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KA

Klingman & Associates Portfolio holdings

AUM $2.35B
1-Year Est. Return 23.18%
This Fund
S&P 500
This Quarter Est. Return
-0.29%
1 Year Est. Return
+23.18%
3 Year Est. Return
+59.34%
5 Year Est. Return
+62.44%
10 Year Est. Return
+178.86%
AUM
$243M
AUM Growth
+$2.52M
Cap. Flow
+$3.71M
Cap. Flow %
1.52%
Top 10 Hldgs %
65.55%
Holding
407
New
25
Increased
57
Reduced
31
Closed
31

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$2.29M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$1.5M
3
CEM
ClearBridge MLP and Midstream Fund Inc.
CEM
+$1.27M
4
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$950K
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$823K

Top Sells

Rank Stock Value
1
RWL icon
Invesco S&P 500 Revenue ETF
RWL
+$5.05M
2
RWK icon
Invesco S&P MidCap 400 Revenue ETF
RWK
+$922K
3
RTR
Oppenheimer ADR Revenue ETF
RTR
+$745K
4
RWJ icon
Invesco S&P SmallCap 600 Revenue ETF
RWJ
+$701K
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$192K

Sector Composition

Rank Sector Weight
1 Financials 3.18%
2 Healthcare 1.01%
3 Technology 0.87%
4 Energy 0.87%
5 Consumer Staples 0.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GOOG icon
376
Alphabet (Google) Class C
GOOG
$4.56T
– –
-4,934
Closed -$129K
HPQ icon
377
HP
HPQ
$24.9B
– –
-4,237
Closed -$77K
PNNT
378
Pennant Park Investment Corp
PNNT
$222M
– –
-1,538
Closed -$14K
RWJ icon
379
Invesco S&P SmallCap 600 Revenue ETF
RWJ
$2.1B
– –
-36,897
Closed -$701K
RWK icon
380
Invesco S&P MidCap 400 Revenue ETF
RWK
$1.33B
– –
-19,049
Closed -$922K
RWL icon
381
Invesco S&P 500 Revenue ETF
RWL
$9.78B
– –
-123,793
Closed -$5.05M
SCCO icon
382
Southern Copper
SCCO
$146B
– –
-330
Closed -$8K
SJNK icon
383
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.74B
– –
-490
Closed -$14K
TD icon
384
Toronto Dominion Bank
TD
$200B
– –
-400
Closed -$19K
TWO
385
Two Harbors Investment
TWO
$1.27B
– –
-192
Closed -$15K
WYNN icon
386
Wynn Resorts
WYNN
$10.1B
– –
-100
Closed -$14K
FLG
387
Flagstar Bank National Association
FLG
$5.95B
– –
-267
Closed -$12K
VRTV
388
DELISTED
VERITIV CORPORATION
VRTV
$0 ﹤0.01%
7
– –
JCP
389
DELISTED
J.C. Penney Company, Inc.
JCP
$0 ﹤0.01%
21
– –
USG
390
DELISTED
Usg
USG
$0 ﹤0.01%
2
– –
ENLK
391
DELISTED
EnLink Midstream Partners, LP
ENLK
– –
-600
Closed -$17K
PERY
392
DELISTED
Perry Ellis International Inc
PERY
$0 ﹤0.01%
19
– –
EVEP
393
DELISTED
EV Energy Partners, L.P.
EVEP
– –
-512
Closed -$9K
RAI
394
DELISTED
Reynolds American Inc
RAI
– –
-800
Closed -$25K
HTS
395
DELISTED
HATTERAS FINANCIAL CORP
HTS
– –
-1,250
Closed -$23K
ECTE
396
DELISTED
ECHO THERAPEUTICS, INC. NEW COMMON STOCK (DE)
ECTE
$0 ﹤0.01%
25
– –
BBEP
397
DELISTED
BREITBURN ENERGY PARTNERS LP COM UNITS RPTNG LTD PRTNRSHIP
BBEP
– –
-519
Closed -$3K
LINE
398
DELISTED
LINN ENERGY LLC COM UTS REP LTD LIABILITY CO INTS
LINE
– –
-1,769
Closed -$17K
NMA
399
DELISTED
NUVEEN MUNI ADVANTAGE FUND
NMA
$0 ﹤0.01%
1
– –
VRNG
400
DELISTED
VRINGO, INC COM STK NEW (DE)
VRNG
– –
-100
Closed –
13 14 15
16
17

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SCA
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BAM
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Klingman & Associates's Q1 2015 Portfolio in Review

As of Q1 2015, Klingman & Associates held 407 positions worth $243M, up 1% from $241M the previous quarter. Its ten largest holdings account for 66% of the portfolio.

Klingman & Associates's Q1 2015 filing shows 25 new, 57 increased, 31 reduced and 31 closed positions. Its largest new stake was Vanguard Health Care ETF: 837 shares worth $113K. The largest sale was Invesco S&P 500 Revenue ETF, an estimated $5.05M.

By sector, the portfolio is most concentrated in Financials at 3.2% of assets, down from 3.4% a quarter earlier, followed by Healthcare and Technology.

  • Klingman & Associates's largest Q1 2015 buy was Vanguard Health Care ETF: 837 shares worth $113K.
  • Klingman & Associates added most to iShares Core S&P 500 ETF in Q1 2015, an estimated $2.29M increase.
  • Klingman & Associates's biggest Q1 2015 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $192K.
  • Klingman & Associates fully exited Invesco S&P 500 Revenue ETF in Q1 2015, selling an estimated $5.05M.
  • Klingman & Associates's ten largest holdings make up 66% of its $243M portfolio in Q1 2015.
  • Klingman & Associates opened 25 new positions and closed 31 in Q1 2015.
  • Klingman & Associates's portfolio value rose 1% quarter-over-quarter to $243M.

Based on Klingman & Associates's 13F filing for Q1 2015, filed 9 Feb 2016.