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KA

Klingman & Associates Portfolio holdings

AUM $2.09B
1-Year Est. Return 16.49%
This Fund
S&P 500
This Quarter Est. Return
+3.66%
1 Year Est. Return
+16.49%
3 Year Est. Return
+47.09%
5 Year Est. Return
+51.57%
10 Year Est. Return
+158.57%
AUM
$360M
AUM Growth
+$30.9M
Cap. Flow
+$18.9M
Cap. Flow %
5.24%
Top 10 Hldgs %
68.13%
Holding
99
New
3
Increased
27
Reduced
33
Closed
3

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$5.02M
2
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$3.94M
3
MLPI
UBS E-TRACS Alerian MLP Infrastructure ETN
MLPI
+$3.33M
4
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$2.19M
5
CFG icon
Citizens Financial Group
CFG
+$2.1M

Top Sells

Rank Stock Value
1
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$391K
2
JPM icon
JPMorgan Chase
JPM
+$287K
3
RWL icon
Invesco S&P 500 Revenue ETF
RWL
+$270K
4
HD icon
Home Depot
HD
+$240K
5
CVX icon
Chevron
CVX
+$225K

Sector Composition

Rank Sector Weight
1 Financials 3.9%
2 Consumer Staples 0.5%
3 Healthcare 0.46%
4 Energy 0.42%
5 Industrials 0.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HDV
26
iShares Core High Dividend ETF
HDV
$14.4B
$1.82M 0.5%
108,335
– –
MLPX icon
27
Global X MLP & Energy Infrastructure ETF
MLPX
$3.68B
$1.8M 0.5%
40,691
-1,975
-5% -$87.8K
FCT
28
First Trust Senior Floating Rate Income Fund II
FCT
$251M
$1.79M 0.5%
129,359
-6,533
-5% -$90.4K
XOM icon
29
ExxonMobil
XOM
$651B
$1.53M 0.42%
18,658
+156
+0.8% +$13K
VWO icon
30
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$1.48M 0.41%
37,132
+1,599
+5% +$61.7K
MINT icon
31
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
$1.32M 0.37%
12,979
– –
FRA icon
32
BlackRock Floating Rate Income Strategies Fund
FRA
$381M
$1.3M 0.36%
90,057
-2,300
-2% -$33.7K
EFAV icon
33
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.22B
$1.1M 0.31%
16,697
-1,148
-6% -$73.5K
VTI icon
34
Vanguard Total Stock Market ETF
VTI
$654B
$1.09M 0.3%
8,978
-264
-3% -$31.6K
DEM icon
35
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.88B
$1.03M 0.29%
25,165
-40
-0.2% -$1.59K
FHN icon
36
First Horizon
FHN
$12.1B
$997K 0.28%
+53,882
New +$1.06M
VEA icon
37
Vanguard FTSE Developed Markets ETF
VEA
$226B
$987K 0.27%
25,112
+11
+0% +$422
GE icon
38
GE Aerospace
GE
$367B
$963K 0.27%
6,740
-231
-3% -$33.4K
RWK icon
39
Invesco S&P MidCap 400 Revenue ETF
RWK
$1.3B
$918K 0.25%
16,524
-140
-0.8% -$7.75K
VIG icon
40
Vanguard Dividend Appreciation ETF
VIG
$111B
$849K 0.24%
9,443
– –
EMD
41
Western Asset Emerging Markets Debt Fund
EMD
$609M
$828K 0.23%
53,397
– –
VXUS icon
42
Vanguard Total International Stock ETF
VXUS
$153B
$775K 0.22%
15,600
– –
RWJ icon
43
Invesco S&P SmallCap 600 Revenue ETF
RWJ
$2.03B
$750K 0.21%
33,888
– –
OEF icon
44
iShares S&P 100 ETF
OEF
$19.8B
$720K 0.2%
6,880
– –
SCZ icon
45
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.5B
$707K 0.2%
13,055
– –
RY icon
46
Royal Bank of Canada
RY
$291B
$693K 0.19%
9,506
-1,957
-17% -$142K
PFE icon
47
Pfizer
PFE
$140B
$656K 0.18%
20,205
-95
-0.5% -$3K
PEP icon
48
PepsiCo
PEP
$186B
$642K 0.18%
5,736
+2,362
+70% +$253K
RSP icon
49
Invesco S&P 500 Equal Weight ETF
RSP
$96.1B
$604K 0.17%
6,652
– –
SOXX icon
50
iShares Semiconductor ETF
SOXX
$44.2B
$602K 0.17%
13,200
– –
1
2
3 4

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Klingman & Associates's Q1 2017 Portfolio in Review

As of Q1 2017, Klingman & Associates held 99 positions worth $360M, up 9.4% from $329M the previous quarter. Its ten largest holdings account for 68% of the portfolio.

Klingman & Associates deployed $18.9M of net new capital in Q1 2017, opening 3 new positions and adding to 27 existing holdings. Its largest new stake was First Horizon: 53,882 shares worth $997K.

By sector, the portfolio is most concentrated in Financials at 3.9% of assets, up from 3.3% a quarter earlier, followed by Consumer Staples and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P Dividend ETF, an estimated $391K trimmed.

  • Klingman & Associates's largest Q1 2017 buy was First Horizon: 53,882 shares worth $997K.
  • Klingman & Associates added most to iShares Core S&P 500 ETF in Q1 2017, an estimated $5.02M increase.
  • Klingman & Associates's biggest Q1 2017 reduction was State Street SPDR S&P Dividend ETF, cutting an estimated $391K.
  • Klingman & Associates fully exited Home Depot in Q1 2017, selling an estimated $240K.
  • Klingman & Associates's ten largest holdings make up 68% of its $360M portfolio in Q1 2017.
  • Klingman & Associates opened 3 new positions and closed 3 in Q1 2017.
  • Klingman & Associates's portfolio value rose 9.4% quarter-over-quarter to $360M.

Based on Klingman & Associates's 13F filing for Q1 2017, filed 4 May 2017.