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Klingman & Associates Portfolio holdings

AUM $2.09B
1-Year Est. Return 16.49%
This Fund
S&P 500
This Quarter Est. Return
+0.43%
1 Year Est. Return
+16.49%
3 Year Est. Return
+47.09%
5 Year Est. Return
+51.57%
10 Year Est. Return
+158.57%
AUM
$375M
AUM Growth
+$14.6M
Cap. Flow
+$13.5M
Cap. Flow %
3.6%
Top 10 Hldgs %
67.95%
Holding
101
New
6
Increased
35
Reduced
32
Closed
6

Top Buys

Rank Stock Value
1
MLPI
UBS E-TRACS Alerian MLP Infrastructure ETN
MLPI
+$3.59M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$3.4M
3
NEAR icon
iShares Short Maturity Bond ETF
NEAR
+$3.09M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$2.86M
5
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$2.45M

Top Sells

Rank Stock Value
1
FHN icon
First Horizon
FHN
+$997K
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$889K
3
IDV icon
iShares International Select Dividend ETF
IDV
+$800K
4
EFA icon
iShares MSCI EAFE ETF
EFA
+$622K
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$563K

Sector Composition

Rank Sector Weight
1 Financials 3.79%
2 Healthcare 0.43%
3 Energy 0.42%
4 Industrials 0.36%
5 Consumer Staples 0.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HDV
26
iShares Core High Dividend ETF
HDV
$14.4B
$1.87M 0.5%
112,210
+3,875
+4% +$65K
FCT
27
First Trust Senior Floating Rate Income Fund II
FCT
$251M
$1.73M 0.46%
129,859
+500
+0.4% +$6.78K
VWO icon
28
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$1.51M 0.4%
36,946
-186
-0.5% -$7.54K
MLPX icon
29
Global X MLP & Energy Infrastructure ETF
MLPX
$3.68B
$1.46M 0.39%
35,179
-5,512
-14% -$232K
XOM icon
30
ExxonMobil
XOM
$651B
$1.32M 0.35%
16,311
-2,347
-13% -$192K
MINT icon
31
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
$1.25M 0.33%
12,279
-700
-5% -$71.1K
FRA icon
32
BlackRock Floating Rate Income Strategies Fund
FRA
$381M
$1.24M 0.33%
88,269
-1,788
-2% -$25.6K
EFAV icon
33
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.22B
$1.15M 0.31%
16,580
-117
-0.7% -$8.06K
VTI icon
34
Vanguard Total Stock Market ETF
VTI
$654B
$1.13M 0.3%
9,058
+80
+0.9% +$9.86K
VEA icon
35
Vanguard FTSE Developed Markets ETF
VEA
$226B
$1.04M 0.28%
25,144
+32
+0.1% +$1.3K
DEM icon
36
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.88B
$1.03M 0.28%
25,188
+23
+0.1% +$943
RY icon
37
Royal Bank of Canada
RY
$291B
$969K 0.26%
13,363
+3,857
+41% +$270K
RWK icon
38
Invesco S&P MidCap 400 Revenue ETF
RWK
$1.3B
$933K 0.25%
16,559
+35
+0.2% +$1.94K
VIG icon
39
Vanguard Dividend Appreciation ETF
VIG
$111B
$853K 0.23%
9,203
-240
-3% -$22K
EMD
40
Western Asset Emerging Markets Debt Fund
EMD
$609M
$852K 0.23%
54,695
+1,298
+2% +$20.4K
VXUS icon
41
Vanguard Total International Stock ETF
VXUS
$153B
$811K 0.22%
15,600
– –
GE icon
42
GE Aerospace
GE
$367B
$758K 0.2%
5,853
-887
-13% -$122K
SCZ icon
43
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.5B
$755K 0.2%
13,055
– –
RWJ icon
44
Invesco S&P SmallCap 600 Revenue ETF
RWJ
$2.03B
$746K 0.2%
33,888
– –
OEF icon
45
iShares S&P 100 ETF
OEF
$19.8B
$735K 0.2%
6,880
– –
VB icon
46
Vanguard Small-Cap ETF
VB
$79.5B
$667K 0.18%
4,922
+497
+11% +$66.6K
MSFT icon
47
Microsoft
MSFT
$2.84T
$652K 0.17%
9,465
+1,273
+16% +$87.4K
PEP icon
48
PepsiCo
PEP
$186B
$645K 0.17%
5,587
-149
-3% -$17.1K
RSP icon
49
Invesco S&P 500 Equal Weight ETF
RSP
$96.1B
$617K 0.16%
6,652
– –
SOXX icon
50
iShares Semiconductor ETF
SOXX
$44.2B
$617K 0.16%
13,200
– –
1
2
3 4 5

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Klingman & Associates's Q2 2017 Portfolio in Review

As of Q2 2017, Klingman & Associates held 101 positions worth $375M, up 4.1% from $360M the previous quarter. Its ten largest holdings account for 68% of the portfolio.

Klingman & Associates deployed $13.5M of net new capital in Q2 2017, opening 6 new positions and adding to 35 existing holdings. Its largest new stake was CSX Corp: 18,792 shares worth $342K.

By sector, the portfolio is most concentrated in Financials at 3.8% of assets, down from 3.9% a quarter earlier, followed by Healthcare and Energy.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $889K trimmed.

  • Klingman & Associates's largest Q2 2017 buy was CSX Corp: 18,792 shares worth $342K.
  • Klingman & Associates added most to UBS E-TRACS Alerian MLP Infrastructure ETN in Q2 2017, an estimated $3.59M increase.
  • Klingman & Associates's biggest Q2 2017 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $889K.
  • Klingman & Associates fully exited First Horizon in Q2 2017, selling an estimated $997K.
  • Klingman & Associates's ten largest holdings make up 68% of its $375M portfolio in Q2 2017.
  • Klingman & Associates opened 6 new positions and closed 6 in Q2 2017.
  • Klingman & Associates's portfolio value rose 4.1% quarter-over-quarter to $375M.

Based on Klingman & Associates's 13F filing for Q2 2017, filed 21 Jul 2017.