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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+7.55%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$27.9B
AUM Growth
+$4.08B
Cap. Flow
+$2.62B
Cap. Flow %
9.39%
Top 10 Hldgs %
6.03%
Holding
3,311
New
278
Increased
1,671
Reduced
1,018
Closed
254

Top Buys

Rank Stock Value
1
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$123M
2
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$39.9M
3
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$36.6M
4
BMR
BIOMED REALTY TRUST INC
BMR
+$35.6M
5
ARE icon
Alexandria Real Estate Equities
ARE
+$34.5M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$111M
2
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$60.8M
3
GDP
GOODRICH PETROLEUM CORP(NEW)
GDP
+$49.7M
4
MDR
McDermott International
MDR
+$37.4M
5
ORCL icon
Oracle
ORCL
+$33.1M

Sector Composition

Rank Sector Weight
1 Financials 11.11%
2 Industrials 10.08%
3 Technology 9.94%
4 Healthcare 9.76%
5 Consumer Discretionary 9.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MIXT
2426
DELISTED
MIX TELEMATICS LIMITED
MIXT
$522K ﹤0.01%
+35,257
New +$543K
BSCG
2427
DELISTED
Guggenheim BulletShares 2016 Corporate Bond ETF
BSCG
$521K ﹤0.01%
23,420
-4,711
-17% -$104K
CS
2428
DELISTED
Credit Suisse Group
CS
$519K ﹤0.01%
16,980
+5,985
+54% +$178K
AXIA.PR
2429
DELISTED
AXIA Energia American Depositary Shares Preferred Class B1
AXIA.PR
$518K ﹤0.01%
139,974
-10,079
-7% -$33.1K
GLNG icon
2430
Golar LNG
GLNG
$5.12B
$518K ﹤0.01%
13,749
+2,257
+20% +$82.6K
SQM icon
2431
Sociedad Química y Minera de Chile
SQM
$20.5B
$517K ﹤0.01%
17,379
+2,410
+16% +$75.2K
BSCF
2432
DELISTED
CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF
BSCF
$515K ﹤0.01%
23,568
-4,742
-17% -$103K
ACI
2433
DELISTED
ARCH COAL, INC.
ACI
$514K ﹤0.01%
12,515
-447
-3% -$19.4K
DLIA
2434
DELISTED
DELIA*S INC
DLIA
$514K ﹤0.01%
408,598
+347,909
+573% +$445K
OC icon
2435
Owens Corning
OC
$12.4B
$513K ﹤0.01%
13,498
-2,692
-17% -$105K
UIS icon
2436
Unisys
UIS
$216M
$513K ﹤0.01%
20,380
+8,199
+67% +$206K
MOD icon
2437
Modine Manufacturing
MOD
$10.3B
$511K ﹤0.01%
+34,947
New +$456K
CMPR icon
2438
Cimpress
CMPR
$2.32B
$508K ﹤0.01%
+8,991
New +$478K
KAI icon
2439
Kadant
KAI
$3.99B
$507K ﹤0.01%
15,090
+4,780
+46% +$157K
PFS icon
2440
Provident Financial Services
PFS
$3.21B
$507K ﹤0.01%
31,304
+1,182
+4% +$19.9K
BSCE
2441
DELISTED
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
$504K ﹤0.01%
23,672
-4,754
-17% -$101K
NATI
2442
DELISTED
National Instruments Corp
NATI
$503K ﹤0.01%
16,235
-36,876
-69% -$1.07M
BH icon
2443
Biglari Holdings Class B
BH
$1.21B
$500K ﹤0.01%
1,958
+173
+10% +$43.5K
PFO
2444
Flaherty & Crumrine Preferred and Income Opportunity Fund
PFO
$119M
$498K ﹤0.01%
48,743
-20,494
-30% -$212K
FCG icon
2445
First Trust Natural Gas ETF
FCG
$626M
$496K ﹤0.01%
5,306
-397
-7% -$34.8K
MHI
2446
DELISTED
Pioneer Municipal High Income Fund
MHI
$496K ﹤0.01%
35,070
-4,534
-11% -$63.4K
SHI
2447
DELISTED
Sinopec Shanghai Petrochemical Co., Ltd.
SHI
$496K ﹤0.01%
19,760
-2,677
-12% -$61.7K
EVEP
2448
DELISTED
EV Energy Partners, L.P.
EVEP
$496K ﹤0.01%
+13,388
New +$511K
BSCD
2449
DELISTED
CLAYMORE GUGGENHEIM BULLETSHARES 2013 CORP BD ETF
BSCD
$495K ﹤0.01%
23,875
-4,788
-17% -$99.3K
TMUS icon
2450
T-Mobile US
TMUS
$190B
$494K ﹤0.01%
19,028
-38,816
-67% -$949K
96 97
98
99 100

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2013 Portfolio in Review

As of Q3 2013, Guggenheim Capital held 3,311 positions worth $27.9B, up 17% from $23.8B the previous quarter. Its ten largest holdings account for 6% of the portfolio.

Guggenheim Capital deployed $2.62B of net new capital in Q3 2013, opening 278 new positions and adding to 1,671 existing holdings. Its largest new stake was State Street SPDR Dow Jones Industrial Average ETF Trust: 806,700 shares worth $122M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $111M trimmed.

  • Guggenheim Capital's largest Q3 2013 buy was State Street SPDR Dow Jones Industrial Average ETF Trust: 806,700 shares worth $122M.
  • Guggenheim Capital added most to GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF in Q3 2013, an estimated $36.6M increase.
  • Guggenheim Capital's biggest Q3 2013 reduction was Invesco QQQ Trust, cutting an estimated $111M.
  • Guggenheim Capital fully exited PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q3 2013, selling an estimated $60.8M.
  • Guggenheim Capital's ten largest holdings make up 6% of its $27.9B portfolio in Q3 2013.
  • Guggenheim Capital opened 278 new positions and closed 254 in Q3 2013.
  • Guggenheim Capital's portfolio value rose 17% quarter-over-quarter to $27.9B.

Based on Guggenheim Capital's 13F filing for Q3 2013, filed 14 Nov 2013.