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KA

Klingman & Associates Portfolio holdings

AUM $2.35B
1-Year Est. Return 23.18%
This Fund
S&P 500
This Quarter Est. Return
-19.67%
1 Year Est. Return
+23.18%
3 Year Est. Return
+59.34%
5 Year Est. Return
+62.44%
10 Year Est. Return
+178.86%
AUM
$490M
AUM Growth
-$121M
Cap. Flow
+$5.79M
Cap. Flow %
1.18%
Top 10 Hldgs %
55.05%
Holding
146
New
11
Increased
53
Reduced
36
Closed
26

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$20.1M
2
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$19M
3
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$14.4M
4
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$13.3M
5
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$9.2M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$25.5M
2
TPYP icon
Tortoise North American Pipeline ETF
TPYP
+$25.3M
3
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$20.7M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$11M
5
MLPI
UBS E-TRACS Alerian MLP Infrastructure ETN
MLPI
+$9.28M

Sector Composition

Rank Sector Weight
1 Technology 3.36%
2 Financials 2.54%
3 Consumer Discretionary 0.86%
4 Communication Services 0.5%
5 Healthcare 0.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IEFA icon
26
iShares Core MSCI EAFE ETF
IEFA
$194B
$4.2M 0.86%
+84,184
New +$5.01M
IWM icon
27
iShares Russell 2000 ETF
IWM
$82.5B
$4.1M 0.84%
35,843
+37
+0.1% +$5.52K
SPLV icon
28
Invesco S&P 500 Low Volatility ETF
SPLV
$7.22B
$4.03M 0.82%
85,906
-700
-0.8% -$39.2K
VNQ icon
29
Vanguard Real Estate ETF
VNQ
$39.2B
$3.9M 0.8%
55,892
-1,101
-2% -$96.7K
BSCP
30
DELISTED
Invesco BulletShares 2025 Corporate Bond ETF
BSCP
$3.09M 0.63%
150,177
+46,805
+45% +$997K
DVY icon
31
iShares Select Dividend ETF
DVY
$23.5B
$2.98M 0.61%
40,572
-1,210
-3% -$116K
MLPX icon
32
Global X MLP & Energy Infrastructure ETF
MLPX
$3.54B
$2.92M 0.6%
158,810
+128,747
+428% +$3.92M
IWB icon
33
iShares Russell 1000 ETF
IWB
$49.8B
$2.83M 0.58%
19,991
– –
MSFT icon
34
Microsoft
MSFT
$3.62T
$2.65M 0.54%
16,769
-57
-0.3% -$9.37K
IDV icon
35
iShares International Select Dividend ETF
IDV
$8.46B
$2.51M 0.51%
111,083
-1,408
-1% -$42.5K
VOO icon
36
Vanguard S&P 500 ETF
VOO
$1.01T
$2.13M 0.43%
8,996
-112
-1% -$31.4K
VEU icon
37
Vanguard FTSE All-World ex-US ETF
VEU
$68B
$1.91M 0.39%
46,547
-2,606
-5% -$128K
BSCM
38
DELISTED
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
$1.67M 0.34%
78,603
+7,590
+11% +$162K
VRP icon
39
Invesco Variable Rate Preferred ETF
VRP
$3.01B
$1.61M 0.33%
75,242
-4,914
-6% -$120K
AMZN icon
40
Amazon
AMZN
$2.94T
$1.54M 0.31%
15,760
+3,180
+25% +$308K
VWO icon
41
Vanguard FTSE Emerging Markets ETF
VWO
$123B
$1.52M 0.31%
45,383
-8,824
-16% -$360K
CFG icon
42
Citizens Financial Group
CFG
$31.1B
$1.5M 0.31%
80,000
– –
TIP icon
43
iShares TIPS Bond ETF
TIP
$14.5B
$1.48M 0.3%
12,581
+303
+2% +$35.7K
MA icon
44
Mastercard
MA
$500B
$1.44M 0.29%
5,949
-355
-6% -$106K
EFA icon
45
iShares MSCI EAFE ETF
EFA
$79.4B
$1.39M 0.28%
25,944
+252
+1% +$16K
HDV
46
iShares Core High Dividend ETF
HDV
$14.8B
$1.39M 0.28%
96,825
-4,960
-5% -$87.6K
VXUS icon
47
Vanguard Total International Stock ETF
VXUS
$158B
$1.39M 0.28%
33,042
-40,237
-55% -$2.04M
BRK.B icon
48
Berkshire Hathaway Class B
BRK.B
$1.12T
$1.37M 0.28%
7,480
+133
+2% +$28.3K
JNJ icon
49
Johnson & Johnson
JNJ
$621B
$1.16M 0.24%
8,863
+804
+10% +$114K
IEMG icon
50
iShares Core MSCI Emerging Markets ETF
IEMG
$156B
$985K 0.2%
24,331
+20,006
+463% +$982K
1
2
3 4 5

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Klingman & Associates's Q1 2020 Portfolio in Review

As of Q1 2020, Klingman & Associates held 146 positions worth $490M, down 20% from $611M the previous quarter. Its ten largest holdings account for 55% of the portfolio.

Klingman & Associates's Q1 2020 filing shows 11 new, 53 increased, 36 reduced and 26 closed positions. Its largest new stake was State Street SPDR Portfolio S&P 500 Value ETF: 630,258 shares worth $16.3M. The largest sale was iShares Core S&P 500 ETF, an estimated $25.5M.

By sector, the portfolio is most concentrated in Technology at 3.4% of assets, up from 2.8% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Klingman & Associates's largest Q1 2020 buy was State Street SPDR Portfolio S&P 500 Value ETF: 630,258 shares worth $16.3M.
  • Klingman & Associates added most to State Street SPDR S&P 400 Mid Cap Value ETF in Q1 2020, an estimated $14.4M increase.
  • Klingman & Associates's biggest Q1 2020 reduction was iShares Core S&P 500 ETF, cutting an estimated $25.5M.
  • Klingman & Associates fully exited Tortoise North American Pipeline ETF in Q1 2020, selling an estimated $25.3M.
  • Klingman & Associates's ten largest holdings make up 55% of its $490M portfolio in Q1 2020.
  • Klingman & Associates opened 11 new positions and closed 26 in Q1 2020.
  • Klingman & Associates's portfolio value fell 20% quarter-over-quarter to $490M.

Based on Klingman & Associates's 13F filing for Q1 2020, filed 29 Apr 2020.