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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
+9.08%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$32.9B
AUM Growth
+$5.06B
(+18%)
Cap. Flow
+$2.81B
Cap. Flow
% of AUM
8.52%
Top 10 Holdings %
Top 10 Hldgs %
5.63%
Holding
3,405
New
347
Increased
1,675
Reduced
1,120
Closed
228
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Russell 2000 ETF
IWM
|
+$67M |
| 2 |
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
|
+$59M |
| 3 |
HMHC
Houghton Mifflin Harcourt Company
HMHC
|
+$59M |
| 4 |
Alphabet (Google) Class C
GOOG
|
+$49.3M |
| 5 |
Qualcomm
QCOM
|
+$48.5M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
|
+$122M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$112M |
| 3 |
Wolfspeed
WOLF
|
+$47.2M |
| 4 |
CHS
Chicos FAS, Inc.
CHS
|
+$45.3M |
| 5 |
MFB
MAIDENFORM BRANDS, INC
MFB
|
+$40.7M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 11.55% |
| 2 | Industrials | 10.81% |
| 3 | Technology | 10.42% |
| 4 | Consumer Discretionary | 9.8% |
| 5 | Healthcare | 9.13% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2401
OFG Bancorp
OFG
$2.21B
| $728K | ﹤0.01% |
+41,990
| New | +$680K |
|
|
UPL
2402
DELISTED
Ultra Petroleum Corp. Common Stock
UPL
| $726K | ﹤0.01% |
33,526
+1,393
| +4% | +$28.4K |
|
|
DGIT
2403
DELISTED
DIGITAL GENERATION INC COM STK (DE)
DGIT
| $724K | ﹤0.01% |
+56,798
| New | +$701K |
|
2404
Deutsche Bank
DB
$71.7B
| $723K | ﹤0.01% |
17,591
+803
| +5% | +$32.4K |
|
|
EVEP
2405
DELISTED
EV Energy Partners, L.P.
EVEP
| $720K | ﹤0.01% |
21,204
+7,816
| +58% | +$275K |
|
2406
John Wiley & Sons Class A
WLY
$2.74B
| $718K | ﹤0.01% |
13,004
-1,907
| -13% | -$96.4K |
|
2407
America Movil
AMX
$71.9B
| $715K | ﹤0.01% |
30,569
-58,202
| -66% | -$1.27M |
|
|
XIN
2408
DELISTED
Xinyuan Real Estate
XIN
| $715K | ﹤0.01% |
13,377
-1,683
| -11% | -$102K |
|
|
JGT
2409
DELISTED
NUVEEN DIVERSIFIED CURRENCY OPPORTUNIES FUND(USA)
JGT
| $714K | ﹤0.01% |
70,840
-92,233
| -57% | -$967K |
|
2410
Invesco National AMT-Free Municipal Bond ETF
PZA
$4.26B
| $713K | ﹤0.01% |
31,052
+22,626
| +269% | +$523K |
|
|
ISIL
2411
DELISTED
Intersil Corp
ISIL
| $709K | ﹤0.01% |
61,871
-52,471
| -46% | -$571K |
|
2412
Clear Channel Outdoor Holdings
CCO
$1.23B
| $708K | ﹤0.01% |
69,782
-8,009
| -10% | -$74.1K |
|
|
WIRE
2413
DELISTED
Encore Wire Corp
WIRE
| $708K | ﹤0.01% |
13,048
-390
| -3% | -$18.4K |
|
|
TRST
2414
Trustco Bank Corp NY
TRST
$955M
| $705K | ﹤0.01% |
19,622
-1,616
| -8% | -$55.3K |
|
2415
National CineMedia
NCMI
$380M
| $704K | ﹤0.01% |
3,527
+513
| +17% | +$95.5K |
|
2416
PhenixFIN
PFX
$91.8M
| $702K | ﹤0.01% |
+2,532
| New | +$708K |
|
|
RYL
2417
DELISTED
RYLAND GROUP INC
RYL
| $696K | ﹤0.01% |
16,029
+110
| +0.7% | +$4.37K |
|
2418
Resources Connection
RGP
$148M
| $695K | ﹤0.01% |
+48,517
| New | +$639K |
|
2419
Dolby
DLB
$5.75B
| $693K | ﹤0.01% |
17,977
-8,743
| -33% | -$314K |
|
|
BKCC
2420
DELISTED
BlackRock Capital Investment Corporation
BKCC
| $692K | ﹤0.01% |
74,121
+59,303
| +400% | +$564K |
|
2421
Barclays
BCS
$94.3B
| $691K | ﹤0.01% |
41,190
+4,856
| +13% | +$76.9K |
|
2422
Erie Indemnity
ERIE
$13.4B
| $690K | ﹤0.01% |
9,433
-14
| -0.1% | -$998 |
|
2423
Korn Ferry
KFY
$4.28B
| $688K | ﹤0.01% |
26,333
-2,856
| -10% | -$67.7K |
|
2424
Brookdale Senior Living
BKD
$3.44B
| $684K | ﹤0.01% |
25,162
-22,783
| -48% | -$631K |
|
|
KMR
2425
DELISTED
KINDER MORGAN MANAGEMENT LLC
KMR
| $683K | ﹤0.01% |
9,660
-1,497
| -13% | -$104K |
|
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Guggenheim Capital's Q4 2013 Portfolio in Review
As of Q4 2013, Guggenheim Capital held 3,405 positions worth $32.9B, up 18% from $27.9B the previous quarter. Its ten largest holdings account for 5.6% of the portfolio.
Guggenheim Capital deployed $2.81B of net new capital in Q4 2013, opening 347 new positions and adding to 1,675 existing holdings. Its largest new stake was Houghton Mifflin Harcourt Company: 3,489,206 shares worth $57.6M.
By sector, the portfolio is most concentrated in Financials at 12% of assets, up from 11% a quarter earlier, followed by Industrials and Technology.
On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $112M trimmed.
- Guggenheim Capital's largest Q4 2013 buy was Houghton Mifflin Harcourt Company: 3,489,206 shares worth $57.6M.
- Guggenheim Capital added most to iShares Russell 2000 ETF in Q4 2013, an estimated $67M increase.
- Guggenheim Capital's biggest Q4 2013 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $112M.
- Guggenheim Capital fully exited State Street SPDR Dow Jones Industrial Average ETF Trust in Q4 2013, selling an estimated $122M.
- Guggenheim Capital's ten largest holdings make up 5.6% of its $32.9B portfolio in Q4 2013.
- Guggenheim Capital opened 347 new positions and closed 228 in Q4 2013.
- Guggenheim Capital's portfolio value rose 18% quarter-over-quarter to $32.9B.
Based on Guggenheim Capital's 13F filing for Q4 2013, filed 14 Feb 2014.