KA

Klingman & Associates Portfolio holdings

AUM $1.81B
This Quarter Return
+3.15%
1 Year Return
+11.88%
3 Year Return
+45.28%
5 Year Return
+77.09%
10 Year Return
+123.71%
AUM
$329M
AUM Growth
+$329M
Cap. Flow
-$11.3M
Cap. Flow %
-3.43%
Top 10 Hldgs %
68.42%
Holding
381
New
4
Increased
19
Reduced
44
Closed
282

Top Buys

1
MLPI
UBS E-TRACS Alerian MLP Infrastructure ETN
MLPI
$21.1M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
$4.12M
3
IVV icon
iShares Core S&P 500 ETF
IVV
$2.64M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
$1.81M
5
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$1.57M

Top Sells

1
MLPN
Credit Suisse X- Links Cushing MLP Infrastructure ETN's due April 20, 2020
MLPN
$15.8M
2
CEM
ClearBridge MLP and Midstream Fund Inc.
CEM
$4.85M
3
TIP icon
iShares TIPS Bond ETF
TIP
$2.28M
4
SPY icon
SPDR S&P 500 ETF Trust
SPY
$1.81M
5
VTI icon
Vanguard Total Stock Market ETF
VTI
$1.7M

Sector Composition

1 Financials 3.29%
2 Energy 0.58%
3 Healthcare 0.47%
4 Consumer Staples 0.43%
5 Industrials 0.42%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
GM.WS.B
251
DELISTED
General Motors Company
GM.WS.B
– –
-47
Closed -$1K
BRS
252
DELISTED
Bristow Group, Inc.
BRS
– –
-36
Closed -$1K
BX icon
253
Blackstone
BX
$131B
– –
-500
Closed -$13K
AMZN icon
254
Amazon
AMZN
$2.38T
– –
-75
Closed -$63K
ASH icon
255
Ashland
ASH
$2.5B
– –
-18
Closed -$2K
AVNS icon
256
Avanos Medical
AVNS
$552M
– –
-29
Closed -$1K
AWK icon
257
American Water Works
AWK
$27.9B
– –
-1,288
Closed -$96K
BAC icon
258
Bank of America
BAC
$372B
– –
-4,682
Closed -$73K
BATRA icon
259
Atlanta Braves Holdings Series A
BATRA
$2.96B
– –
-5
Closed –
BAX icon
260
Baxter International
BAX
$12.3B
– –
-589
Closed -$28K
BCE icon
261
BCE
BCE
$22.9B
– –
-183
Closed -$8K
BDJ icon
262
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.59B
– –
-4,919
Closed -$39K
SRF
263
DELISTED
THE CUSHING ROYALTY & INCOME FUND
SRF
– –
-106
Closed -$1K
WBC
264
DELISTED
WABCO HOLDINGS INC.
WBC
– –
-200
Closed -$23K
JCP
265
DELISTED
J.C. Penney Company, Inc.
JCP
– –
-21
Closed –
AGN
266
DELISTED
Allergan plc
AGN
– –
-262
Closed -$60K
AAL icon
267
American Airlines Group
AAL
$8.56B
– –
-72
Closed -$3K
ABT icon
268
Abbott
ABT
$229B
– –
-2,056
Closed -$87K
ACN icon
269
Accenture
ACN
$157B
– –
-686
Closed -$84K
ADBE icon
270
Adobe
ADBE
$145B
– –
-225
Closed -$24K
ADI icon
271
Analog Devices
ADI
$120B
– –
-2,010
Closed -$130K
ADP icon
272
Automatic Data Processing
ADP
$122B
– –
-2,092
Closed -$185K
AEP icon
273
American Electric Power
AEP
$59.2B
– –
-100
Closed -$6K
AFL icon
274
Aflac
AFL
$56.4B
– –
-100
Closed -$7K
AIG icon
275
American International
AIG
$44.6B
– –
-5
Closed –
9 10
11
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