KA

Klingman & Associates Portfolio holdings

AUM $1.81B
This Quarter Return
+3.15%
1 Year Return
+11.88%
3 Year Return
+45.28%
5 Year Return
+77.09%
10 Year Return
+123.71%
AUM
$329M
AUM Growth
+$329M
Cap. Flow
-$11.3M
Cap. Flow %
-3.43%
Top 10 Hldgs %
68.42%
Holding
381
New
4
Increased
19
Reduced
44
Closed
282

Top Buys

1
MLPI
UBS E-TRACS Alerian MLP Infrastructure ETN
MLPI
$21.1M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
$4.12M
3
IVV icon
iShares Core S&P 500 ETF
IVV
$2.64M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
$1.81M
5
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$1.57M

Top Sells

1
MLPN
Credit Suisse X- Links Cushing MLP Infrastructure ETN's due April 20, 2020
MLPN
$15.8M
2
CEM
ClearBridge MLP and Midstream Fund Inc.
CEM
$4.85M
3
TIP icon
iShares TIPS Bond ETF
TIP
$2.28M
4
SPY icon
SPDR S&P 500 ETF Trust
SPY
$1.81M
5
VTI icon
Vanguard Total Stock Market ETF
VTI
$1.7M

Sector Composition

1 Financials 3.29%
2 Energy 0.58%
3 Healthcare 0.47%
4 Consumer Staples 0.43%
5 Industrials 0.42%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
HEDJ icon
351
WisdomTree Europe Hedged Equity Fund
HEDJ
$1.8B
– –
-491
Closed -$26K
HIO
352
Western Asset High Income Opportunity Fund
HIO
$378M
– –
-5,062
Closed -$26K
HYG icon
353
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.8B
– –
-2,031
Closed -$177K
HYT icon
354
BlackRock Corporate High Yield Fund
HYT
$1.47B
– –
-1,911
Closed -$21K
IAC icon
355
IAC Inc
IAC
$2.94B
– –
-8
Closed –
IBM icon
356
IBM
IBM
$227B
– –
-932
Closed -$148K
ICE icon
357
Intercontinental Exchange
ICE
$101B
– –
-90
Closed -$24K
IDLV icon
358
Invesco S&P International Developed Low Volatility ETF
IDLV
$330M
– –
-22,600
Closed -$693K
IEFA icon
359
iShares Core MSCI EAFE ETF
IEFA
$150B
– –
-163
Closed -$9K
IEMG icon
360
iShares Core MSCI Emerging Markets ETF
IEMG
$102B
– –
-152
Closed -$7K
IJK icon
361
iShares S&P Mid-Cap 400 Growth ETF
IJK
$9.07B
– –
-1,030
Closed -$180K
IJS icon
362
iShares S&P Small-Cap 600 Value ETF
IJS
$6.59B
– –
-926
Closed -$116K
IJT icon
363
iShares S&P Small-Cap 600 Growth ETF
IJT
$6.27B
– –
-983
Closed -$135K
ILCG icon
364
iShares Morningstar Growth ETF
ILCG
$2.93B
– –
-415
Closed -$51K
ILCV icon
365
iShares Morningstar Value ETF
ILCV
$1.09B
– –
-1,102
Closed -$97K
ING icon
366
ING
ING
$70.3B
– –
-583
Closed -$7K
INTC icon
367
Intel
INTC
$107B
– –
-3,060
Closed -$116K
IP icon
368
International Paper
IP
$26.2B
– –
-622
Closed -$30K
ISCG icon
369
iShares Morningstar Small-Cap Growth ETF
ISCG
$718M
– –
-600
Closed -$86K
ISCV icon
370
iShares Morningstar Small-Cap Value ETF
ISCV
$524M
– –
-209
Closed -$27K
ITB icon
371
iShares US Home Construction ETF
ITB
$3.18B
– –
-200
Closed -$6K
JCI icon
372
Johnson Controls International
JCI
$69.9B
– –
-297
Closed -$14K
JNK icon
373
SPDR Bloomberg High Yield Bond ETF
JNK
$8.1B
– –
-4,087
Closed -$150K
KDP icon
374
Keurig Dr Pepper
KDP
$39.5B
– –
-278
Closed -$25K
KHC icon
375
Kraft Heinz
KHC
$33.1B
– –
-681
Closed -$61K
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