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KA

Klingman & Associates Portfolio holdings

AUM $2.35B
1-Year Est. Return 23.18%
This Fund
S&P 500
This Quarter Est. Return
+0.83%
1 Year Est. Return
+23.18%
3 Year Est. Return
+59.34%
5 Year Est. Return
+62.44%
10 Year Est. Return
+178.86%
AUM
$279M
AUM Growth
+$11.6M
Cap. Flow
+$9.34M
Cap. Flow %
3.35%
Top 10 Hldgs %
60.25%
Holding
432
New
24
Increased
37
Reduced
37
Closed
40

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.79M
2
TIP icon
iShares TIPS Bond ETF
TIP
+$2.23M
3
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$2.05M
4
MLPN
Credit Suisse X- Links Cushing MLP Infrastructure ETN's due April 20, 2020
MLPN
+$1.85M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$1.83M

Top Sells

Rank Stock Value
1
PID icon
Invesco International Dividend Achievers ETF
PID
+$681K
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$645K
3
HDV
iShares Core High Dividend ETF
HDV
+$523K
4
NKE icon
Nike
NKE
+$453K
5
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$406K

Sector Composition

Rank Sector Weight
1 Financials 4.72%
2 Healthcare 0.83%
3 Consumer Staples 0.83%
4 Technology 0.74%
5 Industrials 0.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VXUS icon
276
Vanguard Total International Stock ETF
VXUS
$155B
$16K 0.01%
356
+126
+55% +$5.37K
SHLX
277
DELISTED
Shell Midstream Partners, L.P.
SHLX
$16K 0.01%
+430
New +$15.2K
CSBK
278
DELISTED
Clifton Bancorp Inc.
CSBK
$16K 0.01%
1,077
– –
BSV icon
279
Vanguard Short-Term Bond ETF
BSV
$44.6B
$15K 0.01%
186
– –
NEE icon
280
NextEra Energy
NEE
$183B
$15K 0.01%
+520
New +$14.6K
TCP
281
DELISTED
TC Pipelines LP
TCP
$15K 0.01%
309
– –
MFT
282
DELISTED
BLACKROCK MUNIYIELD INVESTMENT QUALITY FUND
MFT
$15K 0.01%
1,000
– –
BX icon
283
Blackstone
BX
$103B
$14K 0.01%
500
-7,340
-94% -$194K
RTX icon
284
RTX Corp
RTX
$290B
$14K 0.01%
218
– –
EVG
285
Eaton Vance Short Duration Diversified Income Fund
EVG
$142M
$13K ﹤0.01%
1,000
– –
KMI icon
286
Kinder Morgan
KMI
$71.3B
$13K ﹤0.01%
705
– –
PCEF icon
287
Invesco CEF Income Composite ETF
PCEF
$801M
$13K ﹤0.01%
615
– –
PRU icon
288
Prudential Financial
PRU
$42.7B
$13K ﹤0.01%
175
– –
FHY
289
DELISTED
First Trust Strategic High
FHY
$13K ﹤0.01%
1,125
– –
FE icon
290
FirstEnergy
FE
$28B
$12K ﹤0.01%
333
– –
NUV icon
291
Nuveen Municipal Value Fund
NUV
$1.91B
$12K ﹤0.01%
1,171
– –
PMM
292
Franklin Managed Municipal Income Trust
PMM
$269M
$12K ﹤0.01%
1,521
– –
USO icon
293
United States Oil Fund
USO
$2.15B
$12K ﹤0.01%
150
– –
NIO
294
DELISTED
NUVEEN MUNICIPAL OPPORTUNITY FUND INC
NIO
$12K ﹤0.01%
847
– –
TYC
295
DELISTED
TYCO INTL PLC COM SHS (IRL)
TYC
$11K ﹤0.01%
298
– –
HSBC.PRA
296
DELISTED
HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A)
HSBC.PRA
$10K ﹤0.01%
375
– –
VIAB
297
DELISTED
Viacom Inc. Class B
VIAB
$10K ﹤0.01%
236
– –
RBS.PRS.CL
298
DELISTED
The Royal Bank Of Scotland Group
RBS.PRS.CL
$10K ﹤0.01%
400
– –
EXG icon
299
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$2.99B
$9K ﹤0.01%
983
– –
GILD icon
300
Gilead Sciences
GILD
$161B
$9K ﹤0.01%
100
– –
10 11
12
13 14

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HFM
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EC
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G
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MC
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SCA
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BAM
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Klingman & Associates's Q1 2016 Portfolio in Review

As of Q1 2016, Klingman & Associates held 432 positions worth $279M, up 4.3% from $267M the previous quarter. Its ten largest holdings account for 60% of the portfolio.

Klingman & Associates deployed $9.34M of net new capital in Q1 2016, opening 24 new positions and adding to 37 existing holdings. Its largest new stake was PIMCO Enhanced Short Maturity Active Exchange-Traded Fund: 10,679 shares worth $1.08M.

By sector, the portfolio is most concentrated in Financials at 4.7% of assets, down from 5.8% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was Alphabet (Google) Class C, an estimated $645K trimmed.

  • Klingman & Associates's largest Q1 2016 buy was PIMCO Enhanced Short Maturity Active Exchange-Traded Fund: 10,679 shares worth $1.08M.
  • Klingman & Associates added most to iShares Core S&P 500 ETF in Q1 2016, an estimated $4.79M increase.
  • Klingman & Associates's biggest Q1 2016 reduction was Alphabet (Google) Class C, cutting an estimated $645K.
  • Klingman & Associates fully exited Invesco International Dividend Achievers ETF in Q1 2016, selling an estimated $681K.
  • Klingman & Associates's ten largest holdings make up 60% of its $279M portfolio in Q1 2016.
  • Klingman & Associates opened 24 new positions and closed 40 in Q1 2016.
  • Klingman & Associates's portfolio value rose 4.3% quarter-over-quarter to $279M.

Based on Klingman & Associates's 13F filing for Q1 2016, filed 18 Apr 2016.