We are live on ! Find out more
KA

Klingman & Associates Portfolio holdings

AUM $2.35B
1-Year Est. Return 23.18%
This Fund
S&P 500
This Quarter Est. Return
+3.15%
1 Year Est. Return
+23.18%
3 Year Est. Return
+59.34%
5 Year Est. Return
+62.44%
10 Year Est. Return
+178.86%
AUM
$329M
AUM Growth
-$2.49M
Cap. Flow
-$12.2M
Cap. Flow %
-3.71%
Top 10 Hldgs %
68.42%
Holding
378
New
4
Increased
19
Reduced
44
Closed
281

Top Buys

Rank Stock Value
1
MLPI
UBS E-TRACS Alerian MLP Infrastructure ETN
MLPI
+$20.2M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$3.95M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$2.58M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$1.7M
5
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$1.58M

Top Sells

Rank Stock Value
1
MLPN
Credit Suisse X- Links Cushing MLP Infrastructure ETN's due April 20, 2020
MLPN
+$15.8M
2
CEM
ClearBridge MLP and Midstream Fund Inc.
CEM
+$4.85M
3
TIP icon
iShares TIPS Bond ETF
TIP
+$2.3M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.77M
5
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$1.66M

Sector Composition

Rank Sector Weight
1 Financials 3.29%
2 Energy 0.58%
3 Healthcare 0.47%
4 Consumer Staples 0.43%
5 Industrials 0.42%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MCK icon
226
McKesson
MCK
$104B
– –
-150
Closed -$25K
MCN
227
Madison Covered Call & Equity Strategy Fund
MCN
$117M
– –
-2,556
Closed -$20K
MDLZ icon
228
Mondelez International
MDLZ
$82.9B
– –
-404
Closed -$18K
MDT icon
229
Medtronic
MDT
$112B
– –
-1,362
Closed -$118K
META icon
230
Meta Platforms (Facebook)
META
$1.49T
– –
-462
Closed -$59K
MHN
231
DELISTED
BlackRock MuniHoldings New Yrok Quality Fund
MHN
– –
-7,285
Closed -$108K
MMM icon
232
3M
MMM
$91.8B
– –
-737
Closed -$109K
MMT
233
Aberdeen Multi-Market Income Fund
MMT
$237M
– –
-3,000
Closed -$18K
MPC icon
234
Marathon Petroleum
MPC
$90.1B
– –
-200
Closed -$8K
MPWR icon
235
Monolithic Power Systems
MPWR
$61.4B
– –
-599
Closed -$48K
MS icon
236
Morgan Stanley
MS
$319B
– –
-1,694
Closed -$54K
NBTB icon
237
NBT Bancorp
NBTB
$2.82B
– –
-2,838
Closed -$93K
NFJ
238
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.39B
– –
-1,400
Closed -$18K
NKE icon
239
Nike
NKE
$64.1B
– –
-1,088
Closed -$57K
NLY icon
240
Annaly Capital Management
NLY
$17.3B
– –
-770
Closed -$32K
NOK icon
241
Nokia
NOK
$46.9B
– –
-801
Closed -$5K
NRK icon
242
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$901M
– –
-5,664
Closed -$80K
NSC icon
243
Norfolk Southern
NSC
$75.4B
– –
-285
Closed -$28K
NTAP icon
244
NetApp
NTAP
$34B
– –
-290
Closed -$10K
NUE icon
245
Nucor
NUE
$58.3B
– –
-1,332
Closed -$66K
NUV icon
246
Nuveen Municipal Value Fund
NUV
$1.91B
– –
-1,171
Closed -$12K
OMC icon
247
Omnicom Group
OMC
$22.7B
– –
-527
Closed -$45K
ORCL icon
248
Oracle
ORCL
$339B
– –
-1,500
Closed -$59K
OZK icon
249
Bank OZK
OZK
$5.63B
– –
-60
Closed -$2K
PARA
250
DELISTED
Paramount Global Class B
PARA
– –
-1,564
Closed -$86K
8 9
10
11 12

Similar funds

ROIC
Route One Investment Company San Francisco, California $2.35B AUM 11.7% 1-Year Est. Return
CC
Capital Counsel New York $2.35B AUM 21.34% 1-Year Est. Return
HFM
Harvest Fund Management Beijing, China $2.35B AUM 49.85% 1-Year Est. Return
EC
EcoR1 Capital San Francisco, California $2.36B AUM 204.53% 1-Year Est. Return
G
GenTrust Miami, Florida $2.34B AUM 18.43% 1-Year Est. Return
MC
Moors & Cabot Boston, Massachusetts $2.34B AUM 30.42% 1-Year Est. Return
SCA
STALEY CAPITAL ADVISERS Pittsburgh, Pennsylvania $2.36B AUM 23.72% 1-Year Est. Return
BAM
Berkshire Asset Management Wilkes Barre, Pennsylvania $2.33B AUM 19.33% 1-Year Est. Return

Klingman & Associates's Q4 2016 Portfolio in Review

As of Q4 2016, Klingman & Associates held 378 positions worth $329M, down 0.75% from $332M the previous quarter. Its ten largest holdings account for 68% of the portfolio.

Klingman & Associates withdrew a net $12.2M in Q4 2016, closing 281 positions and reducing 44 holdings. Its most notable exit was Credit Suisse X- Links Cushing MLP Infrastructure ETN's due April 20, 2020, an estimated $15.8M position sold in full.

By sector, the portfolio is most concentrated in Financials at 3.3% of assets, down from 3.3% a quarter earlier, followed by Energy and Healthcare.

Against the trend, Klingman & Associates opened a new position in UBS E-TRACS Alerian MLP Infrastructure ETN worth $21.1M.

  • Klingman & Associates's largest Q4 2016 buy was UBS E-TRACS Alerian MLP Infrastructure ETN: 742,074 shares worth $21.1M.
  • Klingman & Associates added most to iShares Core S&P Mid-Cap ETF in Q4 2016, an estimated $3.95M increase.
  • Klingman & Associates's biggest Q4 2016 reduction was iShares TIPS Bond ETF, cutting an estimated $2.3M.
  • Klingman & Associates fully exited Credit Suisse X- Links Cushing MLP Infrastructure ETN's due April 20, 2020 in Q4 2016, selling an estimated $15.8M.
  • Klingman & Associates's ten largest holdings make up 68% of its $329M portfolio in Q4 2016.
  • Klingman & Associates opened 4 new positions and closed 281 in Q4 2016.
  • Klingman & Associates's portfolio value fell 0.75% quarter-over-quarter to $329M.

Based on Klingman & Associates's 13F filing for Q4 2016, filed 26 Jan 2017.