KA

Klingman & Associates Portfolio holdings

AUM $1.81B
This Quarter Return
+3.15%
1 Year Return
+11.88%
3 Year Return
+45.28%
5 Year Return
+77.09%
10 Year Return
+123.71%
AUM
$329M
AUM Growth
+$329M
Cap. Flow
-$11.3M
Cap. Flow %
-3.43%
Top 10 Hldgs %
68.42%
Holding
381
New
4
Increased
19
Reduced
44
Closed
282

Top Buys

1
MLPI
UBS E-TRACS Alerian MLP Infrastructure ETN
MLPI
$21.1M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
$4.12M
3
IVV icon
iShares Core S&P 500 ETF
IVV
$2.64M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
$1.81M
5
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$1.57M

Top Sells

1
MLPN
Credit Suisse X- Links Cushing MLP Infrastructure ETN's due April 20, 2020
MLPN
$15.8M
2
CEM
ClearBridge MLP and Midstream Fund Inc.
CEM
$4.85M
3
TIP icon
iShares TIPS Bond ETF
TIP
$2.28M
4
SPY icon
SPDR S&P 500 ETF Trust
SPY
$1.81M
5
VTI icon
Vanguard Total Stock Market ETF
VTI
$1.7M

Sector Composition

1 Financials 3.29%
2 Energy 0.58%
3 Healthcare 0.47%
4 Consumer Staples 0.43%
5 Industrials 0.42%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
WTRG icon
226
Essential Utilities
WTRG
$10.9B
– –
-1,156
Closed -$35K
WTW icon
227
Willis Towers Watson
WTW
$31.8B
– –
-37
Closed -$5K
XEL icon
228
Xcel Energy
XEL
$42.6B
– –
-687
Closed -$28K
XLF icon
229
Financial Select Sector SPDR Fund
XLF
$53.4B
– –
-142
Closed -$3K
XLK icon
230
Technology Select Sector SPDR Fund
XLK
$82.4B
– –
-2,130
Closed -$102K
XLRE icon
231
Real Estate Select Sector SPDR Fund
XLRE
$7.58B
– –
-19
Closed -$1K
XWEL icon
232
XWELL
XWEL
$6.45M
– –
-100
Closed –
ZBH icon
233
Zimmer Biomet
ZBH
$20.9B
– –
-200
Closed -$26K
ZTS icon
234
Zoetis
ZTS
$67.4B
– –
-875
Closed -$46K
BSCO
235
DELISTED
Invesco BulletShares 2024 Corporate Bond ETF
BSCO
– –
-3,810
Closed -$81K
MRO
236
DELISTED
Marathon Oil Corporation
MRO
– –
-200
Closed -$3K
FAM
237
DELISTED
First Trust/abrdn Global Opportunity Income Fund
FAM
– –
-109
Closed -$1K
LSXMA
238
DELISTED
Liberty Media Corporation Series A Liberty SiriusXM Common Stock
LSXMA
– –
-50
Closed -$2K
CEM
239
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
– –
-298,048
Closed -$4.85M
STON
240
DELISTED
StoneMor Inc.
STON
– –
-200
Closed -$5K
CDK
241
DELISTED
CDK Global, Inc.
CDK
– –
-189
Closed -$11K
BSCL
242
DELISTED
Invesco BulletShares 2021 Corporate Bond ETF
BSCL
– –
-8,350
Closed -$180K
NXQ
243
DELISTED
NUVEEN ELECT TAX-FREE INC 2
NXQ
– –
-398
Closed -$6K
JTD
244
DELISTED
NUVEEN TAX-ADVANTAGE DIVIDEND GROWTH FUND
JTD
– –
-2,039
Closed -$30K
SINA
245
DELISTED
Sina Corp
SINA
– –
-115
Closed -$8K
AIG.WS
246
DELISTED
American International Group, Inc.
AIG.WS
– –
-3
Closed –
HSBC.PRA
247
DELISTED
HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A)
HSBC.PRA
– –
-375
Closed -$10K
MNK
248
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
– –
-54
Closed -$4K
S
249
DELISTED
Sprint Corporation
S
– –
-627
Closed -$4K
ASNA
250
DELISTED
Ascena Retail Group, Inc.
ASNA
– –
-1,600
Closed -$9K
8 9
10
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