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KA

Klingman & Associates Portfolio holdings

AUM $2.35B
1-Year Est. Return 23.18%
This Fund
S&P 500
This Quarter Est. Return
-2.24%
1 Year Est. Return
+23.18%
3 Year Est. Return
+59.34%
5 Year Est. Return
+62.44%
10 Year Est. Return
+178.86%
AUM
$254M
AUM Growth
+$11M
Cap. Flow
+$17.4M
Cap. Flow %
6.84%
Top 10 Hldgs %
64.19%
Holding
420
New
44
Increased
67
Reduced
27
Closed
9

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.78M
2
TIP icon
iShares TIPS Bond ETF
TIP
+$2.59M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$1.25M
4
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$1.13M
5
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$794K

Top Sells

Rank Stock Value
1
ELD icon
WisdomTree Emerging Markets Local Debt Fund
ELD
+$798K
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$298K
3
PRFZ icon
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
+$116K
4
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$107K
5
DWX icon
State Street SPDR S&P International Dividend ETF
DWX
+$88K

Sector Composition

Rank Sector Weight
1 Financials 3.23%
2 Healthcare 1.06%
3 Technology 0.91%
4 Consumer Staples 0.89%
5 Energy 0.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SBAC icon
226
SBA Communications
SBAC
$19.8B
$27K 0.01%
239
– –
VO icon
227
Vanguard Mid-Cap ETF
VO
$106B
$27K 0.01%
840
– –
ASNA
228
DELISTED
Ascena Retail Group, Inc.
ASNA
$27K 0.01%
80
– –
HIO
229
Western Asset High Income Opportunity Fund
HIO
$331M
$26K 0.01%
5,062
– –
PRFZ icon
230
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
$2.74B
$26K 0.01%
1,275
-5,500
-81% -$116K
RNP icon
231
Cohen & Steers REIT and Preferred and Income Fund
RNP
$989M
$26K 0.01%
1,500
– –
TXN icon
232
Texas Instruments
TXN
$248B
$26K 0.01%
500
– –
BKNG icon
233
Booking.com
BKNG
$156B
$25K 0.01%
+550
New +$26.2K
BOND icon
234
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.4B
$25K 0.01%
230
– –
FUN icon
235
Cedar Fair
FUN
$1.88B
$25K 0.01%
450
– –
NSC icon
236
Norfolk Southern
NSC
$75.4B
$25K 0.01%
285
– –
WBC
237
DELISTED
WABCO HOLDINGS INC.
WBC
$25K 0.01%
200
– –
BMRN icon
238
BioMarin Pharmaceuticals
BMRN
$11.9B
$24K 0.01%
+172
New +$21.3K
GAM
239
General American Investors Company
GAM
$1.54B
$24K 0.01%
679
– –
ILMN icon
240
Illumina
ILMN
$29.5B
$24K 0.01%
+112
New +$21.9K
USO icon
241
United States Oil Fund
USO
$2.15B
$24K 0.01%
150
– –
CELG
242
DELISTED
Celgene Corp
CELG
$24K 0.01%
+208
New +$23.8K
DBA icon
243
Invesco DB Agriculture Fund
DBA
$1.23B
$23K 0.01%
1,000
– –
SNY icon
244
Sanofi
SNY
$107B
$23K 0.01%
+464
New +$23.5K
NSH
245
DELISTED
NuStar GP Holdings LLC
NSH
$23K 0.01%
600
– –
AHGP
246
DELISTED
Alliance Holdings GP
AHGP
$23K 0.01%
575
– –
WR
247
DELISTED
Westar Energy Inc
WR
$23K 0.01%
665
– –
DUK icon
248
Duke Energy
DUK
$101B
$22K 0.01%
311
– –
ROP icon
249
Roper Technologies
ROP
$40.4B
$22K 0.01%
130
– –
XEL icon
250
Xcel Energy
XEL
$49.2B
$22K 0.01%
687
– –
8 9
10
11 12

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Klingman & Associates's Q2 2015 Portfolio in Review

As of Q2 2015, Klingman & Associates held 420 positions worth $254M, up 4.5% from $243M the previous quarter. Its ten largest holdings account for 64% of the portfolio.

Klingman & Associates deployed $17.4M of net new capital in Q2 2015, opening 44 new positions and adding to 67 existing holdings. Its largest new stake was iShares Russell 1000 ETF: 5,335 shares worth $619K.

By sector, the portfolio is most concentrated in Financials at 3.2% of assets, up from 3.2% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was WisdomTree Emerging Markets Local Debt Fund, an estimated $798K trimmed.

  • Klingman & Associates's largest Q2 2015 buy was iShares Russell 1000 ETF: 5,335 shares worth $619K.
  • Klingman & Associates added most to iShares Core S&P 500 ETF in Q2 2015, an estimated $6.78M increase.
  • Klingman & Associates's biggest Q2 2015 reduction was WisdomTree Emerging Markets Local Debt Fund, cutting an estimated $798K.
  • Klingman & Associates fully exited State Street SPDR S&P International Dividend ETF in Q2 2015, selling an estimated $88K.
  • Klingman & Associates's ten largest holdings make up 64% of its $254M portfolio in Q2 2015.
  • Klingman & Associates opened 44 new positions and closed 9 in Q2 2015.
  • Klingman & Associates's portfolio value rose 4.5% quarter-over-quarter to $254M.

Based on Klingman & Associates's 13F filing for Q2 2015, filed 9 Feb 2016.