KA

Klingman & Associates Portfolio holdings

AUM $1.81B
This Quarter Return
+3.66%
1 Year Return
+11.88%
3 Year Return
+45.28%
5 Year Return
+77.09%
10 Year Return
+123.71%
AUM
$360M
AUM Growth
+$360M
Cap. Flow
+$24.4M
Cap. Flow %
6.78%
Top 10 Hldgs %
68.13%
Holding
99
New
3
Increased
27
Reduced
33
Closed
4

Top Buys

1
IJR icon
iShares Core S&P Small-Cap ETF
IJR
$6.44M
2
IVV icon
iShares Core S&P 500 ETF
IVV
$5.09M
3
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$3.95M
4
MLPI
UBS E-TRACS Alerian MLP Infrastructure ETN
MLPI
$3.32M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
$2.2M

Top Sells

1
SDY icon
SPDR S&P Dividend ETF
SDY
$394K
2
JPM icon
JPMorgan Chase
JPM
$286K
3
RWL icon
Invesco S&P 500 Revenue ETF
RWL
$273K
4
HD icon
Home Depot
HD
$240K
5
CVX icon
Chevron
CVX
$225K

Sector Composition

1 Financials 3.9%
2 Consumer Staples 0.5%
3 Healthcare 0.46%
4 Energy 0.42%
5 Industrials 0.35%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
HDV icon
26
iShares Core High Dividend ETF
HDV
$11.6B
$1.82M 0.5%
21,667
– –
MLPX icon
27
Global X MLP & Energy Infrastructure ETF
MLPX
$2.58B
$1.8M 0.5%
122,072
-5,925
-5% -$87.4K
FCT
28
First Trust Senior Floating Rate Income Fund II
FCT
$263M
$1.79M 0.5%
129,359
-6,533
-5% -$90.4K
XOM icon
29
Exxon Mobil
XOM
$489B
$1.53M 0.42%
18,658
+156
+0.8% +$12.8K
VWO icon
30
Vanguard FTSE Emerging Markets ETF
VWO
$95.9B
$1.48M 0.41%
37,132
+1,599
+5% +$63.5K
MINT icon
31
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$13.7B
$1.32M 0.37%
12,979
– –
FRA icon
32
BlackRock Floating Rate Income Strategies Fund
FRA
$468M
$1.31M 0.36%
90,057
-2,300
-2% -$33.3K
EFAV icon
33
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.36B
$1.1M 0.31%
16,697
-1,148
-6% -$75.8K
VTI icon
34
Vanguard Total Stock Market ETF
VTI
$518B
$1.09M 0.3%
8,978
-264
-3% -$32K
DEM icon
35
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.08B
$1.03M 0.29%
25,165
-40
-0.2% -$1.63K
FHN icon
36
First Horizon
FHN
$11.2B
$997K 0.28%
+53,882
New +$997K
VEA icon
37
Vanguard FTSE Developed Markets ETF
VEA
$168B
$987K 0.27%
25,112
+11
+0% +$432
GE icon
38
GE Aerospace
GE
$287B
$963K 0.27%
32,301
-1,106
-3% -$33K
RWK icon
39
Invesco S&P MidCap 400 Revenue ETF
RWK
$973M
$918K 0.25%
16,524
-140
-0.8% -$7.78K
VIG icon
40
Vanguard Dividend Appreciation ETF
VIG
$94.5B
$849K 0.24%
9,443
– –
EMD
41
Western Asset Emerging Markets Debt Fund
EMD
$592M
$828K 0.23%
53,397
– –
VXUS icon
42
Vanguard Total International Stock ETF
VXUS
$101B
$775K 0.22%
15,600
– –
RWJ icon
43
Invesco S&P SmallCap 600 Revenue ETF
RWJ
$1.58B
$750K 0.21%
11,296
– –
OEF icon
44
iShares S&P 100 ETF
OEF
$21.7B
$720K 0.2%
6,880
– –
SCZ icon
45
iShares MSCI EAFE Small-Cap ETF
SCZ
$10.5B
$707K 0.2%
13,055
– –
RY icon
46
Royal Bank of Canada
RY
$203B
$693K 0.19%
9,506
-1,957
-17% -$143K
PFE icon
47
Pfizer
PFE
$141B
$656K 0.18%
19,170
-90
-0.5% -$3.08K
PEP icon
48
PepsiCo
PEP
$208B
$642K 0.18%
5,736
+2,362
+70% +$264K
RSP icon
49
Invesco S&P 500 Equal Weight ETF
RSP
$73.3B
$604K 0.17%
6,652
– –
SOXX icon
50
iShares Semiconductor ETF
SOXX
$13.2B
$602K 0.17%
4,400
– –
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