We are live on ! Find out more
KA

Klingman & Associates Portfolio holdings

AUM $2.35B
1-Year Est. Return 23.18%
This Fund
S&P 500
This Quarter Est. Return
-2.24%
1 Year Est. Return
+23.18%
3 Year Est. Return
+59.34%
5 Year Est. Return
+62.44%
10 Year Est. Return
+178.86%
AUM
$254M
AUM Growth
+$11M
Cap. Flow
+$17.4M
Cap. Flow %
6.84%
Top 10 Hldgs %
64.19%
Holding
420
New
44
Increased
67
Reduced
27
Closed
9

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.78M
2
TIP icon
iShares TIPS Bond ETF
TIP
+$2.59M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$1.25M
4
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$1.13M
5
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$794K

Top Sells

Rank Stock Value
1
ELD icon
WisdomTree Emerging Markets Local Debt Fund
ELD
+$798K
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$298K
3
PRFZ icon
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
+$116K
4
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$107K
5
DWX icon
State Street SPDR S&P International Dividend ETF
DWX
+$88K

Sector Composition

Rank Sector Weight
1 Financials 3.23%
2 Healthcare 1.06%
3 Technology 0.91%
4 Consumer Staples 0.89%
5 Energy 0.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ZBH icon
251
Zimmer Biomet
ZBH
$18.8B
$22K 0.01%
206
– –
HYT icon
252
BlackRock Corporate High Yield Fund
HYT
$1.36B
$21K 0.01%
1,911
– –
NFJ
253
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.39B
$21K 0.01%
1,400
– –
ABB
254
DELISTED
ABB Ltd
ABB
$21K 0.01%
983
– –
EQIX icon
255
Equinix
EQIX
$99.4B
$20K 0.01%
+79
New +$20.1K
MBB icon
256
iShares MBS ETF
MBB
$39.1B
$20K 0.01%
185
– –
MCN
257
Madison Covered Call & Equity Strategy Fund
MCN
$117M
$20K 0.01%
2,556
– –
NOW icon
258
ServiceNow
NOW
$120B
$20K 0.01%
+1,375
New +$21.2K
BCE icon
259
BCE
BCE
$20.8B
$19K 0.01%
444
– –
CEF icon
260
Sprott Physical Gold and Silver Trust
CEF
$7.35B
$19K 0.01%
1,650
– –
CG icon
261
Carlyle Group
CG
$16.1B
$19K 0.01%
675
– –
IP icon
262
International Paper
IP
$22.6B
$19K 0.01%
422
– –
LUMN icon
263
Lumen
LUMN
$6.43B
$19K 0.01%
630
– –
NGL icon
264
NGL Energy Partners
NGL
$1.94B
$19K 0.01%
625
– –
UNP icon
265
Union Pacific
UNP
$174B
$19K 0.01%
200
– –
IDXX icon
266
Idexx Laboratories
IDXX
$44.9B
$18K 0.01%
280
– –
TCP
267
DELISTED
TC Pipelines LP
TCP
$18K 0.01%
309
– –
ARMH
268
DELISTED
ARM HOLDINGS PLC ADS
ARMH
$18K 0.01%
+357
New +$18.6K
MDLZ icon
269
Mondelez International
MDLZ
$82.9B
$17K 0.01%
404
– –
EEP
270
DELISTED
Enbridge Energy Partners
EEP
$17K 0.01%
500
– –
LNKD
271
DELISTED
LinkedIn Corporation
LNKD
$17K 0.01%
+80
New +$17.8K
PSX icon
272
Phillips 66
PSX
$82.9B
$16K 0.01%
200
-56
-22% -$4.45K
TTE icon
273
TotalEnergies
TTE
$193B
$16K 0.01%
320
+220
+220% +$11.4K
SPLK
274
DELISTED
Splunk Inc
SPLK
$16K 0.01%
+226
New +$15.2K
STRZA
275
DELISTED
Starz - Series A
STRZA
$16K 0.01%
350
– –
9 10
11
12 13

Similar funds

ROIC
Route One Investment Company San Francisco, California $2.35B AUM 11.7% 1-Year Est. Return
CC
Capital Counsel New York $2.35B AUM 21.34% 1-Year Est. Return
HFM
Harvest Fund Management Beijing, China $2.35B AUM 49.85% 1-Year Est. Return
EC
EcoR1 Capital San Francisco, California $2.36B AUM 204.53% 1-Year Est. Return
G
GenTrust Miami, Florida $2.34B AUM 18.43% 1-Year Est. Return
MC
Moors & Cabot Boston, Massachusetts $2.34B AUM 30.42% 1-Year Est. Return
SCA
STALEY CAPITAL ADVISERS Pittsburgh, Pennsylvania $2.36B AUM 23.72% 1-Year Est. Return
BAM
Berkshire Asset Management Wilkes Barre, Pennsylvania $2.33B AUM 19.33% 1-Year Est. Return

Klingman & Associates's Q2 2015 Portfolio in Review

As of Q2 2015, Klingman & Associates held 420 positions worth $254M, up 4.5% from $243M the previous quarter. Its ten largest holdings account for 64% of the portfolio.

Klingman & Associates deployed $17.4M of net new capital in Q2 2015, opening 44 new positions and adding to 67 existing holdings. Its largest new stake was iShares Russell 1000 ETF: 5,335 shares worth $619K.

By sector, the portfolio is most concentrated in Financials at 3.2% of assets, up from 3.2% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was WisdomTree Emerging Markets Local Debt Fund, an estimated $798K trimmed.

  • Klingman & Associates's largest Q2 2015 buy was iShares Russell 1000 ETF: 5,335 shares worth $619K.
  • Klingman & Associates added most to iShares Core S&P 500 ETF in Q2 2015, an estimated $6.78M increase.
  • Klingman & Associates's biggest Q2 2015 reduction was WisdomTree Emerging Markets Local Debt Fund, cutting an estimated $798K.
  • Klingman & Associates fully exited State Street SPDR S&P International Dividend ETF in Q2 2015, selling an estimated $88K.
  • Klingman & Associates's ten largest holdings make up 64% of its $254M portfolio in Q2 2015.
  • Klingman & Associates opened 44 new positions and closed 9 in Q2 2015.
  • Klingman & Associates's portfolio value rose 4.5% quarter-over-quarter to $254M.

Based on Klingman & Associates's 13F filing for Q2 2015, filed 9 Feb 2016.