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KA

Klingman & Associates Portfolio holdings

AUM $2.09B
1-Year Est. Return 16.49%
This Fund
S&P 500
This Quarter Est. Return
-0.29%
1 Year Est. Return
+16.49%
3 Year Est. Return
+47.09%
5 Year Est. Return
+51.57%
10 Year Est. Return
+158.57%
AUM
$243M
AUM Growth
+$2.52M
Cap. Flow
+$3.71M
Cap. Flow %
1.52%
Top 10 Hldgs %
65.55%
Holding
407
New
25
Increased
57
Reduced
31
Closed
31

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$2.29M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$1.5M
3
CEM
ClearBridge MLP and Midstream Fund Inc.
CEM
+$1.27M
4
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$950K
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$823K

Top Sells

Rank Stock Value
1
RWL icon
Invesco S&P 500 Revenue ETF
RWL
+$5.05M
2
RWK icon
Invesco S&P MidCap 400 Revenue ETF
RWK
+$922K
3
RTR
Oppenheimer ADR Revenue ETF
RTR
+$745K
4
RWJ icon
Invesco S&P SmallCap 600 Revenue ETF
RWJ
+$701K
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$192K

Sector Composition

Rank Sector Weight
1 Financials 3.18%
2 Healthcare 1.01%
3 Technology 0.87%
4 Energy 0.87%
5 Consumer Staples 0.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FRA icon
26
BlackRock Floating Rate Income Strategies Fund
FRA
$381M
$1.31M 0.54%
94,170
-1,500
-2% -$20.4K
USMV icon
27
iShares MSCI USA Min Vol Factor ETF
USMV
$23.7B
$1.31M 0.54%
31,661
+9,370
+42% +$386K
XOM icon
28
ExxonMobil
XOM
$635B
$1.3M 0.53%
15,305
-516
-3% -$45.8K
TIP icon
29
iShares TIPS Bond ETF
TIP
$14.5B
$1.29M 0.53%
11,342
+6,487
+134% +$736K
DEM icon
30
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.84B
$1.24M 0.51%
29,161
+2,700
+10% +$115K
EFAV icon
31
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.32B
$1.15M 0.47%
17,490
+6,890
+65% +$446K
DBEF icon
32
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9.17B
$1.14M 0.47%
38,101
+33,063
+656% +$950K
VWO icon
33
Vanguard FTSE Emerging Markets ETF
VWO
$118B
$1.03M 0.42%
25,191
+2,846
+13% +$116K
PID icon
34
Invesco International Dividend Achievers ETF
PID
$932M
$1.02M 0.42%
58,740
– –
VIG icon
35
Vanguard Dividend Appreciation ETF
VIG
$113B
$943K 0.39%
11,718
-1,172
-9% -$95.1K
CHY
36
Calamos Convertible and High Income Fund
CHY
$1B
$862K 0.35%
60,848
-660
-1% -$9.41K
ELD icon
37
WisdomTree Emerging Markets Local Debt Fund
ELD
$141M
$831K 0.34%
20,899
-300
-1% -$12.2K
VB icon
38
Vanguard Small-Cap ETF
VB
$80B
$778K 0.32%
6,351
+835
+15% +$98.9K
RWX icon
39
State Street SPDR Dow Jones International Real Estate ETF
RWX
$269M
$761K 0.31%
17,563
+773
+5% +$33.6K
EMD
40
Western Asset Emerging Markets Debt Fund
EMD
$614M
$737K 0.3%
46,782
-660
-1% -$10.4K
GE icon
41
GE Aerospace
GE
$376B
$712K 0.29%
5,985
-1,087
-15% -$129K
SCZ icon
42
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.2B
$703K 0.29%
14,217
– –
MINT icon
43
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$16.9B
$696K 0.29%
6,879
+2,000
+41% +$202K
PFE icon
44
Pfizer
PFE
$144B
$650K 0.27%
19,679
+22
+0.1% +$699
OEF icon
45
iShares S&P 100 ETF
OEF
$19.9B
$633K 0.26%
7,010
-315
-4% -$28.7K
VTIP icon
46
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
$625K 0.26%
12,900
+800
+7% +$38.7K
VVR icon
47
Invesco Senior Income Trust
VVR
$456M
$624K 0.26%
131,622
+4,169
+3% +$19.2K
WIP icon
48
State Street SPDR FTSE International Government Inflation-Protected Bond ETF
WIP
$467M
$622K 0.26%
11,400
– –
VSS icon
49
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.2B
$620K 0.25%
6,250
+2,000
+47% +$195K
INB
50
DELISTED
Cohen & Steers Global Income Builder, Inc.
INB
$576K 0.24%
48,095
– –
1
2
3 4 5

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Klingman & Associates's Q1 2015 Portfolio in Review

As of Q1 2015, Klingman & Associates held 407 positions worth $243M, up 1% from $241M the previous quarter. Its ten largest holdings account for 66% of the portfolio.

Klingman & Associates's Q1 2015 filing shows 25 new, 57 increased, 31 reduced and 31 closed positions. Its largest new stake was Vanguard Health Care ETF: 837 shares worth $113K. The largest sale was Invesco S&P 500 Revenue ETF, an estimated $5.05M.

By sector, the portfolio is most concentrated in Financials at 3.2% of assets, down from 3.4% a quarter earlier, followed by Healthcare and Technology.

  • Klingman & Associates's largest Q1 2015 buy was Vanguard Health Care ETF: 837 shares worth $113K.
  • Klingman & Associates added most to iShares Core S&P 500 ETF in Q1 2015, an estimated $2.29M increase.
  • Klingman & Associates's biggest Q1 2015 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $192K.
  • Klingman & Associates fully exited Invesco S&P 500 Revenue ETF in Q1 2015, selling an estimated $5.05M.
  • Klingman & Associates's ten largest holdings make up 66% of its $243M portfolio in Q1 2015.
  • Klingman & Associates opened 25 new positions and closed 31 in Q1 2015.
  • Klingman & Associates's portfolio value rose 1% quarter-over-quarter to $243M.

Based on Klingman & Associates's 13F filing for Q1 2015, filed 9 Feb 2016.