KA

Klingman & Associates Portfolio holdings

AUM $1.81B
This Quarter Return
+0.43%
1 Year Return
+11.88%
3 Year Return
+45.28%
5 Year Return
+77.09%
10 Year Return
+123.71%
AUM
$375M
AUM Growth
+$375M
Cap. Flow
+$13.4M
Cap. Flow %
3.58%
Top 10 Hldgs %
67.95%
Holding
101
New
6
Increased
35
Reduced
32
Closed
6

Top Buys

1
MLPI
UBS E-TRACS Alerian MLP Infrastructure ETN
MLPI
$3.49M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
$3.43M
3
NEAR icon
iShares Short Maturity Bond ETF
NEAR
$3.09M
4
IVV icon
iShares Core S&P 500 ETF
IVV
$2.89M
5
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$2.44M

Top Sells

1
FHN icon
First Horizon
FHN
$997K
2
SPY icon
SPDR S&P 500 ETF Trust
SPY
$897K
3
IDV icon
iShares International Select Dividend ETF
IDV
$808K
4
EFA icon
iShares MSCI EAFE ETF
EFA
$626K
5
MDY icon
SPDR S&P MidCap 400 ETF Trust
MDY
$568K

Sector Composition

1 Financials 3.79%
2 Healthcare 0.43%
3 Energy 0.42%
4 Industrials 0.36%
5 Consumer Staples 0.32%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
HDV icon
26
iShares Core High Dividend ETF
HDV
$11.7B
$1.87M 0.5%
22,442
+775
+4% +$64.4K
FCT
27
First Trust Senior Floating Rate Income Fund II
FCT
$266M
$1.73M 0.46%
129,859
+500
+0.4% +$6.65K
VWO icon
28
Vanguard FTSE Emerging Markets ETF
VWO
$96.4B
$1.51M 0.4%
36,946
-186
-0.5% -$7.59K
MLPX icon
29
Global X MLP & Energy Infrastructure ETF
MLPX
$2.61B
$1.46M 0.39%
105,537
-16,535
-14% -$228K
XOM icon
30
Exxon Mobil
XOM
$487B
$1.32M 0.35%
16,311
-2,347
-13% -$190K
MINT icon
31
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$13.8B
$1.25M 0.33%
12,279
-700
-5% -$71.2K
FRA icon
32
BlackRock Floating Rate Income Strategies Fund
FRA
$469M
$1.24M 0.33%
88,269
-1,788
-2% -$25.2K
EFAV icon
33
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.39B
$1.15M 0.31%
16,580
-117
-0.7% -$8.1K
VTI icon
34
Vanguard Total Stock Market ETF
VTI
$526B
$1.13M 0.3%
9,058
+80
+0.9% +$9.95K
VEA icon
35
Vanguard FTSE Developed Markets ETF
VEA
$171B
$1.04M 0.28%
25,144
+32
+0.1% +$1.32K
DEM icon
36
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.11B
$1.03M 0.28%
25,188
+23
+0.1% +$942
RY icon
37
Royal Bank of Canada
RY
$205B
$969K 0.26%
13,363
+3,857
+41% +$280K
RWK icon
38
Invesco S&P MidCap 400 Revenue ETF
RWK
$982M
$933K 0.25%
16,559
+35
+0.2% +$1.97K
VIG icon
39
Vanguard Dividend Appreciation ETF
VIG
$95.4B
$853K 0.23%
9,203
-240
-3% -$22.2K
EMD
40
Western Asset Emerging Markets Debt Fund
EMD
$599M
$852K 0.23%
54,695
+1,298
+2% +$20.2K
VXUS icon
41
Vanguard Total International Stock ETF
VXUS
$102B
$811K 0.22%
15,600
– –
GE icon
42
GE Aerospace
GE
$292B
$758K 0.2%
28,050
-4,251
-13% -$115K
SCZ icon
43
iShares MSCI EAFE Small-Cap ETF
SCZ
$10.7B
$755K 0.2%
13,055
– –
RWJ icon
44
Invesco S&P SmallCap 600 Revenue ETF
RWJ
$1.6B
$746K 0.2%
11,296
– –
OEF icon
45
iShares S&P 100 ETF
OEF
$22B
$735K 0.2%
6,880
– –
VB icon
46
Vanguard Small-Cap ETF
VB
$66.4B
$667K 0.18%
4,922
+497
+11% +$67.4K
MSFT icon
47
Microsoft
MSFT
$3.77T
$652K 0.17%
9,465
+1,273
+16% +$87.7K
PEP icon
48
PepsiCo
PEP
$204B
$645K 0.17%
5,587
-149
-3% -$17.2K
RSP icon
49
Invesco S&P 500 Equal Weight ETF
RSP
$74.2B
$617K 0.16%
6,652
– –
SOXX icon
50
iShares Semiconductor ETF
SOXX
$13.6B
$617K 0.16%
4,400
– –
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