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KA

Klingman & Associates Portfolio holdings

AUM $2.35B
1-Year Est. Return 23.18%
This Fund
S&P 500
This Quarter Est. Return
-0.29%
1 Year Est. Return
+23.18%
3 Year Est. Return
+59.34%
5 Year Est. Return
+62.44%
10 Year Est. Return
+178.86%
AUM
$243M
AUM Growth
+$2.52M
Cap. Flow
+$3.71M
Cap. Flow %
1.52%
Top 10 Hldgs %
65.55%
Holding
407
New
25
Increased
57
Reduced
31
Closed
31

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$2.29M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$1.5M
3
CEM
ClearBridge MLP and Midstream Fund Inc.
CEM
+$1.27M
4
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$950K
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$823K

Top Sells

Rank Stock Value
1
RWL icon
Invesco S&P 500 Revenue ETF
RWL
+$5.05M
2
RWK icon
Invesco S&P MidCap 400 Revenue ETF
RWK
+$922K
3
RTR
Oppenheimer ADR Revenue ETF
RTR
+$745K
4
RWJ icon
Invesco S&P SmallCap 600 Revenue ETF
RWJ
+$701K
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$192K

Sector Composition

Rank Sector Weight
1 Financials 3.18%
2 Healthcare 1.01%
3 Technology 0.87%
4 Energy 0.87%
5 Consumer Staples 0.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RTX icon
251
RTX Corp
RTX
$292B
$16K 0.01%
218
– –
VIAB
252
DELISTED
Viacom Inc. Class B
VIAB
$16K 0.01%
236
– –
FHY
253
DELISTED
First Trust Strategic High
FHY
$16K 0.01%
1,125
– –
WES
254
DELISTED
Western Gas Partners Lp
WES
$16K 0.01%
250
– –
BSV icon
255
Vanguard Short-Term Bond ETF
BSV
$44.6B
$15K 0.01%
186
– –
IEMG icon
256
iShares Core MSCI Emerging Markets ETF
IEMG
$152B
$15K 0.01%
+310
New +$14.8K
MDLZ icon
257
Mondelez International
MDLZ
$78.8B
$15K 0.01%
404
– –
PCEF icon
258
Invesco CEF Income Composite ETF
PCEF
$806M
$15K 0.01%
615
– –
CSBK
259
DELISTED
Clifton Bancorp Inc.
CSBK
$15K 0.01%
1,077
– –
EVG
260
Eaton Vance Short Duration Diversified Income Fund
EVG
$142M
$14K 0.01%
1,000
– –
PRU icon
261
Prudential Financial
PRU
$42.7B
$14K 0.01%
175
– –
TGP
262
DELISTED
Teekay LNG Partners L.P.
TGP
$14K 0.01%
375
– –
MFT
263
DELISTED
BLACKROCK MUNIYIELD INVESTMENT QUALITY FUND
MFT
$14K 0.01%
1,000
– –
FWONA icon
264
Liberty Media Series A
FWONA
$22.4B
$13K 0.01%
521
– –
TYC
265
DELISTED
TYCO INTL PLC COM SHS (IRL)
TYC
$13K 0.01%
298
-300
-50% -$13.4K
FE icon
266
FirstEnergy
FE
$28B
$12K ﹤0.01%
333
– –
GBX icon
267
The Greenbrier Companies
GBX
$1.54B
$12K ﹤0.01%
200
– –
NUV icon
268
Nuveen Municipal Value Fund
NUV
$1.91B
$12K ﹤0.01%
+1,171
New +$11.6K
VOD icon
269
Vodafone
VOD
$35.9B
$12K ﹤0.01%
+322
New +$11.1K
VXUS icon
270
Vanguard Total International Stock ETF
VXUS
$156B
$12K ﹤0.01%
230
– –
KYE
271
DELISTED
Kayne Anderson Energy
KYE
$12K ﹤0.01%
500
– –
NIO
272
DELISTED
NUVEEN MUNICIPAL OPPORTUNITY FUND INC
NIO
$12K ﹤0.01%
+847
New +$12.3K
STRZA
273
DELISTED
Starz - Series A
STRZA
$12K ﹤0.01%
350
– –
PMM
274
Franklin Managed Municipal Income Trust
PMM
$266M
$11K ﹤0.01%
1,521
– –
TEF
275
DELISTED
Telefonica
TEF
$11K ﹤0.01%
1,006
– –
9 10
11
12 13

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SCA
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BAM
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Klingman & Associates's Q1 2015 Portfolio in Review

As of Q1 2015, Klingman & Associates held 407 positions worth $243M, up 1% from $241M the previous quarter. Its ten largest holdings account for 66% of the portfolio.

Klingman & Associates's Q1 2015 filing shows 25 new, 57 increased, 31 reduced and 31 closed positions. Its largest new stake was Vanguard Health Care ETF: 837 shares worth $113K. The largest sale was Invesco S&P 500 Revenue ETF, an estimated $5.05M.

By sector, the portfolio is most concentrated in Financials at 3.2% of assets, down from 3.4% a quarter earlier, followed by Healthcare and Technology.

  • Klingman & Associates's largest Q1 2015 buy was Vanguard Health Care ETF: 837 shares worth $113K.
  • Klingman & Associates added most to iShares Core S&P 500 ETF in Q1 2015, an estimated $2.29M increase.
  • Klingman & Associates's biggest Q1 2015 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $192K.
  • Klingman & Associates fully exited Invesco S&P 500 Revenue ETF in Q1 2015, selling an estimated $5.05M.
  • Klingman & Associates's ten largest holdings make up 66% of its $243M portfolio in Q1 2015.
  • Klingman & Associates opened 25 new positions and closed 31 in Q1 2015.
  • Klingman & Associates's portfolio value rose 1% quarter-over-quarter to $243M.

Based on Klingman & Associates's 13F filing for Q1 2015, filed 9 Feb 2016.