate Preferred ETF
VRP
$3.01B
$1.66M 0.22%
67,241
-1,168
-2% -$28.6K
VWO icon
40
Vanguard FTSE Emerging Markets ETF
VWO
$123B
$1.61M 0.22%
37,282
+2,245
+6% +$97.6K
BRK.B icon
41
Berkshire Hathaway Class B
BRK.B
$1.12T
$1.59M 0.21%
7,491
+269
+4% +$55K
TIP icon
42
iShares TIPS Bond ETF
TIP
$14.5B
$1.54M 0.21%
12,217
+703
+6% +$88.3K
JNJ icon
43
Johnson & Johnson
JNJ
$614B
$1.53M 0.21%
10,288
+1,125
+12% +$166K
HDV
44
iShares Core High Dividend ETF
HDV
$14.8B
$1.48M 0.2%
92,225
-4,635
-5% -$77.1K
EFA icon
45
iShares MSCI EAFE ETF
EFA
$79.3B
$1.47M 0.2%
23,063
-881
-4% -$56.4K
IEMG icon
46
iShares Core MSCI Emerging Markets ETF
IEMG
$156B
$1.36M 0.18%
25,792
-6,026
-19% -$316K
SOXX icon
47
iShares Semiconductor ETF
SOXX
$48.6B
$1.34M 0.18%
13,230
+30
+0.2% +$2.93K
IWN icon
48
iShares Russell 2000 Value ETF
IWN
$14.7B
$1.23M 0.17%
12,406
– –
VB icon
49
Vanguard Morningstar Small-Cap ETF
VB
$82.3B
$1.21M 0.16%
7,867
+5
+0.1% +$768
HD icon
50
Home Depot
HD
$347B
$1.18M 0.16%
4,239
+532
+14% +$144K
1
2
3 4 5

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Klingman & Associates's Q3 2020 Portfolio in Review

As of Q3 2020, Klingman & Associates held 146 positions worth $743M, up 14% from $654M the previous quarter. Its ten largest holdings account for 61% of the portfolio.

Klingman & Associates deployed $49.2M of net new capital in Q3 2020, opening 19 new positions and adding to 61 existing holdings. Its largest new stake was Crocs: 92,383 shares worth $3.95M.

By sector, the portfolio is most concentrated in Technology at 8% of assets, up from 8% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Datadog, an estimated $3.15M trimmed.

  • Klingman & Associates's largest Q3 2020 buy was Crocs: 92,383 shares worth $3.95M.
  • Klingman & Associates added most to JPMorgan Ultra-Short Income ETF in Q3 2020, an estimated $46.6M increase.
  • Klingman & Associates's biggest Q3 2020 reduction was Datadog, cutting an estimated $3.15M.
  • Klingman & Associates fully exited Invesco BulletShares 2024 Corporate Bond ETF in Q3 2020, selling an estimated $6.9M.
  • Klingman & Associates's ten largest holdings make up 61% of its $743M portfolio in Q3 2020.
  • Klingman & Associates opened 19 new positions and closed 8 in Q3 2020.
  • Klingman & Associates's portfolio value rose 14% quarter-over-quarter to $743M.

Based on Klingman & Associates's 13F filing for Q3 2020, filed 3 Nov 2020.