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KA

Klingman & Associates Portfolio holdings

AUM $2.35B
1-Year Est. Return 23.18%
This Fund
S&P 500
This Quarter Est. Return
+0.83%
1 Year Est. Return
+23.18%
3 Year Est. Return
+59.34%
5 Year Est. Return
+62.44%
10 Year Est. Return
+178.86%
AUM
$279M
AUM Growth
+$11.6M
Cap. Flow
+$9.34M
Cap. Flow %
3.35%
Top 10 Hldgs %
60.25%
Holding
432
New
24
Increased
37
Reduced
37
Closed
40

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.79M
2
TIP icon
iShares TIPS Bond ETF
TIP
+$2.23M
3
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$2.05M
4
MLPN
Credit Suisse X- Links Cushing MLP Infrastructure ETN's due April 20, 2020
MLPN
+$1.85M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$1.83M

Top Sells

Rank Stock Value
1
PID icon
Invesco International Dividend Achievers ETF
PID
+$681K
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$645K
3
HDV
iShares Core High Dividend ETF
HDV
+$523K
4
NKE icon
Nike
NKE
+$453K
5
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$406K

Sector Composition

Rank Sector Weight
1 Financials 4.72%
2 Healthcare 0.83%
3 Consumer Staples 0.83%
4 Technology 0.74%
5 Industrials 0.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EWT icon
351
iShares MSCI Taiwan ETF
EWT
$9.86B
$3K ﹤0.01%
93
– –
HOPE icon
352
Hope Bancorp
HOPE
$1.79B
$3K ﹤0.01%
200
– –
OZK icon
353
Bank OZK
OZK
$5.6B
$3K ﹤0.01%
60
– –
SHY icon
354
iShares 1-3 Year Treasury Bond ETF
SHY
$25.5B
$3K ﹤0.01%
35
– –
XLF icon
355
State Street Financial Select Sector SPDR ETF
XLF
$56.7B
$3K ﹤0.01%
162
– –
MNK
356
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
$3K ﹤0.01%
54
– –
PX
357
DELISTED
Praxair Inc
PX
$3K ﹤0.01%
25
– –
EMC
358
DELISTED
EMC CORPORATION
EMC
$3K ﹤0.01%
112
– –
ASH icon
359
Ashland
ASH
$3.33B
$2K ﹤0.01%
37
– –
DVYE icon
360
iShares Emerging Markets Dividend ETF
DVYE
$1.22B
$2K ﹤0.01%
50
– –
FWONA icon
361
Liberty Media Series A
FWONA
$22.5B
$2K ﹤0.01%
74
– –
GM icon
362
General Motors
GM
$80.4B
$2K ﹤0.01%
51
– –
LTBR icon
363
Lightbridge
LTBR
$271M
$2K ﹤0.01%
55
– –
MSI icon
364
Motorola Solutions
MSI
$72.3B
$2K ﹤0.01%
28
– –
SAN icon
365
Banco Santander
SAN
$201B
$2K ﹤0.01%
360
– –
SIRI icon
366
SiriusXM
SIRI
$9.98B
$2K ﹤0.01%
50
– –
MRO
367
DELISTED
Marathon Oil Corporation
MRO
$2K ﹤0.01%
200
– –
S
368
DELISTED
Sprint Corporation
S
$2K ﹤0.01%
627
– –
FTR
369
DELISTED
Frontier Communications Corp.
FTR
$2K ﹤0.01%
28
– –
AVNS
370
DELISTED
Avanos Medical
AVNS
$1K ﹤0.01%
29
– –
BP icon
371
BP
BP
$116B
$1K ﹤0.01%
24
– –
CG icon
372
Carlyle Group
CG
$16.6B
$1K ﹤0.01%
72
– –
DD icon
373
DuPont de Nemours
DD
$18.5B
$1K ﹤0.01%
7
– –
FAM
374
DELISTED
First Trust/abrdn Global Opportunity Income Fund
FAM
$1K ﹤0.01%
109
– –
SRF
375
DELISTED
THE CUSHING ROYALTY & INCOME FUND
SRF
$1K ﹤0.01%
106
– –
13 14
15
16 17

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HFM
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EC
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G
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SCA
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BAM
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Klingman & Associates's Q1 2016 Portfolio in Review

As of Q1 2016, Klingman & Associates held 432 positions worth $279M, up 4.3% from $267M the previous quarter. Its ten largest holdings account for 60% of the portfolio.

Klingman & Associates deployed $9.34M of net new capital in Q1 2016, opening 24 new positions and adding to 37 existing holdings. Its largest new stake was PIMCO Enhanced Short Maturity Active Exchange-Traded Fund: 10,679 shares worth $1.08M.

By sector, the portfolio is most concentrated in Financials at 4.7% of assets, down from 5.8% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was Alphabet (Google) Class C, an estimated $645K trimmed.

  • Klingman & Associates's largest Q1 2016 buy was PIMCO Enhanced Short Maturity Active Exchange-Traded Fund: 10,679 shares worth $1.08M.
  • Klingman & Associates added most to iShares Core S&P 500 ETF in Q1 2016, an estimated $4.79M increase.
  • Klingman & Associates's biggest Q1 2016 reduction was Alphabet (Google) Class C, cutting an estimated $645K.
  • Klingman & Associates fully exited Invesco International Dividend Achievers ETF in Q1 2016, selling an estimated $681K.
  • Klingman & Associates's ten largest holdings make up 60% of its $279M portfolio in Q1 2016.
  • Klingman & Associates opened 24 new positions and closed 40 in Q1 2016.
  • Klingman & Associates's portfolio value rose 4.3% quarter-over-quarter to $279M.

Based on Klingman & Associates's 13F filing for Q1 2016, filed 18 Apr 2016.