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KA

Klingman & Associates Portfolio holdings

AUM $2.35B
1-Year Est. Return 23.18%
This Fund
S&P 500
This Quarter Est. Return
-0.29%
1 Year Est. Return
+23.18%
3 Year Est. Return
+59.34%
5 Year Est. Return
+62.44%
10 Year Est. Return
+178.86%
AUM
$243M
AUM Growth
+$2.52M
Cap. Flow
+$3.71M
Cap. Flow %
1.52%
Top 10 Hldgs %
65.55%
Holding
407
New
25
Increased
57
Reduced
31
Closed
31

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$2.29M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$1.5M
3
CEM
ClearBridge MLP and Midstream Fund Inc.
CEM
+$1.27M
4
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$950K
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$823K

Top Sells

Rank Stock Value
1
RWL icon
Invesco S&P 500 Revenue ETF
RWL
+$5.05M
2
RWK icon
Invesco S&P MidCap 400 Revenue ETF
RWK
+$922K
3
RTR
Oppenheimer ADR Revenue ETF
RTR
+$745K
4
RWJ icon
Invesco S&P SmallCap 600 Revenue ETF
RWJ
+$701K
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$192K

Sector Composition

Rank Sector Weight
1 Financials 3.18%
2 Healthcare 1.01%
3 Technology 0.87%
4 Energy 0.87%
5 Consumer Staples 0.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ASH icon
351
Ashland
ASH
$3.27B
$2K ﹤0.01%
37
– –
GEF icon
352
Greif
GEF
$4.95B
$2K ﹤0.01%
50
– –
MSI icon
353
Motorola Solutions
MSI
$73.3B
$2K ﹤0.01%
28
– –
NOK icon
354
Nokia
NOK
$55.9B
$2K ﹤0.01%
265
– –
NOV icon
355
NOV
NOV
$7B
$2K ﹤0.01%
37
– –
OZK icon
356
Bank OZK
OZK
$5.61B
$2K ﹤0.01%
+60
New +$2.14K
SIRI icon
357
SiriusXM
SIRI
$10.2B
$2K ﹤0.01%
50
– –
ALB icon
358
Albemarle
ALB
$14.3B
$1K ﹤0.01%
12
– –
BP icon
359
BP
BP
$110B
$1K ﹤0.01%
24
-362
-94% -$11.9K
DD icon
360
DuPont de Nemours
DD
$18.5B
$1K ﹤0.01%
7
– –
DLX icon
361
Deluxe
DLX
$1.21B
$1K ﹤0.01%
8
– –
GM icon
362
General Motors
GM
$75.5B
$1K ﹤0.01%
36
– –
PPLI
363
People Inc
PPLI
$3.41B
$1K ﹤0.01%
45
– –
FAM
364
DELISTED
First Trust/abrdn Global Opportunity Income Fund
FAM
$1K ﹤0.01%
109
– –
QEP
365
DELISTED
QEP RESOURCES, INC.
QEP
$1K ﹤0.01%
50
– –
BMS
366
DELISTED
Bemis
BMS
$1K ﹤0.01%
25
– –
LNCO
367
DELISTED
LINNCO LLC COM SHS REPSTG LTD LIABILITY
LNCO
$1K ﹤0.01%
100
-200
-67% -$2.15K
AGNC icon
368
AGNC Investment
AGNC
$12.6B
– –
-1,047
Closed -$22K
AIG icon
369
American International
AIG
$41.1B
$0 ﹤0.01%
5
– –
ALTO icon
370
Alto Ingredients
ALTO
$386M
$0 ﹤0.01%
2
+1
+100% +$10
BCO icon
371
Brink's
BCO
$4.67B
– –
-2,691
Closed -$65K
BPT
372
DELISTED
BP Prudhoe Bay Royalty Trust
BPT
– –
-100
Closed -$6K
BUD icon
373
AB InBev
BUD
$166B
– –
-500
Closed -$56K
DNOW icon
374
DNOW Inc
DNOW
$2.59B
$0 ﹤0.01%
9
– –
EC icon
375
Ecopetrol
EC
$33.4B
– –
-300
Closed -$5K
13 14
15
16 17

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G
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SCA
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BAM
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Klingman & Associates's Q1 2015 Portfolio in Review

As of Q1 2015, Klingman & Associates held 407 positions worth $243M, up 1% from $241M the previous quarter. Its ten largest holdings account for 66% of the portfolio.

Klingman & Associates's Q1 2015 filing shows 25 new, 57 increased, 31 reduced and 31 closed positions. Its largest new stake was Vanguard Health Care ETF: 837 shares worth $113K. The largest sale was Invesco S&P 500 Revenue ETF, an estimated $5.05M.

By sector, the portfolio is most concentrated in Financials at 3.2% of assets, down from 3.4% a quarter earlier, followed by Healthcare and Technology.

  • Klingman & Associates's largest Q1 2015 buy was Vanguard Health Care ETF: 837 shares worth $113K.
  • Klingman & Associates added most to iShares Core S&P 500 ETF in Q1 2015, an estimated $2.29M increase.
  • Klingman & Associates's biggest Q1 2015 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $192K.
  • Klingman & Associates fully exited Invesco S&P 500 Revenue ETF in Q1 2015, selling an estimated $5.05M.
  • Klingman & Associates's ten largest holdings make up 66% of its $243M portfolio in Q1 2015.
  • Klingman & Associates opened 25 new positions and closed 31 in Q1 2015.
  • Klingman & Associates's portfolio value rose 1% quarter-over-quarter to $243M.

Based on Klingman & Associates's 13F filing for Q1 2015, filed 9 Feb 2016.