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KA

Klingman & Associates Portfolio holdings

AUM $2.09B
1-Year Est. Return 16.49%
This Fund
S&P 500
This Quarter Est. Return
-13.26%
1 Year Est. Return
+16.49%
3 Year Est. Return
+47.09%
5 Year Est. Return
+51.57%
10 Year Est. Return
+158.57%
AUM
$444M
AUM Growth
-$44.5M
Cap. Flow
+$24.2M
Cap. Flow %
5.44%
Top 10 Hldgs %
64.34%
Holding
114
New
9
Increased
27
Reduced
42
Closed
7

Top Buys

Rank Stock Value
1
TPYP icon
Tortoise North American Pipeline ETF
TPYP
+$7.65M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.13M
3
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$5.47M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$4.8M
5
BSCO
Invesco BulletShares 2024 Corporate Bond ETF
BSCO
+$4.74M

Top Sells

Rank Stock Value
1
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
+$8.39M
2
TIP icon
iShares TIPS Bond ETF
TIP
+$1.7M
3
IDV icon
iShares International Select Dividend ETF
IDV
+$1.34M
4
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$1.1M
5
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$1.1M

Sector Composition

Rank Sector Weight
1 Financials 3.05%
2 Technology 1.82%
3 Consumer Discretionary 0.76%
4 Healthcare 0.5%
5 Energy 0.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VXUS icon
26
Vanguard Total International Stock ETF
VXUS
$153B
$3.46M 0.78%
73,159
+51,017
+230% +$2.54M
BSCN
27
DELISTED
Invesco BulletShares 2023 Corporate Bond ETF
BSCN
$2.83M 0.64%
140,455
+122,265
+672% +$2.46M
IWB icon
28
iShares Russell 1000 ETF
IWB
$47.9B
$2.77M 0.62%
19,951
-1,618
-8% -$242K
EFA icon
29
iShares MSCI EAFE ETF
EFA
$76.8B
$2.45M 0.55%
41,713
-2,357
-5% -$147K
CFG icon
30
Citizens Financial Group
CFG
$30.8B
$2.38M 0.54%
80,000
– –
VEU icon
31
Vanguard FTSE All-World ex-US ETF
VEU
$65.6B
$2M 0.45%
43,793
-2,480
-5% -$119K
VRP icon
32
Invesco Variable Rate Preferred ETF
VRP
$2.99B
$1.99M 0.45%
87,347
-8,448
-9% -$202K
VEA icon
33
Vanguard FTSE Developed Markets ETF
VEA
$225B
$1.77M 0.4%
47,644
-27,848
-37% -$1.1M
HDV
34
iShares Core High Dividend ETF
HDV
$14.7B
$1.72M 0.39%
101,880
-1,975
-2% -$35.1K
EFAV icon
35
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.32B
$1.69M 0.38%
25,349
+8,487
+50% +$583K
VOO icon
36
Vanguard S&P 500 ETF
VOO
$971B
$1.63M 0.37%
7,105
+340
+5% +$84.2K
MSFT icon
37
Microsoft
MSFT
$2.92T
$1.52M 0.34%
14,987
-430
-3% -$46.1K
BRK.B icon
38
Berkshire Hathaway Class B
BRK.B
$1.11T
$1.4M 0.31%
6,846
-1
-0% -$209
VWO icon
39
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$1.31M 0.3%
34,498
-16,283
-32% -$631K
MLPX icon
40
Global X MLP & Energy Infrastructure ETF
MLPX
$3.57B
$1.21M 0.27%
36,834
+6,140
+20% +$226K
VB icon
41
Vanguard Small-Cap ETF
VB
$80.2B
$1.18M 0.26%
8,912
+3,438
+63% +$501K
XOM icon
42
ExxonMobil
XOM
$634B
$1.16M 0.26%
16,985
+378
+2% +$29.7K
MA icon
43
Mastercard
MA
$497B
$1.11M 0.25%
5,886
– –
JNJ icon
44
Johnson & Johnson
JNJ
$643B
$1.02M 0.23%
7,933
– –
JPST icon
45
JPMorgan Ultra-Short Income ETF
JPST
$40.1B
$941K 0.21%
+18,772
New +$942K
VIG icon
46
Vanguard Dividend Appreciation ETF
VIG
$113B
$892K 0.2%
9,112
+27
+0.3% +$2.82K
ROST icon
47
Ross Stores
ROST
$80.5B
$850K 0.19%
10,219
– –
MINT icon
48
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$16.9B
$796K 0.18%
7,883
-1,500
-16% -$152K
RY icon
49
Royal Bank of Canada
RY
$295B
$789K 0.18%
11,529
-430
-4% -$31.4K
AMZN icon
50
Amazon
AMZN
$2.48T
$769K 0.17%
10,240
-360
-3% -$29.9K
1
2
3 4 5

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Klingman & Associates's Q4 2018 Portfolio in Review

As of Q4 2018, Klingman & Associates held 114 positions worth $444M, down 9.1% from $489M the previous quarter. Its ten largest holdings account for 64% of the portfolio.

Klingman & Associates deployed $24.2M of net new capital in Q4 2018, opening 9 new positions and adding to 27 existing holdings. Its largest new stake was JPMorgan Ultra-Short Income ETF: 18,772 shares worth $941K.

By sector, the portfolio is most concentrated in Financials at 3% of assets, down from 3.5% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was JP Morgan Alerian MLP Index ETN 5/24/24, an estimated $8.39M trimmed.

  • Klingman & Associates's largest Q4 2018 buy was JPMorgan Ultra-Short Income ETF: 18,772 shares worth $941K.
  • Klingman & Associates added most to Tortoise North American Pipeline ETF in Q4 2018, an estimated $7.65M increase.
  • Klingman & Associates's biggest Q4 2018 reduction was JP Morgan Alerian MLP Index ETN 5/24/24, cutting an estimated $8.39M.
  • Klingman & Associates fully exited First Trust Senior Floating Rate Income Fund II in Q4 2018, selling an estimated $920K.
  • Klingman & Associates's ten largest holdings make up 64% of its $444M portfolio in Q4 2018.
  • Klingman & Associates opened 9 new positions and closed 7 in Q4 2018.
  • Klingman & Associates's portfolio value fell 9.1% quarter-over-quarter to $444M.

Based on Klingman & Associates's 13F filing for Q4 2018, filed 28 Jan 2019.