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KA

Klingman & Associates Portfolio holdings

AUM $2.35B
1-Year Est. Return 23.18%
This Fund
S&P 500
This Quarter Est. Return
-0.29%
1 Year Est. Return
+23.18%
3 Year Est. Return
+59.34%
5 Year Est. Return
+62.44%
10 Year Est. Return
+178.86%
AUM
$243M
AUM Growth
+$2.52M
Cap. Flow
+$3.71M
Cap. Flow %
1.52%
Top 10 Hldgs %
65.55%
Holding
407
New
25
Increased
57
Reduced
31
Closed
31

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$2.29M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$1.5M
3
CEM
ClearBridge MLP and Midstream Fund Inc.
CEM
+$1.27M
4
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$950K
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$823K

Top Sells

Rank Stock Value
1
RWL icon
Invesco S&P 500 Revenue ETF
RWL
+$5.05M
2
RWK icon
Invesco S&P MidCap 400 Revenue ETF
RWK
+$922K
3
RTR
Oppenheimer ADR Revenue ETF
RTR
+$745K
4
RWJ icon
Invesco S&P SmallCap 600 Revenue ETF
RWJ
+$701K
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$192K

Sector Composition

Rank Sector Weight
1 Financials 3.18%
2 Healthcare 1.01%
3 Technology 0.87%
4 Energy 0.87%
5 Consumer Staples 0.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AFL icon
301
Aflac
AFL
$64.5B
$6K ﹤0.01%
200
– –
ITB icon
302
iShares US Home Construction ETF
ITB
$2.24B
$6K ﹤0.01%
+200
New +$5.33K
LMT icon
303
Lockheed Martin
LMT
$135B
$6K ﹤0.01%
30
-100
-77% -$19.7K
OHI icon
304
Omega Healthcare
OHI
$14.7B
$6K ﹤0.01%
150
– –
PCF
305
High Income Securities Fund
PCF
$99.6M
$6K ﹤0.01%
767
– –
PML
306
PIMCO Municipal Income Fund II
PML
$485M
$6K ﹤0.01%
500
– –
PNR icon
307
Pentair
PNR
$10.7B
$6K ﹤0.01%
153
– –
STON
308
DELISTED
StoneMor Inc.
STON
$6K ﹤0.01%
200
-350
-64% -$9.73K
NXQ
309
DELISTED
NUVEEN ELECT TAX-FREE INC 2
NXQ
$6K ﹤0.01%
398
– –
MON
310
DELISTED
Monsanto Co
MON
$6K ﹤0.01%
49
– –
CAKE icon
311
Cheesecake Factory
CAKE
$5.17B
$5K ﹤0.01%
93
– –
CRM icon
312
Salesforce
CRM
$153B
$5K ﹤0.01%
80
– –
ENB icon
313
Enbridge
ENB
$118B
$5K ﹤0.01%
100
– –
EWA icon
314
iShares MSCI Australia ETF
EWA
$1.4B
$5K ﹤0.01%
+200
New +$4.57K
IWP icon
315
iShares Russell Mid-Cap Growth ETF
IWP
$20.1B
$5K ﹤0.01%
102
– –
LBRDA icon
316
Liberty Broadband Class A
LBRDA
$4.89B
$5K ﹤0.01%
87
– –
TTE icon
317
TotalEnergies
TTE
$194B
$5K ﹤0.01%
100
– –
WTW icon
318
Willis Towers Watson
WTW
$31.7B
$5K ﹤0.01%
38
– –
MRO
319
DELISTED
Marathon Oil Corporation
MRO
$5K ﹤0.01%
200
– –
ERF
320
DELISTED
Enerplus Corporation
ERF
$5K ﹤0.01%
500
– –
OAK
321
DELISTED
OAKTREE CAPITAL GROUP, LLC
OAK
$5K ﹤0.01%
100
– –
AAL icon
322
American Airlines Group
AAL
$10.6B
$4K ﹤0.01%
72
– –
BDX icon
323
Becton Dickinson
BDX
$46.7B
$4K ﹤0.01%
26
– –
ES icon
324
Eversource Energy
ES
$27B
$4K ﹤0.01%
+76
New +$4K
IWS icon
325
iShares Russell Mid-Cap Value ETF
IWS
$15.7B
$4K ﹤0.01%
59
– –
11 12
13
14 15

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HFM
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SCA
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BAM
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Klingman & Associates's Q1 2015 Portfolio in Review

As of Q1 2015, Klingman & Associates held 407 positions worth $243M, up 1% from $241M the previous quarter. Its ten largest holdings account for 66% of the portfolio.

Klingman & Associates's Q1 2015 filing shows 25 new, 57 increased, 31 reduced and 31 closed positions. Its largest new stake was Vanguard Health Care ETF: 837 shares worth $113K. The largest sale was Invesco S&P 500 Revenue ETF, an estimated $5.05M.

By sector, the portfolio is most concentrated in Financials at 3.2% of assets, down from 3.4% a quarter earlier, followed by Healthcare and Technology.

  • Klingman & Associates's largest Q1 2015 buy was Vanguard Health Care ETF: 837 shares worth $113K.
  • Klingman & Associates added most to iShares Core S&P 500 ETF in Q1 2015, an estimated $2.29M increase.
  • Klingman & Associates's biggest Q1 2015 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $192K.
  • Klingman & Associates fully exited Invesco S&P 500 Revenue ETF in Q1 2015, selling an estimated $5.05M.
  • Klingman & Associates's ten largest holdings make up 66% of its $243M portfolio in Q1 2015.
  • Klingman & Associates opened 25 new positions and closed 31 in Q1 2015.
  • Klingman & Associates's portfolio value rose 1% quarter-over-quarter to $243M.

Based on Klingman & Associates's 13F filing for Q1 2015, filed 9 Feb 2016.