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KA

Klingman & Associates Portfolio holdings

AUM $2.35B
1-Year Est. Return 23.18%
This Fund
S&P 500
This Quarter Est. Return
-0.29%
1 Year Est. Return
+23.18%
3 Year Est. Return
+59.34%
5 Year Est. Return
+62.44%
10 Year Est. Return
+178.86%
AUM
$243M
AUM Growth
+$2.52M
Cap. Flow
+$3.71M
Cap. Flow %
1.52%
Top 10 Hldgs %
65.55%
Holding
407
New
25
Increased
57
Reduced
31
Closed
31

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$2.29M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$1.5M
3
CEM
ClearBridge MLP and Midstream Fund Inc.
CEM
+$1.27M
4
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$950K
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$823K

Top Sells

Rank Stock Value
1
RWL icon
Invesco S&P 500 Revenue ETF
RWL
+$5.05M
2
RWK icon
Invesco S&P MidCap 400 Revenue ETF
RWK
+$922K
3
RTR
Oppenheimer ADR Revenue ETF
RTR
+$745K
4
RWJ icon
Invesco S&P SmallCap 600 Revenue ETF
RWJ
+$701K
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$192K

Sector Composition

Rank Sector Weight
1 Financials 3.18%
2 Healthcare 1.01%
3 Technology 0.87%
4 Energy 0.87%
5 Consumer Staples 0.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LTBR icon
326
Lightbridge
LTBR
$284M
$4K ﹤0.01%
55
– –
SBUX icon
327
Starbucks
SBUX
$119B
$4K ﹤0.01%
74
– –
TROW icon
328
T. Rowe Price
TROW
$24.1B
$4K ﹤0.01%
50
– –
VTN icon
329
Invesco Trust for Investment Grade New York Municipals
VTN
$160M
$4K ﹤0.01%
300
– –
WTRG icon
330
Essential Utilities
WTRG
$11.1B
$4K ﹤0.01%
156
– –
XHB icon
331
State Street SPDR S&P Homebuilders ETF
XHB
$1.49B
$4K ﹤0.01%
+100
New +$3.54K
SINA
332
DELISTED
Sina Corp
SINA
$4K ﹤0.01%
115
– –
S
333
DELISTED
Sprint Corporation
S
$4K ﹤0.01%
497
– –
ALU
334
DELISTED
Alcatel-Lucent
ALU
$4K ﹤0.01%
976
– –
NAVG
335
DELISTED
Navigators Group Inc
NAVG
$4K ﹤0.01%
100
– –
TWC
336
DELISTED
TIME WARNER CABLE INC NEW COM STK
TWC
$4K ﹤0.01%
25
– –
SXE
337
DELISTED
Southcross Energy Partners, L.P.
SXE
$4K ﹤0.01%
300
– –
AVNS
338
DELISTED
Avanos Medical
AVNS
$3K ﹤0.01%
62
– –
EWT icon
339
iShares MSCI Taiwan ETF
EWT
$10.2B
$3K ﹤0.01%
93
– –
HOPE icon
340
Hope Bancorp
HOPE
$1.82B
$3K ﹤0.01%
200
– –
META icon
341
Meta Platforms (Facebook)
META
$1.5T
$3K ﹤0.01%
37
– –
SAN icon
342
Banco Santander
SAN
$206B
$3K ﹤0.01%
353
– –
SHY icon
343
iShares 1-3 Year Treasury Bond ETF
SHY
$25B
$3K ﹤0.01%
35
– –
TOL icon
344
Toll Brothers
TOL
$14B
$3K ﹤0.01%
87
– –
PX
345
DELISTED
Praxair Inc
PX
$3K ﹤0.01%
25
– –
EMC
346
DELISTED
EMC CORPORATION
EMC
$3K ﹤0.01%
112
– –
FTR
347
DELISTED
Frontier Communications Corp.
FTR
$3K ﹤0.01%
28
– –
CB
348
DELISTED
CHUBB CORPORATION
CB
$3K ﹤0.01%
25
– –
AMT icon
349
American Tower
AMT
$80.4B
$2K ﹤0.01%
25
– –
APA icon
350
APA Corp
APA
$13B
$2K ﹤0.01%
25
– –
12 13
14
15 16

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HFM
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G
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SCA
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BAM
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Klingman & Associates's Q1 2015 Portfolio in Review

As of Q1 2015, Klingman & Associates held 407 positions worth $243M, up 1% from $241M the previous quarter. Its ten largest holdings account for 66% of the portfolio.

Klingman & Associates's Q1 2015 filing shows 25 new, 57 increased, 31 reduced and 31 closed positions. Its largest new stake was Vanguard Health Care ETF: 837 shares worth $113K. The largest sale was Invesco S&P 500 Revenue ETF, an estimated $5.05M.

By sector, the portfolio is most concentrated in Financials at 3.2% of assets, down from 3.4% a quarter earlier, followed by Healthcare and Technology.

  • Klingman & Associates's largest Q1 2015 buy was Vanguard Health Care ETF: 837 shares worth $113K.
  • Klingman & Associates added most to iShares Core S&P 500 ETF in Q1 2015, an estimated $2.29M increase.
  • Klingman & Associates's biggest Q1 2015 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $192K.
  • Klingman & Associates fully exited Invesco S&P 500 Revenue ETF in Q1 2015, selling an estimated $5.05M.
  • Klingman & Associates's ten largest holdings make up 66% of its $243M portfolio in Q1 2015.
  • Klingman & Associates opened 25 new positions and closed 31 in Q1 2015.
  • Klingman & Associates's portfolio value rose 1% quarter-over-quarter to $243M.

Based on Klingman & Associates's 13F filing for Q1 2015, filed 9 Feb 2016.